0001209191-19-030923.txt : 20190517 0001209191-19-030923.hdr.sgml : 20190517 20190517162345 ACCESSION NUMBER: 0001209191-19-030923 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190515 FILED AS OF DATE: 20190517 DATE AS OF CHANGE: 20190517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALDEBORGH JOHN E CENTRAL INDEX KEY: 0001192438 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30941 FILM NUMBER: 19836030 MAIL ADDRESS: STREET 1: 108 CHERRY HILL DRIVE CITY: BEVERLY STATE: MA ZIP: 01915 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AXCELIS TECHNOLOGIES INC CENTRAL INDEX KEY: 0001113232 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 341818596 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 108 CHERRY HILL DRIVE CITY: BEVERLY STATE: MA ZIP: 01915 BUSINESS PHONE: 978-787-4000 MAIL ADDRESS: STREET 1: 108 CHERRY HILL DRIVE CITY: BEVERLY STATE: MA ZIP: 01915 FORMER COMPANY: FORMER CONFORMED NAME: EATON SEMICONDUCTOR EQUIPMENT INC DATE OF NAME CHANGE: 20000501 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-05-15 0 0001113232 AXCELIS TECHNOLOGIES INC ACLS 0001192438 ALDEBORGH JOHN E 108 CHERRY HILL DRIVE BEVERLY MA 01915 0 1 0 0 EVP, Customer Operations Common Stock 2019-05-15 4 A 0 13902 0.00 A 64692 D Common Stock 2019-05-15 4 A 0 13902 0.00 A 78594 D Common Stock 2019-05-16 4 F 0 1811 16.95 D 76783 D Common Stock 2019-05-16 4 F 0 720 16.95 D 76063 D Common Stock 2019-05-17 4 F 0 885 16.50 D 75178 D These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, 25% of these restricted stock units will vest on each of May 15, 2020, May 15, 2021, May 15, 2022 and May 15, 2023. Of the shares held as of May 15, 2019, 43,827 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, up to 50% of these restricted stock units will vest on each of February 28, 2020 and February 28, 2021, based on performance vesting criteria. Unvested restricted stock units will forfeit on February 28, 2020. Of the shares held as of May 15, 2019, 57,729 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units. Represents the closing price of the common stock on the date of the tax withholding. Of the shares held as of May 16, 2019, 50,584 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Of the shares held as of May 17, 2019, 48,084 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Lynnette C. Fallon, as attorney in fact for John E. Aldeborgh 2019-05-17