-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IfqRcJr7Hn26TgLaYtrjWh16jhejhUNWWTWusQ+lVtrr87H7snQVT8dooX5pyN4H XNf3Mswcz3w1J03jrqB51g== 0000909012-07-001420.txt : 20071115 0000909012-07-001420.hdr.sgml : 20071115 20071115121854 ACCESSION NUMBER: 0000909012-07-001420 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070930 FILED AS OF DATE: 20071115 DATE AS OF CHANGE: 20071115 EFFECTIVENESS DATE: 20071115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 033 ASSET MANAGEMENT LLC / CENTRAL INDEX KEY: 0001114831 IRS NUMBER: 043502120 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06047 FILM NUMBER: 071248538 BUSINESS ADDRESS: STREET 1: 125 HIGH ST STREET 2: SUITE 1405 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6173712015 MAIL ADDRESS: STREET 1: 125 HIGH ST STREET 2: SUITE 1405 CITY: BOSTON STATE: MA ZIP: 02110 13F-HR 1 t303825.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F-HR Form 13F COVER PAGE Report for the Calendar Year of Quarter Ended: September 30, 2007 --------------------------------- Check here if Amendment [ ]; Amendment Number: ------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: 033 Asset Management, LLC Address: 125 High Street _____ Boston, Massachusetts 02110 Form 13F File Number: 28-06432 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Lawrence Longo Title: Chief Operating Officer Phone: (617) 371-2015 Signature, Place, and Date of Signing: /s/ Lawrence Longo Boston, Massachusetts November 14, 2007 - ------------------ --------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 24 ------------- Form 13F Information Table Value Total: $71,169 --------------- (thousands) List of Other Included Managers: {None}
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING NAME OF ISSUER CLASS CUSIP (x$1000) PRNAMT PRN CALL DISCRETION MANAGERS AUTHORITY - -------------- ----- ----- -------- ------ --- ---- ---------- -------- --------- ACUSPHERE INC COM 00511R870 306 204,198 SH SOLE N/A SOLE AKORN INC COM 009728106 4,028 537,838 SH SOLE N/A SOLE BROADCOM CORP CL A 111320107 1,275 35,000 SH SOLE N/A SOLE CIENA CORP COM NEW 171779309 5,682 149,200 SH SOLE N/A SOLE CENTILLIUM COMMUNICATIONS INC COM 152319109 5,508 3,278,336 SH SOLE N/A SOLE FOCUS ENHANCEMENTS INC COM 344159108 6,447 7,007,673 SH SOLE N/A SOLE F5 NETWORKS INC COM 315616102 930 25,000 SH SOLE N/A SOLE GENCO SHIPPING & TRADING LTD SHS Y2685T107 262 4,000 SH SOLE N/A SOLE GARMIN LTD ORD G37260109 597 5,000 SH SOLE N/A SOLE HOLLYWOOD MEDIA CORP COM 436233100 4,239 1,200,760 SH SOLE N/A SOLE HORNBECK OFFSHORE SVCS INC N COM 440543106 4,771 130,000 SH SOLE N/A SOLE IOMEGA CORP COM NEW 462030305 10,898 2,079,717 SH SOLE N/A SOLE ISHARES DJ US REAL ESTATE 464287739 765 10,000 SH SOLE N/A SOLE JAZZ TECHNOLOGIES, INC COM 47214E102 2,159 691,886 SH SOLE N/A SOLE JAZZ TECHNOLOGIES, INC COM 47214E110 276 600,000 SH SOLE N/A SOLE THERMOGENESIS CORP COM NEW 883623209 1,275 571,907 SH SOLE N/A SOLE NAVISITE INC COM NEW 63935M208 2,109 239,899 SH SOLE N/A SOLE O2 MICRO INTERNATIONAL LTD SPONS ADR 67107W100 464 30,000 SH SOLE N/A SOLE PENWEST PHARMACEUTICALS CO COM 709754105 275 25,000 SH SOLE N/A SOLE QUIDEL CORP COM 74838J101 1,850 94,582 SH SOLE N/A SOLE TRANSOCEAN INC ORD G90078109 565 5,000 SH SOLE N/A SOLE SKILLSOFT PLC COM 830928107 4,874 542,200 SH SOLE N/A SOLE TGC INDUSTRIES INC COM NEW 872417308 6,119 579,461 SH SOLE N/A SOLE PROSHARES TR ULTSHR RU2000 7437R834 5,495 83,400 SH SOLE N/A SOLE 71,169
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