0001209191-17-060053.txt : 20171109 0001209191-17-060053.hdr.sgml : 20171109 20171109181000 ACCESSION NUMBER: 0001209191-17-060053 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171107 FILED AS OF DATE: 20171109 DATE AS OF CHANGE: 20171109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bintz William J CENTRAL INDEX KEY: 0001411134 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30941 FILM NUMBER: 171192235 MAIL ADDRESS: STREET 1: 108 CHERRY HILL DRIVE CITY: BEVERLY STATE: MA ZIP: 01915 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AXCELIS TECHNOLOGIES INC CENTRAL INDEX KEY: 0001113232 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 341818596 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 108 CHERRY HILL DRIVE CITY: BEVERLY STATE: MA ZIP: 01915 BUSINESS PHONE: 978-787-4000 MAIL ADDRESS: STREET 1: 108 CHERRY HILL DRIVE CITY: BEVERLY STATE: MA ZIP: 01915 FORMER COMPANY: FORMER CONFORMED NAME: EATON SEMICONDUCTOR EQUIPMENT INC DATE OF NAME CHANGE: 20000501 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-11-07 0 0001113232 AXCELIS TECHNOLOGIES INC ACLS 0001411134 Bintz William J 108 CHERRY HILL DRIVE BEVERLY MA 01915 0 1 0 0 EVP, Product Development Common Stock 2017-11-07 4 M 0 28125 12.04 A 82219 D Common Stock 2017-11-07 4 S 0 28125 33.33 D 54094 D Common Stock 2017-11-07 4 S 0 9000 33.70 D 45094 D Stock Option (right to buy) 12.04 2017-11-07 4 M 0 28125 0.00 D 2017-10-15 2022-07-15 Common Stock 28125 21875 D Of the shares held as of November 7, 2017, 28,675 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $33.25 to $33.65, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $33.47 to $33.85, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. 50,000 options were granted on July 15, 2015 and were vested as to 56.25% of the options as of October 15, 2017. Of the remaining 21,875 options held by the executive after the sales reported on this form, 3,125 options will vest on the 15th of each of July, October, January, and April until fully vested on July 15, 2019, if the officer remains in the service of the Company on such vesting dates. Lynnette C. Fallon, as attorney in fact for William Bintz 2017-11-08