0001209191-17-017999.txt : 20170303 0001209191-17-017999.hdr.sgml : 20170303 20170303183246 ACCESSION NUMBER: 0001209191-17-017999 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170301 FILED AS OF DATE: 20170303 DATE AS OF CHANGE: 20170303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DUN & BRADSTREET CORP/NW CENTRAL INDEX KEY: 0001115222 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] IRS NUMBER: 223725387 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 103 JFK PARKWAY STREET 2: 103 JFK PARKWAY CITY: SHORT HILLS STATE: NJ ZIP: 07078 BUSINESS PHONE: 9739215500 MAIL ADDRESS: STREET 1: 103 JFK PARKWAY STREET 2: 103 JFK PARKWAY CITY: SHORT HILLS STATE: NJ ZIP: 07078 FORMER COMPANY: FORMER CONFORMED NAME: NEW D&B CORP DATE OF NAME CHANGE: 20000523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PIETRONTONE ANTHONY JR CENTRAL INDEX KEY: 0001391729 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15967 FILM NUMBER: 17665921 MAIL ADDRESS: STREET 1: C/O THE DUN & BRADSTREET CORPORATION STREET 2: 103 JFK PARKWAY CITY: SHORT HILLS STATE: NJ ZIP: 07078 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-03-01 0 0001115222 DUN & BRADSTREET CORP/NW DNB 0001391729 PIETRONTONE ANTHONY JR 103 JFK PARKWAY SHORT HILLS NJ 07078 0 1 0 0 PAO & Corporate Controller Common Stock 2017-03-01 4 M 0 572 0.00 A 4695.6398 D Common Stock 2017-03-01 4 A 0 1155 0.00 A 5850.6398 D Common Stock 2017-03-01 4 F 0 428 107.175 D 5422.6398 D Common Stock 0.5874 I HELD IN ESPP Leveraged Restricted Stock Units 2017-03-01 4 M 0 454 0.00 D 2019-03-01 Common Stock 572 909 D Leveraged Restricted Stock Units 2017-03-01 4 A 0 1155 0.00 A 2020-03-01 Common Stock 1155 1155 D Represents the vesting and payout of the first tranche (1/3) of the leveraged restricted stock units (1,363) granted on March 1, 2016 at 126.1% based on the issuer's stock price performance during the performance period from 1/1/2016 -12/31/2016 and includes 118 additional shares above the target number of shares originally reported. Grant of restricted stock units which vest in three installments: 1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant, and 1/3 on the third anniversary of the date of grant. The reporting person made an irrevocable election in November 2016 to satisfy tax withholding obligations relating to the vesting of shares of Common Stock previously awarded through the deduction of shares from the vested amount. Held in the issuer's employee stock purchase plan (ESPP) as of 03/03/2017. Each performance share represents a contingent right for the reporting person to receive, on each of the first, second and third anniversaries of the date of the grant, a distribution of common stock equal to 0% to 200% of 1/3 of the reported target performance shares based on the issuer's stock price performance during the designated performance periods, as follows: the first distribution is tied to the issuer's one-year stock price performance (1/1/2017 - 12/31/2017); the second distribution is tied to the issuer's two-year stock price performance (1/1/2017-12/31/2018); and the third distribution is tied to the issuer's three-year stock price performance (1/1/2017-12/31/2019). /s/ Kristin R. Kaldor for Anthony Pietrontone, Jr. by POA previously filed 2017-03-03