0001209191-19-032287.txt : 20190523 0001209191-19-032287.hdr.sgml : 20190523 20190523161354 ACCESSION NUMBER: 0001209191-19-032287 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190515 FILED AS OF DATE: 20190523 DATE AS OF CHANGE: 20190523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bintz William J CENTRAL INDEX KEY: 0001411134 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-30941 FILM NUMBER: 19850199 MAIL ADDRESS: STREET 1: 108 CHERRY HILL DRIVE CITY: BEVERLY STATE: MA ZIP: 01915 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AXCELIS TECHNOLOGIES INC CENTRAL INDEX KEY: 0001113232 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 341818596 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 108 CHERRY HILL DRIVE CITY: BEVERLY STATE: MA ZIP: 01915 BUSINESS PHONE: 978-787-4000 MAIL ADDRESS: STREET 1: 108 CHERRY HILL DRIVE CITY: BEVERLY STATE: MA ZIP: 01915 FORMER COMPANY: FORMER CONFORMED NAME: EATON SEMICONDUCTOR EQUIPMENT INC DATE OF NAME CHANGE: 20000501 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2019-05-15 2019-05-17 0 0001113232 AXCELIS TECHNOLOGIES INC ACLS 0001411134 Bintz William J 108 CHERRY HILL DRIVE BEVERLY MA 01915 0 1 0 0 EVP, Product Development Common Stock 2019-05-15 4 A 0 13183 0.00 A 69601 D Common Stock 2019-05-15 4 A 0 13183 0.00 A 82784 D Common Stock 2019-05-16 4 F 0 2271 16.95 D 80513 D Common Stock 2019-05-16 4 F 0 903 16.95 D 79610 D Common Stock 2019-05-17 4 F 0 1111 16.50 D 78499 D These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, 25% of these restricted stock units will vest on each of May 15, 2020, May 15, 2021, May 15, 2022 and May 15, 2023. Of the shares held as of May 15, 2019, 43,108 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, up to 50% of these restricted stock units will vest on each of February 28, 2020 and February 28, 2021, based on performance vesting criteria. Unvested restricted stock units will forfeit on February 28, 2020. Of the shares held as of May 15, 2019, 59,291 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units. Represents the closing price of the common stock on the date of the tax withholding. Of the shares held as of May 16, 2019, 49,146 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Of the shares held as of May 17, 2019, 46,646 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Amendment filed to correct the number of shares withheld for taxes on the vesting of RSUs on May 17, 2019. Lynnette C. Fallon, as attorney in fact for William Bintz 2019-05-23