0001683168-18-000562.txt : 20180302 0001683168-18-000562.hdr.sgml : 20180302 20180302175326 ACCESSION NUMBER: 0001683168-18-000562 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180301 FILED AS OF DATE: 20180302 DATE AS OF CHANGE: 20180302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Benck Jeff CENTRAL INDEX KEY: 0001397573 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16027 FILM NUMBER: 18663670 MAIL ADDRESS: STREET 1: LANTRONIX INC. STREET 2: 7535 IRVINE CENTER DRIVE, SUITE 100 CITY: IRVINE STATE: CA ZIP: 92618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LANTRONIX INC CENTRAL INDEX KEY: 0001114925 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 330362767 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 7535 IRVINE CENTER DR., SUITE 100 CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 9494533990 MAIL ADDRESS: STREET 1: 7535 IRVINE CENTER DR., SUITE 100 CITY: IRVINE STATE: CA ZIP: 92618 4 1 benck_frm4.xml OWNERSHIP DOCUMENT X0306 4 2018-03-01 0 0001114925 LANTRONIX INC LTRX 0001397573 Benck Jeff C/O LANTRONIX, INC. 7535 IRVINE CENTER DRIVE, #100 IRVINE CA 92618 1 1 0 0 Chief Executive Officer Common Stock 2018-03-01 4 M 0 37500 0 A 245014 D Common Stock 2018-03-01 4 F 0 18440 2.30 D 226574 D Restricted Stock Units 2018-03-01 4 M 0 37500 0 D Common Stock 37500 112500 D Represents Restricted Stock Units ("RSUs") granted on April 28, 2016 pursuant to an Inducement Restricted Stock Unit Agreement (the "RSU Agreement"). The remaining RSUs vest at the rate of 37,500 each quarter through December 2018. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Lantronix, Inc. common stock. In accordance with the terms of the RSU Agreement, 18,440 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. /s/ Jeremy Whitaker, Attorney-in-fact for Jeff Benck 2018-03-02