0001683168-23-007822.txt : 20231109 0001683168-23-007822.hdr.sgml : 20231109 20231109170155 ACCESSION NUMBER: 0001683168-23-007822 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231108 FILED AS OF DATE: 20231109 DATE AS OF CHANGE: 20231109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRUSCHA BERNHARD CENTRAL INDEX KEY: 0001134246 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16027 FILM NUMBER: 231393574 MAIL ADDRESS: STREET 1: LANTRONIX INC STREET 2: 7535 IRVINE CENTER DRIVE, SUITE 100 CITY: IRVINE STATE: CA ZIP: 92618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LANTRONIX INC CENTRAL INDEX KEY: 0001114925 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 330362767 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 48 DISCOVERY, SUITE 250 CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 9494533990 MAIL ADDRESS: STREET 1: 48 DISCOVERY, SUITE 250 CITY: IRVINE STATE: CA ZIP: 92618 4 1 ownership.xml X0508 4 2023-11-08 0 0001114925 LANTRONIX INC LTRX 0001134246 BRUSCHA BERNHARD C/O LANTRONIX, INC. 48 DISCOVERY, SUITE 250 IRVINE CA 92618 0 0 1 0 0 Common Stock 2023-11-08 4 M 0 6455 0 A 22993 I By spouse Common Stock 5415880 I By TL Investment GmbH Common Stock 131454 D Restricted Stock Units 2023-11-08 4 M 0 6455 0 D Common Stock 6455 0 I By spouse Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted to the Reporting Person's spouse on November 8, 2022 (the "Grant Date"). The Reporting Person disclaims beneficial ownership of shares of the Issuer's common stock held by his spouse, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such reported shares for purposes of Section 16 or for any other purpose. Bernhard Bruscha serves as managing director of TL Investment GmbH, a company formed under the laws of Germany and the direct owner of the subject securities. RSUs convert into common stock on a one-for-one basis. The RSUs will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. /s/ Jeremy Whitaker, Attorney-in-fact for Bernhard Bruscha 2023-11-09