0001493152-23-037143.txt : 20231013
0001493152-23-037143.hdr.sgml : 20231013
20231013135934
ACCESSION NUMBER: 0001493152-23-037143
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231011
FILED AS OF DATE: 20231013
DATE AS OF CHANGE: 20231013
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KESSLER PAUL L.
CENTRAL INDEX KEY: 0001113835
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-33383
FILM NUMBER: 231324731
MAIL ADDRESS:
STREET 1: 555 MARIN STREET, SUITE 140
CITY: THOUSAND OAKS
STATE: CA
ZIP: 91360
FORMER NAME:
FORMER CONFORMED NAME: KESSLER PAUL
DATE OF NAME CHANGE: 20000509
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Prairie Operating Co.
CENTRAL INDEX KEY: 0001162896
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 980357690
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 602 SAWYER STREET
STREET 2: SUITE 710
CITY: HOUSTON
STATE: TX
ZIP: 77007
BUSINESS PHONE: (713) 424-4247
MAIL ADDRESS:
STREET 1: 602 SAWYER STREET
STREET 2: SUITE 710
CITY: HOUSTON
STATE: TX
ZIP: 77007
FORMER COMPANY:
FORMER CONFORMED NAME: Creek Road Miners, Inc.
DATE OF NAME CHANGE: 20210715
FORMER COMPANY:
FORMER CONFORMED NAME: WIZARD BRANDS, INC.
DATE OF NAME CHANGE: 20200814
FORMER COMPANY:
FORMER CONFORMED NAME: WIZARD ENTERTAINMENT, INC.
DATE OF NAME CHANGE: 20181009
4
1
ownership.xml
X0508
4
2023-10-11
0
0001162896
Prairie Operating Co.
CRKR
0001113835
KESSLER PAUL L.
555 MARIN STREET, SUITE 140
THOUSAND OAKS
CA
91360
1
0
1
0
0
Common Stock
2023-10-11
4
C
0
5714286
0.175
A
36786207
I
By affiliate
Convertible Debenture
0.175
2023-10-11
4
C
0
1000000
0
D
2023-05-03
2023-12-31
Common Stock
5714286
0
I
By affiliates
Series D Preferred Stock
Series Preferred Stock
22773486
22773486
I
By affiliates
Warrant
Warrant
2426966
2426966
I
By affiliates
Warrant
Warrant
14285714
14285714
I
By affiliates
On 10/11/23, Bristol Investment Fund, Ltd. ("BIF") converted the principal amount of $1,000,000 of an amended and restated convertible debenture issued by the Issuer on 5/3/23 at $0.175 per share into 5,714,286 shares of common stock of the Issuer.
BIF holds 3,985.36 shares of Series D Preferred Stock (with stated value of $1,000 per share), convertible at $0.175 per share, a Series D "A" warrant for 1,231,483 shares (expires May 2028) and a Series D "B" warrant for 1,213,483 shares (expires May 2024).
Mr. Kessler has voting and dispositive control over the following securities: (i) 25,810,197 shares of common stock held by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") (managed by Bristol Capital Advisors, LLC, a Delaware LLC), (ii) 10,976,011 shares of common stock held by Bristol Capital, LLC, a Delaware LLC ("BC"), (iii) 3,985.36 shares of Series D Preferred Stock held by BIF, (iv) a Series D "A" warrant for 1,231,483 shares of common stock and a Series D "B" warrant for 1,213,483 shares of common stock held by BIF, and (v) a warrant to purchase a total of 14,285,714 shares of common stock of the Issuer, half of which expire in May 2024 with the other half expiring in May 2028, held by BIF.
/s/ Paul L. Kessler
2023-10-13