0001209191-19-010565.txt : 20190215
0001209191-19-010565.hdr.sgml : 20190215
20190215161219
ACCESSION NUMBER: 0001209191-19-010565
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190215
FILED AS OF DATE: 20190215
DATE AS OF CHANGE: 20190215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lawson Douglas A.
CENTRAL INDEX KEY: 0001420601
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30941
FILM NUMBER: 19611629
MAIL ADDRESS:
STREET 1: 21 VILLAGE VIEW ROAD
CITY: WESTFORD
STATE: MA
ZIP: 01886
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AXCELIS TECHNOLOGIES INC
CENTRAL INDEX KEY: 0001113232
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559]
IRS NUMBER: 341818596
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 108 CHERRY HILL DRIVE
CITY: BEVERLY
STATE: MA
ZIP: 01915
BUSINESS PHONE: 978-787-4000
MAIL ADDRESS:
STREET 1: 108 CHERRY HILL DRIVE
CITY: BEVERLY
STATE: MA
ZIP: 01915
FORMER COMPANY:
FORMER CONFORMED NAME: EATON SEMICONDUCTOR EQUIPMENT INC
DATE OF NAME CHANGE: 20000501
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-02-15
0
0001113232
AXCELIS TECHNOLOGIES INC
ACLS
0001420601
Lawson Douglas A.
C/O AXCELIS TECHNOLOGIES, INC.
108 CHERRY HILL DRIVE
BEVERLY
MA
01915
0
1
0
0
EVP, Corporate Mktg & Strategy
Common Stock
2019-02-15
4
M
0
5859
12.04
A
50755
D
Common Stock
2019-02-15
4
M
0
7813
7.20
A
58568
D
Common Stock
2019-02-15
4
S
0
13672
22.51
D
44896
D
Common Stock
3125
I
Held by spouse
Stock option (right to buy)
12.04
2019-02-15
4
M
0
5859
0.00
D
2019-01-15
2022-07-15
Common Stock
5859
3906
D
Stock option (right to buy)
7.20
2019-02-15
4
M
0
7813
0.00
D
2018-07-15
2021-07-15
Common Stock
7813
0
D
Of the shares held as of February 15, 2019, 31,286 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.
The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $22.50 to $22.61, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
These options are unvested and will vest as to 50% of the unvested shares on each of April 15,2019 and July 15,2019 if the executive remains in the service of the Company on such vesting date.
Lynnette C. Fallon, as attorney in fact for Douglas A. Lawson
2019-02-15