0001493152-15-004203.txt : 20150904
0001493152-15-004203.hdr.sgml : 20150904
20150904161355
ACCESSION NUMBER: 0001493152-15-004203
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150903
FILED AS OF DATE: 20150904
DATE AS OF CHANGE: 20150904
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Wizard World, Inc.
CENTRAL INDEX KEY: 0001162896
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900]
IRS NUMBER: 980357690
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0731
BUSINESS ADDRESS:
STREET 1: 3960 HOWARD HUGHES PARKWAY
STREET 2: SUITE 500
CITY: LAS VEGAS
STATE: NV
ZIP: 89169
BUSINESS PHONE: 6049618878
MAIL ADDRESS:
STREET 1: 3960 HOWARD HUGHES PARKWAY
STREET 2: SUITE 500
CITY: LAS VEGAS
STATE: NV
ZIP: 89169
FORMER COMPANY:
FORMER CONFORMED NAME: GOENERGY INC
DATE OF NAME CHANGE: 20011129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KESSLER PAUL
CENTRAL INDEX KEY: 0001113835
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-33383
FILM NUMBER: 151094754
MAIL ADDRESS:
STREET 1: 1100 GLENDON AVE
STREET 2: SUITE 850
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
4
1
form4.xml
X0306
4
2015-09-03
0
0001162896
Wizard World, Inc.
WIZD
0001113835
KESSLER PAUL
1100 GLENDON AVENUE,
SUITE 850
LOS ANGELES,
CA
90024
1
0
1
0
Common Stock, par value $0.0001 per share
2015-09-03
4
P
0
100000
0.5755
A
8928268
I
Please see explanation below
These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("Bristol Capital"), a Delaware limited liability company, of which Mr. Kessler, as the manager of Bristol Capital, has voting and dispositive power over the shares beneficially owned. Bristol Investment owns a total of 7,573,568 shares of the Company's common stock.
This total includes: (i) 7,573,568 shares owned by Bristol Investment, (ii) 489,000 shares owned by Bristol Capital, LLC, a Delaware limited liability company, of which Mr. Kessler is the manager and, alone, has voting and dispositive power over the shares beneficially owned, (iii) 78,700 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned, and (iv) 787,000 shares owned by Bristol Capital Pension and Profit Sharing, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned.
This total does not include shares issuable upon exercise of an option held by Mr. Kessler, individually, for 450,000 shares of common stock, of which approximately 203,000 have vested.
/s/ Paul L. Kessler
2015-09-04