0000950138-21-000456.txt : 20211012 0000950138-21-000456.hdr.sgml : 20211012 20211012060849 ACCESSION NUMBER: 0000950138-21-000456 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211007 FILED AS OF DATE: 20211012 DATE AS OF CHANGE: 20211012 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: John Sharon Price CENTRAL INDEX KEY: 0001578217 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32320 FILM NUMBER: 211316648 MAIL ADDRESS: STREET 1: 1954 INNERBELT BUSINESS CTR. DR. CITY: ST. LOUIS STATE: MO ZIP: 63017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BUILD-A-BEAR WORKSHOP INC CENTRAL INDEX KEY: 0001113809 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-HOBBY, TOY & GAME SHOPS [5945] IRS NUMBER: 431883836 STATE OF INCORPORATION: DE FISCAL YEAR END: 0129 BUSINESS ADDRESS: STREET 1: 1954 INNERBELT BUSINESS CENTRE DRIVE CITY: ST LOUIS STATE: MO ZIP: 63114 BUSINESS PHONE: 314-423-8000 MAIL ADDRESS: STREET 1: 1954 INNERBELT BUSINESS CENTRE DRIVE CITY: ST LOUIS STATE: MO ZIP: 63114 FORMER COMPANY: FORMER CONFORMED NAME: BUILD A BEAR WORKSHOP INC DATE OF NAME CHANGE: 20000508 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-10-07 0001113809 BUILD-A-BEAR WORKSHOP INC BBW 0001578217 John Sharon Price C/O BUILD-A-BEAR WORKSHOP, INC. 415 SOUTH 18TH STREET ST. LOUIS MO 63103 1 1 0 0 President and CEO Common Stock 2021-10-07 4 M 0 72564 6.56 A 637177 D Common Stock 2021-10-07 4 S 0 72564 16.6 D 564613 D Common Stock 2021-10-08 4 M 0 21974 8.6 A 586587 D Common Stock 2021-10-08 4 S 0 21974 16.75 D 564613 D Common Stock 2021-10-11 4 M 0 2993 8.6 A 567606 D Common Stock 2021-10-11 4 S 0 2993 16.22 D 564613 D Employee Stock Option (Right to Buy) 6.56 2021-10-07 4 M 0 72564 0 D 2013-06-03 2023-06-03 Common Stock 72564 226443 D Employee Stock Option (Right to Buy) 8.6 2021-10-08 4 M 0 21974 0 D 2020-03-15 2023-03-15 Common Stock 21974 204469 D Employee Stock Option (Right to Buy) 8.6 2021-10-11 4 M 0 2993 0 D 2020-03-15 2023-03-15 Common Stock 2993 201476 D The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reporting price is the weighted average sale price per share for 59 transactions in which the sale prices range from $16.39 to $17.01 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer. The reporting price is the weighted average sale price per share for 27 transactions in which the sale prices range from $16.65 to $16.92 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer. The reporting price is the weighted average sale price per share for 19 transactions in which the sale prices range from $16.00 to $16.56 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer. After giving effect to the transactions reported in this Form 4, Ms. John directly owns 397,238 shares of common stock and 167,375 of restricted stock of Build-A-Bear Workshop, Inc. In addition, Ms. John holds vested options to purchase 201,476 shares of Build-A-Bear Workshop, Inc.'s common stock. The options vested in equal annual installments over four years from the date of the grant. The options vested on March 15, 2020. /s/ Eric R. Fencl, attorney-in-fact for Sharon Price John 2021-10-11