0001104659-17-058665.txt : 20170925 0001104659-17-058665.hdr.sgml : 20170925 20170925164643 ACCESSION NUMBER: 0001104659-17-058665 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20170925 FILED AS OF DATE: 20170925 DATE AS OF CHANGE: 20170925 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Aeterna Zentaris Inc. CENTRAL INDEX KEY: 0001113423 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-38064 FILM NUMBER: 171100210 BUSINESS ADDRESS: STREET 1: C/O NORTON ROSE FULBRIGHT CANADA LLP STREET 2: 1 PLACE VILLE MARIE, SUITE 2500 CITY: MONTREAL STATE: A8 ZIP: H3B 1R1 BUSINESS PHONE: 843-900-3201 MAIL ADDRESS: STREET 1: C/O NORTON ROSE FULBRIGHT CANADA LLP STREET 2: 1 PLACE VILLE MARIE, SUITE 2500 CITY: MONTREAL STATE: A8 ZIP: H3B 1R1 FORMER COMPANY: FORMER CONFORMED NAME: AETERNA LABORATORIES INC DATE OF NAME CHANGE: 20000503 6-K 1 a17-22462_16k.htm 6-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM 6-K

 


 

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13A-16 OR 15D-16 UNDER THE

SECURITIES EXCHANGE ACT OF 1934

 

For the month of September 2017

 

Commission file number 0-30752

 


 

AETERNA ZENTARIS INC.

 


 

315 Sigma Drive, Suite 302D

Summerville, South Carolina, USA

29486

(Address of Principal Executive Offices)

 


 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

 

Form 20-F  x  Form 40-F  o

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  o

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  o

 

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934. Yes  o  No  x

 

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-            .

 

 

 



 

This Report on Form 6-K, including the Exhibit hereto, shall be deemed incorporated by reference into the Registrant’s Registration Statement on Form F-3, File No. 333-216853, its Registration Statements on Form S-8, File Nos. 333-210561 and 333-200834 and its Registration Statement on Form F-10, File No. 333-208789 and to be a part thereof from the date on which this report is filed, to the extent not superseded by documents or reports subsequently filed or furnished.

 

DOCUMENTS INDEX

 

Documents

 

Description

 

 

 

99.1

 

Press Release of the Registrant dated September 25, 2017.

 

2



 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

 

 

 

 

AETERNA ZENTARIS INC.

 

 

 

Date:

September 25, 2017

 

By:

/s/ Michael V. Ward

 

 

 

 

 

 

President & Chief Executive Officer

 

3


EX-99.1 2 a17-22462_1ex99d1.htm EX-99.1

Exhibit 99.1

 

 

FOR IMMEDIATE RELEASE

 

Aeterna Zentaris Announces Appointment of Interim Chief Financial Officer

 

Charleston, SC, September 25, 2017 - Aeterna Zentaris Inc. (NASDAQ & TSX: AEZS) a specialty biopharmaceutical company (the “Company”) announced effective today, September 25, 2017 that Jeffrey Whitnell has been appointed to the position of Interim Chief Financial Officer. Whitnell is an accomplished financial executive with a professional career spanning approximately 40 years in both large and small company environments working for various organizations in the life sciences and biopharmaceutical sectors. Mr. Whitnell brings extensive background in capital markets and corporate finance transactions. Most recently, he served as Vice-President, Finance & Controller of Lifewatch Services, Inc., a publicly traded medical device company servicing the cardiac monitoring market that was acquired by BioTelemetry, Inc. in July 2017. From April 2010 to March 2015, Mr. Whitnell served as Chief Financial Officer and Controller of Reliefband Medical Technologies, a private equity-backed medical device company and from June 2004 to June 2009 Whitnell served as CFO of Akorn, Inc., a then publicly traded specialty pharma company that was recently acquired by Fresenius Kabi. Prior to that, Mr. Whitnell held multiple senior finance positions with various companies, including Ovation Pharmaceuticals, Medichem Life Sciences, Akzo Nobel and Motorola,. He commenced his professional career as a staff auditor with Arthur Anderson & Co. Mr. Whitnell has a Bachelor’s of Science degree in Accountancy from the University of Illinois and a Master’s in Business Administration from the University of Chicago Booth School of Business.

 

About Aeterna Zentaris Inc.

 

Aeterna Zentaris is a specialty biopharmaceutical company engaged in developing and commercializing novel pharmaceutical therapies.  We are engaged in drug development activities and in the promotion of products for others.  We recently resubmitted an NDA to the FDA seeking approval of MacrilenTM, an internally developed compound. The focus of our business development efforts is the acquisition of licenses to products that are relevant to our therapeutic areas of focus.  We also intend to license out certain commercial rights of internally developed products to licensees in non-U.S. territories where such out-licensing would enable us to ensure development, registration and launch of our product candidates.  Our goal is to become a growth-oriented specialty biopharmaceutical company by pursuing successful development and commercialization of our product portfolio, achieving successful commercial presence and growth, while consistently delivering value to our shareholders, employees and the medical providers and patients who will benefit from our products.  For more information, visit www.aezsinc.com.

 

Contact:

 

Michael V. Ward

Chief Executive Officer

IR@aezsinc.com

843-900-3223

 

Susan Reilly

1.312.600.6783

Susan.Reilly@reillyconnect.com

 


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