0001213900-17-003489.txt : 20170407
0001213900-17-003489.hdr.sgml : 20170407
20170407102423
ACCESSION NUMBER: 0001213900-17-003489
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170405
FILED AS OF DATE: 20170407
DATE AS OF CHANGE: 20170407
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Amber Road, Inc.
CENTRAL INDEX KEY: 0001314223
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 222590301
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1 MEADOWLANDS PLAZA
CITY: EAST RUTHERFORD
STATE: NJ
ZIP: 07073
BUSINESS PHONE: 201-935-8588
MAIL ADDRESS:
STREET 1: 1 MEADOWLANDS PLAZA
CITY: EAST RUTHERFORD
STATE: NJ
ZIP: 07073
FORMER COMPANY:
FORMER CONFORMED NAME: Amber Road, Inc
DATE OF NAME CHANGE: 20130710
FORMER COMPANY:
FORMER CONFORMED NAME: Management Dynamics Inc/NJ
DATE OF NAME CHANGE: 20050112
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: XATF MANAGEMENT II LP
CENTRAL INDEX KEY: 0001254180
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36360
FILM NUMBER: 17748121
MAIL ADDRESS:
STREET 1: 5 RADNOR CORPORATE CENTER
STREET 2: STE 555
CITY: RADNOR
STATE: PA
ZIP: 19087
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Co-Invest Capital Partners II, Inc.
CENTRAL INDEX KEY: 0001603189
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36360
FILM NUMBER: 17748122
BUSINESS ADDRESS:
STREET 1: FIVE RADNOR CORPORATE CENTER, SUITE 555
STREET 2: 100 MATSONFORD ROAD
CITY: RADNOR
STATE: PA
ZIP: 19087
BUSINESS PHONE: 610 995 2650
MAIL ADDRESS:
STREET 1: FIVE RADNOR CORPORATE CENTER, SUITE 555
STREET 2: 100 MATSONFORD ROAD
CITY: RADNOR
STATE: PA
ZIP: 19087
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CO-INVESTMENT FUND II, L.P.
CENTRAL INDEX KEY: 0001431931
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36360
FILM NUMBER: 17748123
BUSINESS ADDRESS:
STREET 1: FIVE RADNOR CORPORATE CENTER
STREET 2: 100 MATSONFORD ROAD, SUITE 555
CITY: RADNOR
STATE: PA
ZIP: 19087
BUSINESS PHONE: 610-995-2650
MAIL ADDRESS:
STREET 1: FIVE RADNOR CORPORATE CENTER
STREET 2: 100 MATSONFORD ROAD, SUITE 555
CITY: RADNOR
STATE: PA
ZIP: 19087
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Co-Invest Capital Partners Inc
CENTRAL INDEX KEY: 0001297591
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36360
FILM NUMBER: 17748125
BUSINESS ADDRESS:
STREET 1: 5 RADNOR CORPORATE CENTER, SUITE 555
STREET 2: 100 MATSONFORD ROAD
CITY: RADNOR
STATE: PA
ZIP: 19087
BUSINESS PHONE: 610-995-2650
MAIL ADDRESS:
STREET 1: 5 RADNOR CORPORATE CENTER, SUITE 555
STREET 2: 100 MATSONFORD ROAD
CITY: RADNOR
STATE: PA
ZIP: 19087
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CO INVESTMENT 2000 FUND LP
CENTRAL INDEX KEY: 0001113583
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36360
FILM NUMBER: 17748126
BUSINESS ADDRESS:
STREET 1: 5 RADNOR CORPORATE CENTER
STREET 2: SUITE 555
CITY: RADNOR
STATE: PA
ZIP: 19087
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cross Atlantic Capital Partners, Inc.
CENTRAL INDEX KEY: 0001418340
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36360
FILM NUMBER: 17748127
BUSINESS ADDRESS:
STREET 1: FIVE RADNOR CORPORATE CENTER, SUITE 555
STREET 2: 100 MATSONFORD ROAD
CITY: RADNOR
STATE: PA
ZIP: 19087
BUSINESS PHONE: (610) 995-2650
MAIL ADDRESS:
STREET 1: FIVE RADNOR CORPORATE CENTER, SUITE 555
STREET 2: 100 MATSONFORD ROAD
CITY: RADNOR
STATE: PA
ZIP: 19087
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Co-Invest Management LP
CENTRAL INDEX KEY: 0001297592
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36360
FILM NUMBER: 17748124
BUSINESS ADDRESS:
STREET 1: 5 RADNOR CORPORATE CENTER, SUITE 555
STREET 2: 100 MATSONFORD ROAD
CITY: RADNOR
STATE: PA
ZIP: 19087
BUSINESS PHONE: 610-995-2650
MAIL ADDRESS:
STREET 1: 5 RADNOR CORPORATE CENTER, SUITE 555
STREET 2: 100 MATSONFORD ROAD
CITY: RADNOR
STATE: PA
ZIP: 19087
4
1
f4040517cross_amberroad.xml
OWNERSHIP DOCUMENT
X0306
4
2017-04-05
0
0001314223
Amber Road, Inc.
AMBR
0001418340
Cross Atlantic Capital Partners, Inc.
150 N RADNOR CHESTER RD #150
RADNOR
PA
19087
0
0
1
0
0001113583
CO INVESTMENT 2000 FUND LP
150 N RADNOR CHESTER RD #150
RADNOR
PA
19087
0
0
1
0
0001297591
Co-Invest Capital Partners Inc
150 N RADNOR CHESTER RD #150
RADNOR
PA
19087
0
0
1
0
0001297592
Co-Invest Management LP
150 N RADNOR CHESTER RD #150
RADNOR
PA
19087
0
0
1
0
0001431931
CO-INVESTMENT FUND II, L.P.
150 N RADNOR CHESTER RD #150
RADNOR
PA
19087
0
0
1
0
0001603189
Co-Invest Capital Partners II, Inc.
150 N RADNOR CHESTER RD #150
RADNOR
PA
19087
0
0
1
0
0001254180
XATF MANAGEMENT II LP
150 N RADNOR CHESTER RD #150
RADNOR
PA
19087
0
0
1
0
Common Stock, $0.001 par value per share
2017-04-05
4
S
0
11300
7.01
D
3285451
I
By Funds
Common Stock, $0.001 par value per share
2017-04-06
4
S
0
48704
7
D
3236747
I
By Funds
The sales of the shares were made by The Co-Investment Fund II, L.P. (45%) and The Co-Investment 2000 Fund, LP (55%) in connection with their maturity and their obligation to make distributions to its partners.
Consists of 1,467,633 shares (after sales on April 5, 2017) and 1,445,716 shares (after sales on April 6, 2017) held by The Co-Investment Fund II, L.P. and 1,838,136 shares (after sales on April 5, 2017) and 1,811,549 shares (after sales on April 6, 2017) held by The Co-Investment 2000 Fund, L.P. (the "Funds"). Donald R. Caldwell is a director, shareholder and officer of Co-Invest Capital Partners, Inc., which is the general partner Co-Invest Management, L.P., which is the general partner of The Co-Investment 2000 Fund, L.P. Donald R. Caldwell is a director, shareholder and officer of Co-Invest Capital Partners II, Inc., which is the general partner of Co-Invest Management II, L.P., which is the general partner of The Co-Investment Fund II, L.P.
The Reporting Persons disclaim beneficial ownership of the shares held by the Funds except to the extent of each Reporting Person's own pecuniary interest therein.
/s/ Donald R. Caldwell
2017-04-07