0001209191-19-009283.txt : 20190212 0001209191-19-009283.hdr.sgml : 20190212 20190212161137 ACCESSION NUMBER: 0001209191-19-009283 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180601 FILED AS OF DATE: 20190212 DATE AS OF CHANGE: 20190212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lawson Douglas A. CENTRAL INDEX KEY: 0001420601 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-30941 FILM NUMBER: 19590885 MAIL ADDRESS: STREET 1: 21 VILLAGE VIEW ROAD CITY: WESTFORD STATE: MA ZIP: 01886 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AXCELIS TECHNOLOGIES INC CENTRAL INDEX KEY: 0001113232 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 341818596 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 108 CHERRY HILL DRIVE CITY: BEVERLY STATE: MA ZIP: 01915 BUSINESS PHONE: 978-787-4000 MAIL ADDRESS: STREET 1: 108 CHERRY HILL DRIVE CITY: BEVERLY STATE: MA ZIP: 01915 FORMER COMPANY: FORMER CONFORMED NAME: EATON SEMICONDUCTOR EQUIPMENT INC DATE OF NAME CHANGE: 20000501 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2018-06-01 2018-06-01 0 0001113232 AXCELIS TECHNOLOGIES INC ACLS 0001420601 Lawson Douglas A. C/O AXCELIS TECHNOLOGIES, INC. 108 CHERRY HILL DRIVE BEVERLY MA 01915 0 1 0 0 EVP, Corporate Mktg & Strategy Common Stock 2018-06-01 4 S 0 3000 21.72 D 46450 D Common Stock 2018-06-01 4 S 0 1554 21.71 D 44896 D Common Stock 2018-06-01 4 M 0 1953 12.04 A 46849 D Common Stock 2018-06-01 4 S 0 1953 21.74 D 44896 D Common Stock 3125 I Held by spouse Stock option (right to buy) 12.04 2018-06-01 4 M 0 1953 0.00 D 2018-04-15 2022-07-15 Common Stock 1953 9766 D Of the shares held as of June 1, 2018, 31,286 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. The original Form 4, filed on June 1, 2018, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported a sale that occurred on June 1, 2018 as a total of 1,154 shares sold when in fact 1,554 shares of the Issuer's common stock were sold. As a result of this administrative error, the number of shares beneficially owned by the reporting person following the corrected transaction reflects a reduction of 400 shares. These options will vest as to 20% of the unvested shares each of October 15,2018, January 15,2019, April 15,2019 and July 15,2019 if the executive remains in the service of the Company on such vesting date. Lynnette C. Fallon, as attorney in fact for Douglas A. Lawson 2019-02-12