0001209191-20-030501.txt : 20200519
0001209191-20-030501.hdr.sgml : 20200519
20200519163630
ACCESSION NUMBER: 0001209191-20-030501
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200515
FILED AS OF DATE: 20200519
DATE AS OF CHANGE: 20200519
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ALDEBORGH JOHN E
CENTRAL INDEX KEY: 0001192438
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30941
FILM NUMBER: 20894186
MAIL ADDRESS:
STREET 1: 108 CHERRY HILL DRIVE
CITY: BEVERLY
STATE: MA
ZIP: 01915
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AXCELIS TECHNOLOGIES INC
CENTRAL INDEX KEY: 0001113232
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559]
IRS NUMBER: 341818596
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 108 CHERRY HILL DRIVE
CITY: BEVERLY
STATE: MA
ZIP: 01915
BUSINESS PHONE: 978-787-4000
MAIL ADDRESS:
STREET 1: 108 CHERRY HILL DRIVE
CITY: BEVERLY
STATE: MA
ZIP: 01915
FORMER COMPANY:
FORMER CONFORMED NAME: EATON SEMICONDUCTOR EQUIPMENT INC
DATE OF NAME CHANGE: 20000501
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-05-15
0
0001113232
AXCELIS TECHNOLOGIES INC
ACLS
0001192438
ALDEBORGH JOHN E
108 CHERRY HILL DRIVE
BEVERLY
MA
01915
0
1
0
0
EVP, Customer Operations
Common Stock
2020-05-15
4
A
0
13303
0.00
A
78794
D
Common Stock
2020-05-15
4
F
0
1543
23.52
D
77251
D
Common Stock
2020-05-16
4
F
0
2272
23.95
D
74979
D
Common Stock
2020-05-16
4
F
0
903
23.95
D
74076
D
Common Stock
2020-05-17
4
F
0
1110
23.95
D
72966
D
These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Based on the achievement of performance goals and assuming continuation of employment, up to 50% of these restricted stock units will vest on each of February 28, 2021 and on the earlier of Mr. Aldeborgh's termination of employment or February 28, 2022. Unearned restricted stock units will forfeit on February 28, 2021.
Of the shares held after this grant on May 15, 2020, 50,368 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.
These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units.
Represents the closing price of the common stock on the date of the tax withholding.
Of the shares held after this tax withholding forfeiture (and related vesting) on May 15, 2020, 46,893 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.
Of the shares held after this first tax withholding forfeiture (and related vesting) on May 16, 2020, 41,778 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.
Of the shares held after this second tax withholding forfeiture (and related vesting) on May 16, 2020, 39,745 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.
Of the shares held after this tax withholding forfeiture (and related vesting) on May 17, 2020, 37,245 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.
Lynnette C. Fallon, as attorney in fact for John E. Aldeborgh
2020-05-19