0001683168-23-004707.txt : 20230706 0001683168-23-004707.hdr.sgml : 20230706 20230706164633 ACCESSION NUMBER: 0001683168-23-004707 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230705 FILED AS OF DATE: 20230706 DATE AS OF CHANGE: 20230706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Whitaker Jeremy CENTRAL INDEX KEY: 0001337832 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16027 FILM NUMBER: 231074160 MAIL ADDRESS: STREET 1: 15353 BARRANCA PARKWAY CITY: IRVINE STATE: CA ZIP: 92618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LANTRONIX INC CENTRAL INDEX KEY: 0001114925 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 330362767 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 48 DISCOVERY, SUITE 250 CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 9494533990 MAIL ADDRESS: STREET 1: 48 DISCOVERY, SUITE 250 CITY: IRVINE STATE: CA ZIP: 92618 4 1 ownership.xml X0407 4 2023-07-05 0 0001114925 LANTRONIX INC LTRX 0001337832 Whitaker Jeremy C/O LANTRONIX, INC. 48 DISCOVERY SUITE 250 IRVINE CA 92618 0 1 0 0 Interim CEO & CFO 0 Common Stock 2023-07-05 4 M 0 26348 1.37 A 262842 D Stock Option (Right to buy) 1.37 2023-07-05 4 M 0 26348 0 D 2020-09-14 2023-09-14 Common Stock 26348 0 D Represents shares of common stock acquired via exercise of Stock Options granted on September 14, 2016 (the "Grant Date") under the Lantronix, Inc. Amended and Restated 2010 Stock Incentive Plan (the "2010 SIP"). The reporting person previously exercised 23,652 stock options from this award granted on September 14, 2016 for the benefit of his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife. /s/ Jeremy Whitaker 2023-07-06