0001493152-14-000990.txt : 20140401
0001493152-14-000990.hdr.sgml : 20140401
20140401172610
ACCESSION NUMBER: 0001493152-14-000990
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140401
DATE AS OF CHANGE: 20140401
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Wizard World, Inc.
CENTRAL INDEX KEY: 0001162896
STANDARD INDUSTRIAL CLASSIFICATION: OIL AND GAS FIELD EXPLORATION SERVICES [1382]
IRS NUMBER: 980357690
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0731
BUSINESS ADDRESS:
STREET 1: 3960 HOWARD HUGHES PARKWAY
STREET 2: SUITE 500
CITY: LAS VEGAS
STATE: NV
ZIP: 89169
BUSINESS PHONE: 6049618878
MAIL ADDRESS:
STREET 1: 3960 HOWARD HUGHES PARKWAY
STREET 2: SUITE 500
CITY: LAS VEGAS
STATE: NV
ZIP: 89169
FORMER COMPANY:
FORMER CONFORMED NAME: GOENERGY INC
DATE OF NAME CHANGE: 20011129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KESSLER PAUL
CENTRAL INDEX KEY: 0001113835
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-33383
FILM NUMBER: 14735351
MAIL ADDRESS:
STREET 1: 11777 SAN VICENTE BLVD
STREET 2: STE 702
CITY: BRENTWOOD
STATE: CA
ZIP: 90049
5
1
form5.xml
OWNERSHIP DOCUMENT
X0306
5
2013-12-31
0
1
0
0001162896
Wizard World, Inc.
WIZD
0001113835
KESSLER PAUL
1100 GLENDON AVE.,
SUITE 850
LOS ANGELES,
CA
90024
1
0
1
0
Common Stock
3
9196577
I
Please see explanation below
Stock Option (Right to Purchase)
0.40
3
2013-03-17
2018-03-17
Common Stock, par value $0.0001 per share
150000
150000
D
On March 17, 2013, Mr. Paul L. Kessler was appointed as a member of the board of directors (the "Board") of Wizard World, Inc. (the "Company").
This total consists of: (i) 8,821,577 shares of the Company's common stock held by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") managed by Bristol Capital Advisors LLC, a Delaware limited liability company of which Mr. Kessler is the manager and, acting alone, has voting and dispositive power over the shares beneficially owned by BIF; and (ii) 375,000 shares of the Company's common stock held by Bristol Capital, LLC, a Delaware limited liability company ("BC"), of which Mr. Kessler is the manager and, alone, has voting and dispositive power over the shares beneficially owned by BC.
In connection with his appointment to the Board, Mr. Kessler received, pursuant to a stock option agreement, entered into as of March 17, 2013, by and between the Company and Mr. Kessler, stock options to purchase up to one hundred and fifty thousand (150,000) shares of the Company's common stock, par value $0.0001 per share, at an exercise price per share equal to $0.40. The options are exercisable for a period of five years and vest in equal amounts over a period of three (3) years at the rate of twelve thousand five hundred (12,500) options per fiscal quarter at the end of such quarter, commencing in the quarter ended March 31, 2013, and pro-rated for the number of days Mr. Kessler served on Board during the first fiscal quarter. As of the date hereof, approximately 52,000 options have vested.
/s/ Paul L. Kessler
2014-04-01