0001143362-20-000499.txt : 20201124
0001143362-20-000499.hdr.sgml : 20201124
20201124140147
ACCESSION NUMBER: 0001143362-20-000499
CONFORMED SUBMISSION TYPE: 25-NSE
PUBLIC DOCUMENT COUNT: 2
FILED AS OF DATE: 20201124
DATE AS OF CHANGE: 20201124
EFFECTIVENESS DATE: 20201124
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: UBS AG
CENTRAL INDEX KEY: 0001114446
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 000000000
STATE OF INCORPORATION: V8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 25-NSE
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15060
FILM NUMBER: 201342402
BUSINESS ADDRESS:
STREET 1: BAHNHOFSTRASSE 45
STREET 2: P O BOX CH 8001
CITY: ZURICH
STATE: V8
ZIP: CH 8001
BUSINESS PHONE: 203-719-5241
MAIL ADDRESS:
STREET 1: 600 WASHINGTON BLVD.
CITY: STAMFORD
STATE: CT
ZIP: 06901
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: NYSE ARCA, INC.
CENTRAL INDEX KEY: 0001143362
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 25-NSE
BUSINESS ADDRESS:
STREET 1: 11 Wall Street
STREET 2: SUITE 1500
CITY: New York
STATE: NY
ZIP: 10005
BUSINESS PHONE: 312-442-7832
MAIL ADDRESS:
STREET 1: 11 Wall Street
STREET 2: SUITE 1500
CITY: New York
STATE: NY
ZIP: 10005
FORMER COMPANY:
FORMER CONFORMED NAME: PACIFIC EXCHANGE INC
DATE OF NAME CHANGE: 20010621
25-NSE
1
primary_doc.xml
X0203
0001143362
NYSE ARCA, INC.
0001114446
UBS AG
001-15060
677 Washington Boulevard
Stamford
CT
CONNECTICUT
06901
(203) 719-4012
ETRACS Alerian MLP Index ETN due July 18, 2042
17 CFR 240.12d2-2(a)(1)
Jonathan Martin
Manager, Market Watch and Proxy Compliance
2020-11-24
EX-99.25
2
ruleprovisionnotice.htm
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES
NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on December 07, 2020, pursuant to the provisions of Rule 12d2-2 (a).
[ X ] 17 CFR 240.12d2-2(a)(1) That the entire class of this security was called for redemption, maturity or retirement on November 24, 2020; appropriate notice thereof was given; funds sufficient for the payment of all such securities were deposited with an agency authorized to make such payment; and such funds were made available to security holders on November 24, 2020.
The Exchange also notifies the Securities and Exchange Commission that as a result of the above indicated conditions this security was suspended from trading on November 24, 2020.