0001683168-20-000038.txt : 20200107 0001683168-20-000038.hdr.sgml : 20200107 20200107135210 ACCESSION NUMBER: 0001683168-20-000038 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200107 DATE AS OF CHANGE: 20200107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KESSLER PAUL L. CENTRAL INDEX KEY: 0001113835 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-33383 FILM NUMBER: 20512903 MAIL ADDRESS: STREET 1: 662 N. SEPULVEDA BLVD., STREET 2: SUITE 300 CITY: LOS ANGELES STATE: CA ZIP: 90049 FORMER NAME: FORMER CONFORMED NAME: KESSLER PAUL DATE OF NAME CHANGE: 20000509 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WIZARD ENTERTAINMENT, INC. CENTRAL INDEX KEY: 0001162896 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900] IRS NUMBER: 980357690 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3960 HOWARD HUGHES PARKWAY STREET 2: SUITE 500 CITY: LAS VEGAS STATE: NV ZIP: 89169 BUSINESS PHONE: 6049618878 MAIL ADDRESS: STREET 1: 3960 HOWARD HUGHES PARKWAY STREET 2: SUITE 500 CITY: LAS VEGAS STATE: NV ZIP: 89169 FORMER COMPANY: FORMER CONFORMED NAME: Wizard World, Inc. DATE OF NAME CHANGE: 20110125 FORMER COMPANY: FORMER CONFORMED NAME: GOENERGY INC DATE OF NAME CHANGE: 20011129 4/A 1 ownership.xml X0306 4/A 2019-12-31 2020-01-02 0 0001162896 WIZARD ENTERTAINMENT, INC. WIZD 0001113835 KESSLER PAUL L. 622 N. SEPULVEDA BLVD., SUITE 300 LOS ANGELES CA 90049 0 1 1 0 Executive Chairman Warrant for purchase of common stock 0.125 2016-12-02 2024-12-02 Common Stock 14000000 14000000 I See footnote Convertible debenture 0.125 2016-12-02 2021-12-31 Common Stock 20000000 20000000 I See footnote See below remarks. On December 2, 2016, Bristol Investment Fund, Ltd. ("BIF") purchased from Wizard World, Inc. (now known as "Wizard Entertainment, Inc.") (the "Issuer") a convertible debenture with a principal amount of $2,500,000 (with a conversion price of $0.15 per share) (the "Debenture") and a warrant to purchase to 16,666,667 shares of common stock (with an exercise price of $0.15 per share) (the "Warrant") for an aggregate purchase price of $2,500.000. Pursuant to an agreement executed by BIF and the Issuer in December 2019, the maturity date of the Debenture was extended to December 2021 and expiration date of the Warrant was extended to December 2024, and the conversion price of the Debenture and exercise price of the Warrant were adjusted to $0.125 per share. As a result of the downward adjustment to the conversion price of the Debenture, the number of shares of common stock underlying the Debenture increased to 20,000,000. As a result of the downward adjustment to the exercise price of the Warrant, the number of shares of common stock underlying the Warrant was increased to 20,000,000, pursuant to the anti-dilution adjustment provision in the Warrant. BIF then transferred a portion of its Warrant for 6,000,000 shares to an investor of the Issuer pursuant to an agreement executed by BIF, such investor and the Issuer in December 2019, leaving BIF with a Warrant for 14,000,000 shares. Other than the foregoing disclosure, the information regarding the beneficial ownership by BIF and its affiliates of the Issuer's securities as disclosed in the Form 4 filed on January 2, 2020 remains accurate. /s/ Paul L. Kessler 2020-01-07