0001683168-23-006313.txt : 20230906
0001683168-23-006313.hdr.sgml : 20230906
20230906161319
ACCESSION NUMBER: 0001683168-23-006313
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230901
FILED AS OF DATE: 20230906
DATE AS OF CHANGE: 20230906
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Holliday Roger
CENTRAL INDEX KEY: 0001801318
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16027
FILM NUMBER: 231239320
MAIL ADDRESS:
STREET 1: 7535 IRVINE CENTER DRIVE
STREET 2: SUITE 100
CITY: IRVINE
STATE: CA
ZIP: 92618
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LANTRONIX INC
CENTRAL INDEX KEY: 0001114925
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576]
IRS NUMBER: 330362767
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 48 DISCOVERY, SUITE 250
CITY: IRVINE
STATE: CA
ZIP: 92618
BUSINESS PHONE: 9494533990
MAIL ADDRESS:
STREET 1: 48 DISCOVERY, SUITE 250
CITY: IRVINE
STATE: CA
ZIP: 92618
4
1
ownership.xml
X0508
4
2023-09-01
0
0001114925
LANTRONIX INC
LTRX
0001801318
Holliday Roger
C/O LANTRONIX, INC.
48 DISCOVERY, SUITE 250
IRVINE
CA
92618
0
1
0
0
VP of Worldwide Sales
0
Common Stock
2023-09-01
4
M
0
3125
0
A
129637
D
Common Stock
2023-09-01
4
F
0
1081
3.96
D
128556
D
Restricted Stock Units
2023-09-01
4
M
0
3125
0
D
Common Stock
3125
6250
D
Represents inducement restricted stock units ("Inducement RSUs") granted on February 4, 2020. The shares subject to the Inducement RSUs shall vest according to the following schedule: 12,500 of the Inducement RSUs vested on March 1, 2021, and the remaining Inducement RSUs shall vest 1/12th each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock.
In accordance with the terms of the RSU Agreement, 1,081 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.
/s/ Jeremy Whitaker, Attorney-in-fact for Roger Holliday
2023-09-06