0001209191-18-015585.txt : 20180302 0001209191-18-015585.hdr.sgml : 20180302 20180302161156 ACCESSION NUMBER: 0001209191-18-015585 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180228 FILED AS OF DATE: 20180302 DATE AS OF CHANGE: 20180302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PUMA MARY G CENTRAL INDEX KEY: 0001158015 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30941 FILM NUMBER: 18662088 MAIL ADDRESS: STREET 1: AXCELIS TECHNOLOGIES INC. STREET 2: 108 CHERRY HILL DRIVE CITY: BEVERLY STATE: MA ZIP: 01915 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AXCELIS TECHNOLOGIES INC CENTRAL INDEX KEY: 0001113232 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 341818596 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 108 CHERRY HILL DRIVE CITY: BEVERLY STATE: MA ZIP: 01915 BUSINESS PHONE: 978-787-4000 MAIL ADDRESS: STREET 1: 108 CHERRY HILL DRIVE CITY: BEVERLY STATE: MA ZIP: 01915 FORMER COMPANY: FORMER CONFORMED NAME: EATON SEMICONDUCTOR EQUIPMENT INC DATE OF NAME CHANGE: 20000501 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-02-28 0 0001113232 AXCELIS TECHNOLOGIES INC ACLS 0001158015 PUMA MARY G C/O AXCELIS TECHNOLOGIES, INC. 108 CHERRY HILL DRIVE BEVERLY MA 01915 1 1 0 0 President and CEO Common Stock 2018-02-28 4 D 0 2292 0.00 D 228805 D Common Stock 2018-02-28 4 F 0 2757 0.00 D 226048 D Common Stock 5000 I Held by Spouse These shares were issuable on restricted stock units which forfeited on February 28, 2018 as a result of the non-achievement of 2017 performance goals. Of the shares beneficially owned by the executive as of February 28, 2018, 90,625 were issuable on vesting of restricted stock units which are subject to forfeiture. These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on February 28, 2018. Lynnette C. Fallon, as attorney in fact for Mary G. Puma 2018-03-02