0001213900-17-003489.txt : 20170407 0001213900-17-003489.hdr.sgml : 20170407 20170407102423 ACCESSION NUMBER: 0001213900-17-003489 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170405 FILED AS OF DATE: 20170407 DATE AS OF CHANGE: 20170407 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Amber Road, Inc. CENTRAL INDEX KEY: 0001314223 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 222590301 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 MEADOWLANDS PLAZA CITY: EAST RUTHERFORD STATE: NJ ZIP: 07073 BUSINESS PHONE: 201-935-8588 MAIL ADDRESS: STREET 1: 1 MEADOWLANDS PLAZA CITY: EAST RUTHERFORD STATE: NJ ZIP: 07073 FORMER COMPANY: FORMER CONFORMED NAME: Amber Road, Inc DATE OF NAME CHANGE: 20130710 FORMER COMPANY: FORMER CONFORMED NAME: Management Dynamics Inc/NJ DATE OF NAME CHANGE: 20050112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: XATF MANAGEMENT II LP CENTRAL INDEX KEY: 0001254180 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36360 FILM NUMBER: 17748121 MAIL ADDRESS: STREET 1: 5 RADNOR CORPORATE CENTER STREET 2: STE 555 CITY: RADNOR STATE: PA ZIP: 19087 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Co-Invest Capital Partners II, Inc. CENTRAL INDEX KEY: 0001603189 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36360 FILM NUMBER: 17748122 BUSINESS ADDRESS: STREET 1: FIVE RADNOR CORPORATE CENTER, SUITE 555 STREET 2: 100 MATSONFORD ROAD CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 610 995 2650 MAIL ADDRESS: STREET 1: FIVE RADNOR CORPORATE CENTER, SUITE 555 STREET 2: 100 MATSONFORD ROAD CITY: RADNOR STATE: PA ZIP: 19087 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CO-INVESTMENT FUND II, L.P. CENTRAL INDEX KEY: 0001431931 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36360 FILM NUMBER: 17748123 BUSINESS ADDRESS: STREET 1: FIVE RADNOR CORPORATE CENTER STREET 2: 100 MATSONFORD ROAD, SUITE 555 CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 610-995-2650 MAIL ADDRESS: STREET 1: FIVE RADNOR CORPORATE CENTER STREET 2: 100 MATSONFORD ROAD, SUITE 555 CITY: RADNOR STATE: PA ZIP: 19087 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Co-Invest Capital Partners Inc CENTRAL INDEX KEY: 0001297591 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36360 FILM NUMBER: 17748125 BUSINESS ADDRESS: STREET 1: 5 RADNOR CORPORATE CENTER, SUITE 555 STREET 2: 100 MATSONFORD ROAD CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 610-995-2650 MAIL ADDRESS: STREET 1: 5 RADNOR CORPORATE CENTER, SUITE 555 STREET 2: 100 MATSONFORD ROAD CITY: RADNOR STATE: PA ZIP: 19087 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CO INVESTMENT 2000 FUND LP CENTRAL INDEX KEY: 0001113583 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36360 FILM NUMBER: 17748126 BUSINESS ADDRESS: STREET 1: 5 RADNOR CORPORATE CENTER STREET 2: SUITE 555 CITY: RADNOR STATE: PA ZIP: 19087 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cross Atlantic Capital Partners, Inc. CENTRAL INDEX KEY: 0001418340 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36360 FILM NUMBER: 17748127 BUSINESS ADDRESS: STREET 1: FIVE RADNOR CORPORATE CENTER, SUITE 555 STREET 2: 100 MATSONFORD ROAD CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: (610) 995-2650 MAIL ADDRESS: STREET 1: FIVE RADNOR CORPORATE CENTER, SUITE 555 STREET 2: 100 MATSONFORD ROAD CITY: RADNOR STATE: PA ZIP: 19087 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Co-Invest Management LP CENTRAL INDEX KEY: 0001297592 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36360 FILM NUMBER: 17748124 BUSINESS ADDRESS: STREET 1: 5 RADNOR CORPORATE CENTER, SUITE 555 STREET 2: 100 MATSONFORD ROAD CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 610-995-2650 MAIL ADDRESS: STREET 1: 5 RADNOR CORPORATE CENTER, SUITE 555 STREET 2: 100 MATSONFORD ROAD CITY: RADNOR STATE: PA ZIP: 19087 4 1 f4040517cross_amberroad.xml OWNERSHIP DOCUMENT X0306 4 2017-04-05 0 0001314223 Amber Road, Inc. AMBR 0001418340 Cross Atlantic Capital Partners, Inc. 150 N RADNOR CHESTER RD #150 RADNOR PA 19087 0 0 1 0 0001113583 CO INVESTMENT 2000 FUND LP 150 N RADNOR CHESTER RD #150 RADNOR PA 19087 0 0 1 0 0001297591 Co-Invest Capital Partners Inc 150 N RADNOR CHESTER RD #150 RADNOR PA 19087 0 0 1 0 0001297592 Co-Invest Management LP 150 N RADNOR CHESTER RD #150 RADNOR PA 19087 0 0 1 0 0001431931 CO-INVESTMENT FUND II, L.P. 150 N RADNOR CHESTER RD #150 RADNOR PA 19087 0 0 1 0 0001603189 Co-Invest Capital Partners II, Inc. 150 N RADNOR CHESTER RD #150 RADNOR PA 19087 0 0 1 0 0001254180 XATF MANAGEMENT II LP 150 N RADNOR CHESTER RD #150 RADNOR PA 19087 0 0 1 0 Common Stock, $0.001 par value per share 2017-04-05 4 S 0 11300 7.01 D 3285451 I By Funds Common Stock, $0.001 par value per share 2017-04-06 4 S 0 48704 7 D 3236747 I By Funds The sales of the shares were made by The Co-Investment Fund II, L.P. (45%) and The Co-Investment 2000 Fund, LP (55%) in connection with their maturity and their obligation to make distributions to its partners. Consists of 1,467,633 shares (after sales on April 5, 2017) and 1,445,716 shares (after sales on April 6, 2017) held by The Co-Investment Fund II, L.P. and 1,838,136 shares (after sales on April 5, 2017) and 1,811,549 shares (after sales on April 6, 2017) held by The Co-Investment 2000 Fund, L.P. (the "Funds"). Donald R. Caldwell is a director, shareholder and officer of Co-Invest Capital Partners, Inc., which is the general partner Co-Invest Management, L.P., which is the general partner of The Co-Investment 2000 Fund, L.P. Donald R. Caldwell is a director, shareholder and officer of Co-Invest Capital Partners II, Inc., which is the general partner of Co-Invest Management II, L.P., which is the general partner of The Co-Investment Fund II, L.P. The Reporting Persons disclaim beneficial ownership of the shares held by the Funds except to the extent of each Reporting Person's own pecuniary interest therein. /s/ Donald R. Caldwell 2017-04-07