0001209191-19-032287.txt : 20190523
0001209191-19-032287.hdr.sgml : 20190523
20190523161354
ACCESSION NUMBER: 0001209191-19-032287
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190515
FILED AS OF DATE: 20190523
DATE AS OF CHANGE: 20190523
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bintz William J
CENTRAL INDEX KEY: 0001411134
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30941
FILM NUMBER: 19850199
MAIL ADDRESS:
STREET 1: 108 CHERRY HILL DRIVE
CITY: BEVERLY
STATE: MA
ZIP: 01915
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AXCELIS TECHNOLOGIES INC
CENTRAL INDEX KEY: 0001113232
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559]
IRS NUMBER: 341818596
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 108 CHERRY HILL DRIVE
CITY: BEVERLY
STATE: MA
ZIP: 01915
BUSINESS PHONE: 978-787-4000
MAIL ADDRESS:
STREET 1: 108 CHERRY HILL DRIVE
CITY: BEVERLY
STATE: MA
ZIP: 01915
FORMER COMPANY:
FORMER CONFORMED NAME: EATON SEMICONDUCTOR EQUIPMENT INC
DATE OF NAME CHANGE: 20000501
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2019-05-15
2019-05-17
0
0001113232
AXCELIS TECHNOLOGIES INC
ACLS
0001411134
Bintz William J
108 CHERRY HILL DRIVE
BEVERLY
MA
01915
0
1
0
0
EVP, Product Development
Common Stock
2019-05-15
4
A
0
13183
0.00
A
69601
D
Common Stock
2019-05-15
4
A
0
13183
0.00
A
82784
D
Common Stock
2019-05-16
4
F
0
2271
16.95
D
80513
D
Common Stock
2019-05-16
4
F
0
903
16.95
D
79610
D
Common Stock
2019-05-17
4
F
0
1111
16.50
D
78499
D
These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, 25% of these restricted stock units will vest on each of May 15, 2020, May 15, 2021, May 15, 2022 and May 15, 2023.
Of the shares held as of May 15, 2019, 43,108 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.
These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, up to 50% of these restricted stock units will vest on each of February 28, 2020 and February 28, 2021, based on performance vesting criteria. Unvested restricted stock units will forfeit on February 28, 2020.
Of the shares held as of May 15, 2019, 59,291 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.
These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units.
Represents the closing price of the common stock on the date of the tax withholding.
Of the shares held as of May 16, 2019, 49,146 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.
Of the shares held as of May 17, 2019, 46,646 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.
Amendment filed to correct the number of shares withheld for taxes on the vesting of RSUs on May 17, 2019.
Lynnette C. Fallon, as attorney in fact for William Bintz
2019-05-23