0001209191-20-031978.txt : 20200526
0001209191-20-031978.hdr.sgml : 20200526
20200526161259
ACCESSION NUMBER: 0001209191-20-031978
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200526
FILED AS OF DATE: 20200526
DATE AS OF CHANGE: 20200526
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Low Russell
CENTRAL INDEX KEY: 0001689237
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30941
FILM NUMBER: 20910601
MAIL ADDRESS:
STREET 1: 108 CHERRY HILL DRIVE
CITY: BEVERLY
STATE: MA
ZIP: 01915
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AXCELIS TECHNOLOGIES INC
CENTRAL INDEX KEY: 0001113232
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559]
IRS NUMBER: 341818596
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 108 CHERRY HILL DRIVE
CITY: BEVERLY
STATE: MA
ZIP: 01915
BUSINESS PHONE: 978-787-4000
MAIL ADDRESS:
STREET 1: 108 CHERRY HILL DRIVE
CITY: BEVERLY
STATE: MA
ZIP: 01915
FORMER COMPANY:
FORMER CONFORMED NAME: EATON SEMICONDUCTOR EQUIPMENT INC
DATE OF NAME CHANGE: 20000501
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-05-26
0
0001113232
AXCELIS TECHNOLOGIES INC
ACLS
0001689237
Low Russell
AXCELIS TECHNOLOGIES, INC.
108 CHERRY HILL DRIVE
BEVERLY
MA
01915
0
1
0
0
EVP, Engineering
Common Stock
2020-05-26
4
M
0
16423
14.00
A
94061
D
Common Stock
2020-05-26
4
S
0
16423
26.69
D
77638
D
Common Stock
2020-05-26
4
S
0
13398
26.84
D
64240
D
Stock option (right to buy)
14.00
2020-05-26
4
M
0
16423
0.00
D
2019-11-15
2023-11-15
Common Stock
16423
5475
D
Of the shares beneficially owned by the executive on May 26, 2020, 51,014 shares were issuable on vesting of restricted stock units which are subject to forfeiture.
The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $26.61 to $26.85, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $26.72 to $26.96, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
21,898 stock options were granted on November 15, 2016. The remaining options for 5,475 shares will vest on November 15, 2020.
Lynnette C. Fallon, as attorney in fact for Russell J. Low, Ph.D.
2020-05-26