-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LAULqyzUZ6gyCXo1n1fW31Fn0gMGM7JGMcZRWnDW+u0lCRTD7f51kzrbCsU6bsvn xP/RSoGFUTYhqEQ1Q+v3aw== 0000909012-08-000271.txt : 20080213 0000909012-08-000271.hdr.sgml : 20080213 20080213144920 ACCESSION NUMBER: 0000909012-08-000271 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071231 FILED AS OF DATE: 20080213 DATE AS OF CHANGE: 20080213 EFFECTIVENESS DATE: 20080213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 033 ASSET MANAGEMENT LLC / CENTRAL INDEX KEY: 0001114831 IRS NUMBER: 043502120 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06047 FILM NUMBER: 08603831 BUSINESS ADDRESS: STREET 1: 125 HIGH ST STREET 2: SUITE 1405 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6173712015 MAIL ADDRESS: STREET 1: 125 HIGH ST STREET 2: SUITE 1405 CITY: BOSTON STATE: MA ZIP: 02110 13F-HR 1 t304070.txt 033 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F-HR Form 13F COVER PAGE Report for the Calendar Year of Quarter Ended: December 31, 2007 ---------------------------- Check here if Amendment [ ]; Amendment Number: ------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: 033 Asset Management, LLC Address: 125 High Street Boston, Massachusetts 02110 Form 13F File Number: 28-06432 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Lawrence Longo Title: Chief Operating Officer Phone: (617) 371-2015 Signature, Place, and Date of Signing: /s/ Lawrence Longo Boston, Massachusetts February 8, 2008 - ------------------ --------------------- ---------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 27 ------------- Form 13F Information Table Value Total: $44,806 --------------- (thousands) List of Other Included Managers: {None}
VOTING TITLE OF VALUE SHRS PRN SH/ PUT INVESTMENT OTHER AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) OR AMT PRN CALL DISCRETION MANAGERS SOLE - ------------------------------------------------------------------------------------------------------------------------------------ AUTODESK INC COM 052769106 871 17,500 SH SOLE N/A 17,500 AKORN INC COM 009728106 1,486 202,430 SH SOLE N/A 202,430 ARIBA INC COM NEW 04033V203 892 80,000 SH SOLE N/A 80,000 CF INDUSTRIES HOLDINGS COM 125269100 550 5,000 SH SOLE N/A 5,000 CROCS INC COM 227046109 184 5,000 SH SOLE N/A 5,000 CENTILLIUM COMMUNICATIONS INC COM 152319109 3,615 3,143,873 SH SOLE N/A 3,143,873 DELL INC COM 24702R101 980 40,000 SH SOLE N/A 40,000 FOCUS ENHANCEMENTS INC COM 344159108 1,914 3,828,978 SH SOLE N/A 3,828,978 FLOWSERVE CORP COM 34354P105 1,828 19,000 SH SOLE N/A 19,000 GAMETECH INTERNATIONAL INC COM 36466D102 359 50,000 SH SOLE N/A 50,000 HORNBECK OFFSHORE SERVICES INC COM 440543106 4,041 89,900 SH SOLE N/A 89,900 HEXCEL CORP COM 428291108 486 20,000 SH SOLE N/A 20,000 IOMEGA CORP COM NEW 462030305 6,865 1,978,339 SH SOLE N/A 1,978,339 JAZZ TECHNOLOGIES INC COM 47214E102 1,134 687,081 SH SOLE N/A 687,081 JAZZ TECHNOLOGIES INC WARRANTS *W EXP 03/15/201 47214E110 89 600,000 SH SOLE N/A 600,000 KAISER ALUMINUM CORP COM PAR $0.01 483007704 1,669 21,000 SH SOLE N/A 21,000 MCDERMOTT INTERNATIONAL INC COM 580037109 419 7,100 SH SOLE N/A 7,100 MONSANTO CO COM 61166W101 279 2,500 SH SOLE N/A 2,500 NATIONAL OILWELL VARCO INC COM 637071101 367 5,000 SH SOLE N/A 5,000 OPNEXT INC COM 68375V105 3,267 369,120 SH SOLE N/A 369,120 ORBITAL SCIENCES CORP COM 685564106 1,349 55,000 SH SOLE N/A 55,000 ORACLE CORPORATION COM 68389X105 677 30,000 SH SOLE N/A 30,000 RESEARCH MOTION LIMITED COM 760975102 567 5,000 SH SOLE N/A 5,000 SKILLSOFT PLC SPONSORED ADR 830928107 4,302 450,000 SH SOLE N/A 450,000 SEAGATE TECHNOLOGY SHS G7945J104 2,040 80,000 SH SOLE N/A 80,000 TGC INDUSTRIES INC COM NEW 872417308 4,212 436,507 SH SOLE N/A 436,507 WESTERN UNION CO COM 959802109 364 15,000 SH SOLE N/A 15,000 44,806
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