0001143362-20-000538.txt : 20201210 0001143362-20-000538.hdr.sgml : 20201210 20201210143435 ACCESSION NUMBER: 0001143362-20-000538 CONFORMED SUBMISSION TYPE: 25-NSE PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20201210 DATE AS OF CHANGE: 20201210 EFFECTIVENESS DATE: 20201210 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UBS AG CENTRAL INDEX KEY: 0001114446 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 25-NSE SEC ACT: 1934 Act SEC FILE NUMBER: 001-15060 FILM NUMBER: 201380297 BUSINESS ADDRESS: STREET 1: BAHNHOFSTRASSE 45 STREET 2: P O BOX CH 8001 CITY: ZURICH STATE: V8 ZIP: CH 8001 BUSINESS PHONE: 203-719-5241 MAIL ADDRESS: STREET 1: 600 WASHINGTON BLVD. CITY: STAMFORD STATE: CT ZIP: 06901 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NYSE ARCA, INC. CENTRAL INDEX KEY: 0001143362 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 25-NSE BUSINESS ADDRESS: STREET 1: 11 Wall Street STREET 2: SUITE 1500 CITY: New York STATE: NY ZIP: 10005 BUSINESS PHONE: 312-442-7832 MAIL ADDRESS: STREET 1: 11 Wall Street STREET 2: SUITE 1500 CITY: New York STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: PACIFIC EXCHANGE INC DATE OF NAME CHANGE: 20010621 25-NSE 1 primary_doc.xml X0203 0001143362 NYSE ARCA, INC. 0001114446 UBS AG 001-15060
677 Washington Boulevard Stamford CT CONNECTICUT 06901
(203) 719-4012
Exchange-Traded Access Securities Linked to the UBS Bloomberg CMCI Gold Total Return due 2038 17 CFR 240.12d2-2(a)(1) Christopher Rances Senior Analyst 2020-12-10
EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on December 21, 2020, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12d2-2(a)(1) That the entire class of this security was called for redemption, maturity or retirement on December 10, 2020; appropriate notice thereof was given; funds sufficient for the payment of all such securities were deposited with an agency authorized to make such payment; and such funds were made available to security holders on December 10, 2020. The Exchange also notifies the Securities and Exchange Commission that as a result of the above indicated conditions this security was suspended from trading on December 10, 2020.