0001493152-23-037143.txt : 20231013 0001493152-23-037143.hdr.sgml : 20231013 20231013135934 ACCESSION NUMBER: 0001493152-23-037143 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231011 FILED AS OF DATE: 20231013 DATE AS OF CHANGE: 20231013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KESSLER PAUL L. CENTRAL INDEX KEY: 0001113835 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-33383 FILM NUMBER: 231324731 MAIL ADDRESS: STREET 1: 555 MARIN STREET, SUITE 140 CITY: THOUSAND OAKS STATE: CA ZIP: 91360 FORMER NAME: FORMER CONFORMED NAME: KESSLER PAUL DATE OF NAME CHANGE: 20000509 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Prairie Operating Co. CENTRAL INDEX KEY: 0001162896 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 980357690 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 602 SAWYER STREET STREET 2: SUITE 710 CITY: HOUSTON STATE: TX ZIP: 77007 BUSINESS PHONE: (713) 424-4247 MAIL ADDRESS: STREET 1: 602 SAWYER STREET STREET 2: SUITE 710 CITY: HOUSTON STATE: TX ZIP: 77007 FORMER COMPANY: FORMER CONFORMED NAME: Creek Road Miners, Inc. DATE OF NAME CHANGE: 20210715 FORMER COMPANY: FORMER CONFORMED NAME: WIZARD BRANDS, INC. DATE OF NAME CHANGE: 20200814 FORMER COMPANY: FORMER CONFORMED NAME: WIZARD ENTERTAINMENT, INC. DATE OF NAME CHANGE: 20181009 4 1 ownership.xml X0508 4 2023-10-11 0 0001162896 Prairie Operating Co. CRKR 0001113835 KESSLER PAUL L. 555 MARIN STREET, SUITE 140 THOUSAND OAKS CA 91360 1 0 1 0 0 Common Stock 2023-10-11 4 C 0 5714286 0.175 A 36786207 I By affiliate Convertible Debenture 0.175 2023-10-11 4 C 0 1000000 0 D 2023-05-03 2023-12-31 Common Stock 5714286 0 I By affiliates Series D Preferred Stock Series Preferred Stock 22773486 22773486 I By affiliates Warrant Warrant 2426966 2426966 I By affiliates Warrant Warrant 14285714 14285714 I By affiliates On 10/11/23, Bristol Investment Fund, Ltd. ("BIF") converted the principal amount of $1,000,000 of an amended and restated convertible debenture issued by the Issuer on 5/3/23 at $0.175 per share into 5,714,286 shares of common stock of the Issuer. BIF holds 3,985.36 shares of Series D Preferred Stock (with stated value of $1,000 per share), convertible at $0.175 per share, a Series D "A" warrant for 1,231,483 shares (expires May 2028) and a Series D "B" warrant for 1,213,483 shares (expires May 2024). Mr. Kessler has voting and dispositive control over the following securities: (i) 25,810,197 shares of common stock held by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") (managed by Bristol Capital Advisors, LLC, a Delaware LLC), (ii) 10,976,011 shares of common stock held by Bristol Capital, LLC, a Delaware LLC ("BC"), (iii) 3,985.36 shares of Series D Preferred Stock held by BIF, (iv) a Series D "A" warrant for 1,231,483 shares of common stock and a Series D "B" warrant for 1,213,483 shares of common stock held by BIF, and (v) a warrant to purchase a total of 14,285,714 shares of common stock of the Issuer, half of which expire in May 2024 with the other half expiring in May 2028, held by BIF. /s/ Paul L. Kessler 2023-10-13