0001209191-18-017050.txt : 20180305 0001209191-18-017050.hdr.sgml : 20180305 20180305215251 ACCESSION NUMBER: 0001209191-18-017050 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180301 FILED AS OF DATE: 20180305 DATE AS OF CHANGE: 20180305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VELDRAN RICHARD H CENTRAL INDEX KEY: 0001522749 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15967 FILM NUMBER: 18668543 MAIL ADDRESS: STREET 1: 103 JFK PARKWAY CITY: SHORT HILLS STATE: NJ ZIP: 07078 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DUN & BRADSTREET CORP/NW CENTRAL INDEX KEY: 0001115222 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] IRS NUMBER: 223725387 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 103 JFK PARKWAY STREET 2: 103 JFK PARKWAY CITY: SHORT HILLS STATE: NJ ZIP: 07078 BUSINESS PHONE: 9739215500 MAIL ADDRESS: STREET 1: 103 JFK PARKWAY STREET 2: 103 JFK PARKWAY CITY: SHORT HILLS STATE: NJ ZIP: 07078 FORMER COMPANY: FORMER CONFORMED NAME: NEW D&B CORP DATE OF NAME CHANGE: 20000523 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-03-01 0 0001115222 DUN & BRADSTREET CORP/NW DNB 0001522749 VELDRAN RICHARD H 103 JFK PARKWAY SHORT HILLS NJ 07078 0 1 0 0 Chief Financial Officer Common Stock 2018-03-01 4 M 0 1615 0.00 A 11617.5679 D Common Stock 2018-03-01 4 M 0 2186 0.00 A 13803.5679 D Common Stock 2018-03-01 4 F 0 1280 125.49 D 12523.5679 D Common Stock 600.6163 I HELD IN ESPP Leveraged Restricted Stock Units 2018-03-01 4 M 0 1629 0.00 D 2020-03-01 Common Stock 1615 3258 D Leveraged Restricted Stock Units 2018-03-01 4 M 0 1748 0.00 D 2019-03-01 Common Stock 2186.00 1748 D Leveraged Restricted Stock units 2018-03-01 4 A 0 5179 0.00 A 2021-03-01 Common Stock 5179 5179 D Represents the vesting and payout of the first tranche (1/3) of the leveraged restricted stock units (4,887) granted on March 1, 2017 at 99.2% of target based on the issuer's stock price performance during the performance period from 1/1/2017 - 12/31/2017. Represents the vesting and payout of the second tranche (1/3) of the leveraged restricted stock units (5,243) granted on March 1, 2016 at 125.1% of target based on the issuer's stock performance during the performance period from 1/1/2016 - 12/31/2017 and includes 438 additional shares above the target number of shares originally reported. To satisfy tax withholding obligations relating to the vesting of shares of Common Stock previously awarded, shares were withheld from the vested amount. Held in the issuer's employee stock purchase plan (ESPP) as of 03/05/2018. Each performance share represents a contingent right for the reporting person to receive, on each of the first, second and third anniversaries of the date of the grant, a distribution of common stock equal to 0% to 200% of 1/3 of the reported target performance shares based on the issuer's stock price performance during the designated performance periods, as follows: the first distribution is tied to the issuer's one-year stock price performance (1/1/2018 to 12/31/2018); the second distribution is tied to the issuer's two-year stock price performance (1/1/2018 to 12/31/2019); and the third distribution is tied to the issuer's three-year stock price performance (1/1/2018 to 12/31/2020). /s/ Krisrin R. Kaldor for Richard H. Veldran by POA previously filed 2018-03-05