0001143362-16-000246.txt : 20160202
0001143362-16-000246.hdr.sgml : 20160202
20160202163843
ACCESSION NUMBER: 0001143362-16-000246
CONFORMED SUBMISSION TYPE: 25-NSE
PUBLIC DOCUMENT COUNT: 2
FILED AS OF DATE: 20160202
DATE AS OF CHANGE: 20160202
EFFECTIVENESS DATE: 20160202
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: UBS AG
CENTRAL INDEX KEY: 0001114446
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 000000000
STATE OF INCORPORATION: V8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 25-NSE
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15060
FILM NUMBER: 161381380
BUSINESS ADDRESS:
STREET 1: BAHNHOFSTRASSE 45
STREET 2: P O BOX CH 8001
CITY: ZURICH
STATE: V8
ZIP: CH 8001
BUSINESS PHONE: 203-719-5241
MAIL ADDRESS:
STREET 1: 677 WASHINGTON BLVD.
CITY: STAMFORD
STATE: CT
ZIP: 06901
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: NYSE ARCA, INC.
CENTRAL INDEX KEY: 0001143362
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 25-NSE
BUSINESS ADDRESS:
STREET 1: 100 S. WACKER DRIVE
STREET 2: SUITE 1500
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 312-442-7832
MAIL ADDRESS:
STREET 1: 100 S. WACKER DRIVE
STREET 2: SUITE 1500
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: PACIFIC EXCHANGE INC
DATE OF NAME CHANGE: 20010621
25-NSE
1
primary_doc.xml
X0203
0001143362
NYSE ARCA, INC.
1114446
UBS AG
001-15060
677 Washington Boulevard
Stamford
CT
CONNECTICUT
06901
(203) 719-4012
ETRACS 2xMonthly Leveraged S&P MLP Index ETN due July 14, 2045
17 CFR 240.12d2-2(a)(1)
Benjamin Sawyer
Manager
2016-02-02
EX-99.25
2
ruleprovisionnotice.htm
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES
The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on February 16, 2016, pursuant to the provisions of Rule 12d2-2 (a).
[ X ] 17 CFR 240.12d2-2(a)(1) That the entire class of this security was called for redemption, maturity or retirement on February 1, 2016; appropriate notice thereof was given; funds sufficient for the payment of all such securities were deposited with an agency authorized to make such payment; and such funds were made available to security holders on February 1, 2016.
The Exchange also notifies the Securities and Exchange Commission that as a result of the above indicated conditions this security was suspended from trading prior to the open on February 1, 2016.