EX-FILING FEES 16 d632731dexfilingfees.htm EX-FILING FEES EX-FILING FEES

Exhibit 107

Calculation of Filing Fee Tables

Form F-3

(Form Type)

UBS AG

(Exact Name of Registrant as Specified in its Charter)

Table 1: Newly Registered and Carry Forward Securities

 

                         
     Security
Type
 

Security
Class

Title

  Fee
Calculation
or Carry
Forward
Rule
  Amount
Registered
  Proposed
Maximum
Offering
Price Per
Unit
 

Maximum
Aggregate

Offering

Price

  Fee Rate   Amount of
Registration
Fee
  Carry
Forward
Form
Type
  Carry
Forward
File
Number
  Carry
Forward
Initial
effective
date
  Filing Fee
Previously
Paid In
Connection
with Unsold
Securities to
be Carried
Forward
 
Newly Registered Securities
                         

Fees to Be

Paid

  Debt   Debt Securities of UBS AG                      
                         

Fees to Be

Paid

  Debt   Debt Securities of UBS AG and UBS Switzerland AG                      
                         

Fees to Be

Paid

  Other   Warrants of UBS AG                      
                         

Fees to Be

Paid

  Other   Warrants of UBS AG and UBS Switzerland AG                      
                         

Fees to Be

Paid

  Unallocated
(Universal)
Shelf
  Unallocated (Universal) Shelf   457(o)   $   100%   $ (1)(2)(3)   0.0000927   $ (1)(2)(3)          
 
Carry Forward Securities
                         

Carry

Forward Securities

  Unallocated
(Universal)
Shelf
  Unallocated (Universal) Shelf   415(a)(6)   74,962,587
(1)(2)(3)(4)
    $2,030,220,895.76
(2)(3)(4)
      F-3   333-225551   June 11,
2018
  $242,610.58
                         
Carry Forward Securities   Unallocated
(Universal
Shelf)
  Unallocated (Universal Shelf)   415(a)(6)   (1)     (1)       POSASR
F-3
  333-253432-01   March 4,
2022
  $2,890,708.11
                   
    Total Offering Amounts      $ (1)(2)(3)(4)     $ (1)(2)(3)(4)          
                   
    Total Fees Previously Paid          $          
                   
    Total Fee Offsets          $          
                   
    Net Fee Due                $                

 

(1)

The amount to be registered, proposed maximum aggregate price per unit and proposed maximum aggregate offering price for each class of security will be determined from time to time by the Registrants in connection with the issuance by the Registrants of the securities hereunder and is not specified as to each class of security. The maximum aggregate offering price of all securities issued by the Registrants pursuant to this registration statement (“Registration Statement”) shall not exceed $35,000,000,000 in U.S. dollars or the equivalent at the time of offering in any other currency. The amount also includes such indeterminate principal amount, liquidation amount or number of identified classes of securities as may be issued upon conversion, exchange or exercise of other securities. The Registrants previously registered an amount of securities as will have an aggregate maximum offering price not to exceed $35,000,000,000 (and paid a registration fee of $2,890,708.11 with respect to such amount of securities) pursuant to Post-Effective Amendment No. 1 to Registration Statement on Form F-3 (File No. 333-253432) filed on March 4, 2022 (the “Prior Registration Statement”). Prior to the effectiveness of this Registration Statement, the Registrants will specify in a pre-effective amendment to this Registration Statement the amount of unsold securities covered by the Prior Registration Statement to be included in this Registration Statement pursuant to Rule 415(a)(6) and the filing fee paid in connection with such unsold securities, which will continue to be applied to such unsold securities. Pursuant to Rule 415(a)(6), the offering of unsold securities under the Prior Registration Statement will be deemed terminated as of the date of effectiveness of this Registration Statement.

(2)

This Registration Statement also includes an indeterminate amount of securities of the classes specified above that may be offered and sold on an ongoing basis after their initial issuance or sale in market-making transactions by UBS AG and its affiliates, including an indeterminate amount of securities as may be issued upon conversion, exchange or exercise of other securities. These securities consist of an indeterminate amount of such registered securities that will initially be offered and sold under this Registration Statement and an indeterminate amount of such securities that were initially registered, and initially issued and offered, under registration statements previously filed by UBS AG, UBS Switzerland AG, or their respective affiliates. All such market-making reoffers and resales of these securities that are made pursuant to a registration statement after the effectiveness of this Registration Statement are being made solely pursuant to this Registration Statement.

(3)

The debt securities and warrants of UBS AG that include the UBS Switzerland AG co-obligation are being registered on this Registration Statement solely for market-making offers and sales.

(4)

Pursuant to Rule 415(a)(6) and Rule 457(p) under the Securities Act, respectively, this Registration Statement includes (A) 74,962,587 unsold exchange traded securities, previously registered on the registration statement on Form F-3 (File No. 333-225551) filed on June 11, 2018, as amended by Pre-Effective Amendment No. 1 filed on October 30, 2018 (the “Prior Registration Statement on Form F-3” and such unsold securities, the “Unsold F-3 ETNs”), pursuant to which the Registrants paid a registration fee, and (B) $1,275,735,026.55 maximum aggregate offering price of unsold exchange traded securities, previously registered on the registration statement on Form F-4 (File No. 333-234705) filed on November 14, 2019, as amended by Pre-Effective Amendment No. 1 filed on December 5, 2019 (the “Prior Registration Statement on Form F-4” and such unsold securities, the “Unsold F-4 ETNs”), and together with the Unsold F-3 ETNs, the “Unsold ETNs” pursuant to which the Registrants paid a registration fee. The Unsold ETNs were previously carried over to the Prior Registration Statement. Prior to the effectiveness of this Registration Statement, the Registrants will specify in a pre-effective amendment to this Registration Statement the amount of Unsold F-3 ETNs covered by the Prior Registration Statement to be included in this Registration Statement pursuant to Rule 415(a)(6) and the filing fee paid in connection with such unsold securities, which will continue to be applied to such unsold securities. . Pursuant to Rule 457(p) $165,590.41 of filing fees previously paid in connection with the Unsold F-4 ETNs under the Prior Registration Statement on Form F-4 was applied to the Registrants’ total registration fee in the Prior Registration Statement..


Table 2: Fee Offset Claims and Sources

 

    

Registrant

or Filer
Name

  Form
or
Filing
Type
 

File

Number

 

Initial

Filing

Date

 

Filing

Date

 

Fee Offset

Claimed

  Security
Type
Associated
with Fee
Offset
Claimed
  Security
Title
Associated
with Fee
Offset
Claimed
  Unsold
Securities
Associated
with Fee
Offset
Claimed
 

Unsold
Aggregate
Offering
Amount
Associated
with Fee
Offset

Claimed

 

Fee Paid

with Fee

Offset

Source

Fee Offset

Claims

      F-4   333-234705   November 14,
2019
      $165,590.41                    

Fee Offset

Sources

  UBG
AG
  F-4   333-234705       November 14,
2019
                      $350,098.61