0001683168-23-008401.txt : 20231121 0001683168-23-008401.hdr.sgml : 20231121 20231121163125 ACCESSION NUMBER: 0001683168-23-008401 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231120 FILED AS OF DATE: 20231121 DATE AS OF CHANGE: 20231121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Awsare Saleel CENTRAL INDEX KEY: 0001733464 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16027 FILM NUMBER: 231428639 MAIL ADDRESS: STREET 1: C/O SIGMA DESIGN, INC. STREET 2: 47467 FREMONT BLVD. CITY: FREMONT STATE: CA ZIP: 94538 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LANTRONIX INC CENTRAL INDEX KEY: 0001114925 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 330362767 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 48 DISCOVERY, SUITE 250 CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 9494533990 MAIL ADDRESS: STREET 1: 48 DISCOVERY, SUITE 250 CITY: IRVINE STATE: CA ZIP: 92618 4 1 ownership.xml X0508 4 2023-11-20 0 0001114925 LANTRONIX INC LTRX 0001733464 Awsare Saleel C/O LANTRONIX, INC. 48 DISCOVERY, SUITE 250 IRVINE CA 92618 1 1 0 0 President & CEO 0 Restricted Stock Units 2023-11-20 4 A 0 470255 0 A Common Stock 470255 470255 D Represents inducement restricted stock units ("Inducement RSUs") granted on November 20, 2023. The shares subject to the Inducement RSUs shall vest according to the following schedule: 1/3rd of the Inducement RSUs shall vest on November 1, 2024, 1/3rd of the Inducement RSUs shall vest on November 1, 2025 and the remaining Inducement RSUs shall vest on November 1, 2026. /s/ Jeremy Whitaker, Attorney-in-fact for Saleel Awsare 2023-11-21