0001493152-14-000990.txt : 20140401 0001493152-14-000990.hdr.sgml : 20140401 20140401172610 ACCESSION NUMBER: 0001493152-14-000990 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140401 DATE AS OF CHANGE: 20140401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Wizard World, Inc. CENTRAL INDEX KEY: 0001162896 STANDARD INDUSTRIAL CLASSIFICATION: OIL AND GAS FIELD EXPLORATION SERVICES [1382] IRS NUMBER: 980357690 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 3960 HOWARD HUGHES PARKWAY STREET 2: SUITE 500 CITY: LAS VEGAS STATE: NV ZIP: 89169 BUSINESS PHONE: 6049618878 MAIL ADDRESS: STREET 1: 3960 HOWARD HUGHES PARKWAY STREET 2: SUITE 500 CITY: LAS VEGAS STATE: NV ZIP: 89169 FORMER COMPANY: FORMER CONFORMED NAME: GOENERGY INC DATE OF NAME CHANGE: 20011129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KESSLER PAUL CENTRAL INDEX KEY: 0001113835 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-33383 FILM NUMBER: 14735351 MAIL ADDRESS: STREET 1: 11777 SAN VICENTE BLVD STREET 2: STE 702 CITY: BRENTWOOD STATE: CA ZIP: 90049 5 1 form5.xml OWNERSHIP DOCUMENT X0306 5 2013-12-31 0 1 0 0001162896 Wizard World, Inc. WIZD 0001113835 KESSLER PAUL 1100 GLENDON AVE., SUITE 850 LOS ANGELES, CA 90024 1 0 1 0 Common Stock 3 9196577 I Please see explanation below Stock Option (Right to Purchase) 0.40 3 2013-03-17 2018-03-17 Common Stock, par value $0.0001 per share 150000 150000 D On March 17, 2013, Mr. Paul L. Kessler was appointed as a member of the board of directors (the "Board") of Wizard World, Inc. (the "Company"). This total consists of: (i) 8,821,577 shares of the Company's common stock held by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") managed by Bristol Capital Advisors LLC, a Delaware limited liability company of which Mr. Kessler is the manager and, acting alone, has voting and dispositive power over the shares beneficially owned by BIF; and (ii) 375,000 shares of the Company's common stock held by Bristol Capital, LLC, a Delaware limited liability company ("BC"), of which Mr. Kessler is the manager and, alone, has voting and dispositive power over the shares beneficially owned by BC. In connection with his appointment to the Board, Mr. Kessler received, pursuant to a stock option agreement, entered into as of March 17, 2013, by and between the Company and Mr. Kessler, stock options to purchase up to one hundred and fifty thousand (150,000) shares of the Company's common stock, par value $0.0001 per share, at an exercise price per share equal to $0.40. The options are exercisable for a period of five years and vest in equal amounts over a period of three (3) years at the rate of twelve thousand five hundred (12,500) options per fiscal quarter at the end of such quarter, commencing in the quarter ended March 31, 2013, and pro-rated for the number of days Mr. Kessler served on Board during the first fiscal quarter. As of the date hereof, approximately 52,000 options have vested. /s/ Paul L. Kessler 2014-04-01