-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KErKVQkyZopZv9O/0/JAv3IUS8/ulHYHH+BZuIHuDXR6st97u4WO81APENKIVz0I jgHjibuAjsz9H9zseE4uWw== 0001157523-07-005963.txt : 20070607 0001157523-07-005963.hdr.sgml : 20070607 20070607161458 ACCESSION NUMBER: 0001157523-07-005963 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20070607 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20070607 DATE AS OF CHANGE: 20070607 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GREATBATCH, INC. CENTRAL INDEX KEY: 0001114483 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 161531026 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-16137 FILM NUMBER: 07907082 BUSINESS ADDRESS: STREET 1: 9645 WEHRLE DRIVE CITY: CLARENCE STATE: NY ZIP: 14031 BUSINESS PHONE: 716-759-5600 MAIL ADDRESS: STREET 1: 9645 WEHRLE DRIVE CITY: CLARENCE STATE: NY ZIP: 14031 FORMER COMPANY: FORMER CONFORMED NAME: WILSON GREATBATCH TECHNOLOGIES INC DATE OF NAME CHANGE: 20000511 8-K 1 a5421586.txt GREATBATCH, INC. 8-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 -------------------------------------------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) June 7, 2007 ------------ GREATBATCH, INC. ---------------- (Exact name of registrant as specified in its charter) Delaware 1-16137 16-1531026 - ---------------------------- ------------------------ ------------------- (State or other jurisdiction (Commission File Number) (IRS Employer of incorporation) Identification No.) 9645 Wehrle Drive, Clarence, New York 14031 - -------------------------------------------------------------------------------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code (716) 759-6901 -------------- Not Applicable - -------------------------------------------------------------------------------- (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425). [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240 14a-12). [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)). [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)). - -------------------------------------------------------------------------------- Item 8.01 Other Events. ------------- On June 7, 2007, Greatbatch, Inc. ("Greatbatch") announced that the Securities and Exchange Commission has declared effective its registration statement on Form S-3 (File No. 333-142400) relating to resales by selling securityholders of its 2 1/4% Subordinated Convertible Debentures due 2013, issued pursuant to an indenture dated as of March 28, 2007, by and between Greatbatch and Manufacturers and Traders Trust Company, as trustee, as amended by the First Supplemental Indenture thereto, and the shares of Greatbatch's common stock issuable upon conversion of the debentures. A copy of the press release, dated June 7, 2007, is attached hereto as Exhibit 99.1 and is incorporated herein by reference. Item 9.01 Financial Statements and Exhibits. ---------------------------------- (c) Exhibits 99.1 Press release dated June 7, 2007 - -------------------------------------------------------------------------------- SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Dated: June 7, 2007 GREATBATCH, INC. By: /s/ Thomas J. Mazza ------------------------------------ Thomas J. Mazza Senior Vice President and Chief Financial Officer - -------------------------------------------------------------------------------- EXHIBIT NUMBER DESCRIPTION - ------- ----------- 99.1* Press release dated June 7, 2007 - ------------------- * filed herewith - -------------------------------------------------------------------------------- EX-99.1 2 a5421586ex991.txt EXHIBIT 99.1 Exhibit 99.1 Registration Statement For Greatbatch, Inc. 2 1/4% Subordinated Convertible Debentures Due 2013 Declared Effective CLARENCE, N.Y.--(BUSINESS WIRE)--June 7, 2007--Greatbatch, Inc. ("Greatbatch") (NYSE:GB) announced today that the Securities and Exchange Commission has declared effective today its registration statement on Form S-3 (File No. 333-142400) relating to resales by selling securityholders of its 2 1/4% Subordinated Convertible Debentures due 2013, issued pursuant to an indenture dated as of March 28, 2007, by and between Greatbatch and Manufacturers and Traders Trust Company, as trustee, as amended by the First Supplemental Indenture thereto, and the shares of Greatbatch's common stock issuable upon conversion of the debentures. The debentures were originally issued in an aggregate principal amount of $197.8 million on March 28, 2007 and April 2, 2007. The debentures are subject to a registration rights agreement. Greatbatch will not receive any of the proceeds from the resale of the debentures or the shares of common stock issuable upon conversion of the debentures. Copies of the prospectus may be obtained from Greatbatch, Inc., 9645 Wehrle Drive, Clarence, New York 14031, (716) 759-6901, Attention: Director of Investor Relations. This press release does not constitute and offer to sell or the solicitation of an offer to buy the securities, nor shall there be any sale of securities in any state in which such offer, solicitation or sale would be unlawful prior to registration or qualification of the securities under the securities laws of any such state. About Greatbatch Greatbatch, Inc. is a leading developer and manufacturer of critical components used in implantable medical devices and other technically demanding applications. CONTACT: Greatbatch, Inc. Anthony Borowicz, 716-759-5809 Treasurer and Director, Investor Relations tborowicz@greatbatch.com -----END PRIVACY-ENHANCED MESSAGE-----