0001683168-23-003906.txt : 20230605 0001683168-23-003906.hdr.sgml : 20230605 20230605163012 ACCESSION NUMBER: 0001683168-23-003906 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230601 FILED AS OF DATE: 20230605 DATE AS OF CHANGE: 20230605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Holliday Roger CENTRAL INDEX KEY: 0001801318 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16027 FILM NUMBER: 23992935 MAIL ADDRESS: STREET 1: 7535 IRVINE CENTER DRIVE STREET 2: SUITE 100 CITY: IRVINE STATE: CA ZIP: 92618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LANTRONIX INC CENTRAL INDEX KEY: 0001114925 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 330362767 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 48 DISCOVERY, SUITE 250 CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 9494533990 MAIL ADDRESS: STREET 1: 48 DISCOVERY, SUITE 250 CITY: IRVINE STATE: CA ZIP: 92618 4 1 ownership.xml X0407 4 2023-06-01 0 0001114925 LANTRONIX INC LTRX 0001801318 Holliday Roger C/O LANTRONIX, INC. 48 DISCOVERY, SUITE 250 IRVINE CA 92618 0 1 0 0 VP of Worldwide Sales 0 Common Stock 2023-06-01 4 M 0 3125 0 A 127584 D Common Stock 2023-06-01 4 F 0 1072 4.36 D 126512 D Restricted Stock Units 2023-06-01 4 M 0 3125 0 D Common Stock 3125 9375 D Represents inducement restricted stock units ("Inducement RSUs") granted on February 4, 2020. The shares subject to the Inducement RSUs shall vest according to the following schedule: 12,500 of the Inducement RSUs vested on March 1, 2021, and the remaining Inducement RSUs shall vest 1/12th each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock. In accordance with the terms of the RSU Agreement, 1,072 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. /s/ Jeremy Whitaker, Attorney-in-fact for Roger Holliday 2023-06-05