0001209191-19-057464.txt : 20191120
0001209191-19-057464.hdr.sgml : 20191120
20191120171346
ACCESSION NUMBER: 0001209191-19-057464
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191118
FILED AS OF DATE: 20191120
DATE AS OF CHANGE: 20191120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PUMA MARY G
CENTRAL INDEX KEY: 0001158015
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30941
FILM NUMBER: 191235074
MAIL ADDRESS:
STREET 1: AXCELIS TECHNOLOGIES INC.
STREET 2: 108 CHERRY HILL DRIVE
CITY: BEVERLY
STATE: MA
ZIP: 01915
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AXCELIS TECHNOLOGIES INC
CENTRAL INDEX KEY: 0001113232
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559]
IRS NUMBER: 341818596
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 108 CHERRY HILL DRIVE
CITY: BEVERLY
STATE: MA
ZIP: 01915
BUSINESS PHONE: 978-787-4000
MAIL ADDRESS:
STREET 1: 108 CHERRY HILL DRIVE
CITY: BEVERLY
STATE: MA
ZIP: 01915
FORMER COMPANY:
FORMER CONFORMED NAME: EATON SEMICONDUCTOR EQUIPMENT INC
DATE OF NAME CHANGE: 20000501
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-11-18
0
0001113232
AXCELIS TECHNOLOGIES INC
ACLS
0001158015
PUMA MARY G
C/O AXCELIS TECHNOLOGIES, INC.
108 CHERRY HILL DRIVE
BEVERLY
MA
01915
1
1
0
0
President and CEO
Common Stock
2019-11-18
4
M
0
42500
6.40
A
392373
D
Common Stock
2019-11-18
4
S
0
42500
22.60
D
349873
D
Common Stock
2019-11-19
4
M
0
42500
7.96
A
392373
D
Common Stock
2019-11-19
4
S
0
42500
22.53
D
349873
D
Common Stock
2019-11-20
4
M
0
20000
6.40
A
369873
D
Common Stock
2019-11-20
4
M
0
1831
7.96
A
371704
D
Common Stock
2019-11-20
4
S
0
21831
22.36
D
349873
D
Common Stock
5000
I
Held by Spouse
Stock Option (right to buy)
6.40
2019-11-18
4
M
0
42500
0.00
D
2014-07-15
2020-07-15
Common Stock
42500
20000
D
Stock Option (right to buy)
7.96
2019-11-19
4
M
0
42500
0.00
D
2017-07-15
2020-07-15
Common Stock
42500
20000
D
Stock Option (right to buy)
6.40
2019-11-20
4
M
0
20000
0.00
D
2014-07-15
2020-07-15
Common Stock
20000
0
D
Stock Option (right to buy)
7.96
2019-11-20
4
M
0
1831
0.00
D
2017-07-15
2020-07-15
Common Stock
1831
18169
D
Of the shares held as of November 18, 2019, 167,676 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.
The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $22.47 to 22.71, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $22.31 to $22.75, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $22.25 to $22.60, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Lynnette C. Fallon, as attorney in fact for Mary G. Puma
2019-11-20