0001143362-20-000525.txt : 20201210
0001143362-20-000525.hdr.sgml : 20201210
20201210111716
ACCESSION NUMBER: 0001143362-20-000525
CONFORMED SUBMISSION TYPE: 25-NSE
PUBLIC DOCUMENT COUNT: 2
FILED AS OF DATE: 20201210
DATE AS OF CHANGE: 20201210
EFFECTIVENESS DATE: 20201210
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: UBS AG
CENTRAL INDEX KEY: 0001114446
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 000000000
STATE OF INCORPORATION: V8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 25-NSE
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15060
FILM NUMBER: 201379885
BUSINESS ADDRESS:
STREET 1: BAHNHOFSTRASSE 45
STREET 2: P O BOX CH 8001
CITY: ZURICH
STATE: V8
ZIP: CH 8001
BUSINESS PHONE: 203-719-5241
MAIL ADDRESS:
STREET 1: 600 WASHINGTON BLVD.
CITY: STAMFORD
STATE: CT
ZIP: 06901
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: NYSE ARCA, INC.
CENTRAL INDEX KEY: 0001143362
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 25-NSE
BUSINESS ADDRESS:
STREET 1: 11 Wall Street
STREET 2: SUITE 1500
CITY: New York
STATE: NY
ZIP: 10005
BUSINESS PHONE: 312-442-7832
MAIL ADDRESS:
STREET 1: 11 Wall Street
STREET 2: SUITE 1500
CITY: New York
STATE: NY
ZIP: 10005
FORMER COMPANY:
FORMER CONFORMED NAME: PACIFIC EXCHANGE INC
DATE OF NAME CHANGE: 20010621
25-NSE
1
primary_doc.xml
X0203
0001143362
NYSE ARCA, INC.
0001114446
UBS AG
001-15060
600 Washington Boulevard
Stamford
CT
CONNECTICUT
06901
(203) 719-4012
Exchange-Traded Access Securities Linked to the UBS Bloomberg Constant Maturity Commodity Index Total Return due 2038
17 CFR 240.12d2-2(a)(1)
Lauren Frawley
Regulation Analyst
2020-12-10
EX-99.25
2
ruleprovisionnotice.htm
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES
NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on December 21, 2020, pursuant to the provisions of Rule 12d2-2 (a).
[ X ] 17 CFR 240.12d2-2(a)(1) That the entire class of this security was called for redemption, maturity or retirement on December 10, 2020; appropriate notice thereof was given; funds sufficient for the payment of all such securities were deposited with an agency authorized to make such payment; and such funds were made available to security holders on December 10, 2020.
The Exchange also notifies the Securities and Exchange Commission that as a result of the above indicated conditions this security was suspended from trading on December 10, 2020.