0001683168-20-000038.txt : 20200107
0001683168-20-000038.hdr.sgml : 20200107
20200107135210
ACCESSION NUMBER: 0001683168-20-000038
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200107
DATE AS OF CHANGE: 20200107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KESSLER PAUL L.
CENTRAL INDEX KEY: 0001113835
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-33383
FILM NUMBER: 20512903
MAIL ADDRESS:
STREET 1: 662 N. SEPULVEDA BLVD.,
STREET 2: SUITE 300
CITY: LOS ANGELES
STATE: CA
ZIP: 90049
FORMER NAME:
FORMER CONFORMED NAME: KESSLER PAUL
DATE OF NAME CHANGE: 20000509
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WIZARD ENTERTAINMENT, INC.
CENTRAL INDEX KEY: 0001162896
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900]
IRS NUMBER: 980357690
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3960 HOWARD HUGHES PARKWAY
STREET 2: SUITE 500
CITY: LAS VEGAS
STATE: NV
ZIP: 89169
BUSINESS PHONE: 6049618878
MAIL ADDRESS:
STREET 1: 3960 HOWARD HUGHES PARKWAY
STREET 2: SUITE 500
CITY: LAS VEGAS
STATE: NV
ZIP: 89169
FORMER COMPANY:
FORMER CONFORMED NAME: Wizard World, Inc.
DATE OF NAME CHANGE: 20110125
FORMER COMPANY:
FORMER CONFORMED NAME: GOENERGY INC
DATE OF NAME CHANGE: 20011129
4/A
1
ownership.xml
X0306
4/A
2019-12-31
2020-01-02
0
0001162896
WIZARD ENTERTAINMENT, INC.
WIZD
0001113835
KESSLER PAUL L.
622 N. SEPULVEDA BLVD., SUITE 300
LOS ANGELES
CA
90049
0
1
1
0
Executive Chairman
Warrant for purchase of common stock
0.125
2016-12-02
2024-12-02
Common Stock
14000000
14000000
I
See footnote
Convertible debenture
0.125
2016-12-02
2021-12-31
Common Stock
20000000
20000000
I
See footnote
See below remarks.
On December 2, 2016, Bristol Investment Fund, Ltd. ("BIF") purchased from Wizard World, Inc. (now known as "Wizard Entertainment, Inc.") (the "Issuer") a convertible debenture with a principal amount of $2,500,000 (with a conversion price of $0.15 per share) (the "Debenture") and a warrant to purchase to 16,666,667 shares of common stock (with an exercise price of $0.15 per share) (the "Warrant") for an aggregate purchase price of $2,500.000. Pursuant to an agreement executed by BIF and the Issuer in December 2019, the maturity date of the Debenture was extended to December 2021 and expiration date of the Warrant was extended to December 2024, and the conversion price of the Debenture and exercise price of the Warrant were adjusted to $0.125 per share. As a result of the downward adjustment to the conversion price of the Debenture, the number of shares of common stock underlying the Debenture increased to 20,000,000. As a result of the downward adjustment to the exercise price of the Warrant, the number of shares of common stock underlying the Warrant was increased to 20,000,000, pursuant to the anti-dilution adjustment provision in the Warrant. BIF then transferred a portion of its Warrant for 6,000,000 shares to an investor of the Issuer pursuant to an agreement executed by BIF, such investor and the Issuer in December 2019, leaving BIF with a Warrant for 14,000,000 shares. Other than the foregoing disclosure, the information regarding the beneficial ownership by BIF and its affiliates of the Issuer's securities as disclosed in the Form 4 filed on January 2, 2020 remains accurate.
/s/ Paul L. Kessler
2020-01-07