0000908834-18-000039.txt : 20180306 0000908834-18-000039.hdr.sgml : 20180306 20180306094747 ACCESSION NUMBER: 0000908834-18-000039 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180305 FILED AS OF DATE: 20180306 DATE AS OF CHANGE: 20180306 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Aeterna Zentaris Inc. CENTRAL INDEX KEY: 0001113423 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-38064 FILM NUMBER: 18668855 BUSINESS ADDRESS: STREET 1: C/O NORTON ROSE FULBRIGHT CANADA LLP STREET 2: 1 PLACE VILLE MARIE, SUITE 2500 CITY: MONTREAL STATE: A8 ZIP: H3B 1R1 BUSINESS PHONE: 843-900-3201 MAIL ADDRESS: STREET 1: C/O NORTON ROSE FULBRIGHT CANADA LLP STREET 2: 1 PLACE VILLE MARIE, SUITE 2500 CITY: MONTREAL STATE: A8 ZIP: H3B 1R1 FORMER COMPANY: FORMER CONFORMED NAME: AETERNA LABORATORIES INC DATE OF NAME CHANGE: 20000503 6-K 1 az_6k0305.htm

 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549



FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the month of March 2018
Commission File Number: 0-30752
Aeterna Zentaris Inc.
(Translation of registrant’s name into English)
315 Sigma Drive, Suite 302D
Summerville, South Carolina, USA 29486
(Address of principal executive office)


Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F      Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): 

This report on Form 6-K, including the exhibits hereto, shall be deemed incorporated by reference into the Registrant’s Registration Statement on Form F-3 (File No. 333-216853), its Registration Statements on Form S-8 (File Nos. 333-210561 and 333-200834) and its Registration Statement on Form F-10 (File No. 333-208789) and to be a part thereof from the date on which this report is filed, to the extent not superseded by documents or reports subsequently filed or furnished.
 
 


 




DOCUMENTS INDEX
 
Exhibit
 
Description
 
 
 
99.1
 
Material Change Report of the Registrant dated March 5, 2018.
 
 
 





SIGNATURE
Pursuant to the requirements of the Securities Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
Date: March 5, 2018
AETERNA ZENTARIS INC.
   
   
 
/s/Michael V. Ward
 
Michael V. Ward
 
Chief Executive Officer
EX-99.1 2 az_6k0305ex.htm MATERIAL CHANGE REPORT DATED MARCH 5, 2018
Exhibit 99.1
 
 
FORM 51-102F3

MATERIAL CHANGE REPORT

Item 1  Name and Address of Company

Aeterna Zentaris Inc. (the “Company”)
c/o Stikeman Elliott LLP
1155 René-Lévesque Blvd. West
41st Floor
Montréal, Québec
H3B 3V2

Item 2  Date of Material Change

March 5, 2018.
Item 3  News Release

On March 5, 2018, the Company issued a news release indicating the material change, which was disseminated on the Globe Newswire news service.
Item 4  Summary of Material Change
On March 5, 2018, the Company announced that it had appointed James Clavijo as Chief Financial Officer, effective today.
Item 5.  Full Description of Material Change
On March 5, 2018, the Company announced that it had appointed James Clavijo as Chief Financial Officer, effective today. Before joining the Company, Mr. Clavijo served as Chief Financial Officer at Tri-Source Pharma. Tri-Source is a pharmaceutical company focused on procuring pharmaceutical products facing supply issues and supplying pharmaceutical products to veterinary markets. Prior to serving as Chief Financial Officer of Tri-Source Pharma, Mr. Clavijo also served for seven years as founder of Capital View Partners, a consulting firm providing Chief Financial Officer services, and for five years as the Chief Accounting Officer at Soligenix, a public biopharmaceutical company. Mr. Clavijo received a bachelor’s degree in Chemistry from the University of Florida, a bachelor’s degree in Accounting from the University of Nebraska, and a master’s degree in Accounting from Florida International University.
Item 5.2  Disclosure for Restructuring Transactions

Not applicable.

Item 6  Reliance on subsection 7.1(2) of National Instrument 51-102

Not applicable.

Item 7  Omitted Information

Not applicable.

Item 8  Executive Officer

Further information regarding the matter described in this report may be obtained from Michael V. Ward, Chief Executive Officer, at 843-900-3201 or IR@AEZSinc.com.

Item 9  Date of Report

March 5, 2018.