0001209191-17-048964.txt : 20170815 0001209191-17-048964.hdr.sgml : 20170815 20170815162227 ACCESSION NUMBER: 0001209191-17-048964 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170815 FILED AS OF DATE: 20170815 DATE AS OF CHANGE: 20170815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lawson Douglas A. CENTRAL INDEX KEY: 0001420601 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30941 FILM NUMBER: 171034174 MAIL ADDRESS: STREET 1: 21 VILLAGE VIEW ROAD CITY: WESTFORD STATE: MA ZIP: 01886 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AXCELIS TECHNOLOGIES INC CENTRAL INDEX KEY: 0001113232 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 341818596 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 108 CHERRY HILL DRIVE CITY: BEVERLY STATE: MA ZIP: 01915 BUSINESS PHONE: 978-787-4000 MAIL ADDRESS: STREET 1: 108 CHERRY HILL DRIVE CITY: BEVERLY STATE: MA ZIP: 01915 FORMER COMPANY: FORMER CONFORMED NAME: EATON SEMICONDUCTOR EQUIPMENT INC DATE OF NAME CHANGE: 20000501 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-08-15 0 0001113232 AXCELIS TECHNOLOGIES INC ACLS 0001420601 Lawson Douglas A. C/O AXCELIS TECHNOLOGIES, INC. 108 CHERRY HILL DRIVE BEVERLY MA 01915 0 1 0 0 EVP, Corporate Mktg & Strategy Common Stock 2017-08-15 4 M 0 1954 12.04 A 41198 D Common Stock 2017-08-15 4 S 0 1954 21.11 D 39244 D Common Stock 2017-08-15 4 M 0 4688 7.96 A 43932 D Common Stock 2017-08-15 4 S 0 4688 21.10 D 39244 D Common Stock 2017-08-15 4 M 0 7812 7.20 A 47056 D Common Stock 2017-08-15 4 S 0 7812 21.14 D 39244 D Common Stock 3125 I Held by Spouse Stock Option (right to buy) 12.04 2017-08-15 4 M 0 1954 0.00 D 2017-07-15 2022-07-15 Common Stock 1954 15625 D Stock Option (right to buy) 7.96 2017-08-15 4 M 0 4688 0.00 D 2017-07-15 2020-07-15 Common Stock 4688 0 D Stock option (right to buy) 7.20 2017-08-15 4 M 0 7812 0.00 D 2017-07-15 2021-07-15 Common Stock 7812 7813 D Of the shares held as of August 15, 2017, 25,986 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $21.05 to $21.15, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. 31,250 options were granted on July 15, 2015 and were vested as to 50% of the options as of August 15, 2017. Of the remaining 15,625 options held by the executive after the sales on that date, 1953/4 options will vest on the 15th of each of October, January, April and July until fully vested on July 15, 2019, if the officer remains in the service of the Company on such vesting dates. 31,250 options were granted on July 15, 2014 and were vested as to 75% of the options as of August 15, 2017. The remaining 7,814 options held by the executive after the sales on that date will vest on July 15, 2018, if the officer remains in the service of the Company on such vesting date. Lynnette C. Fallon, as attorney in fact for Douglas A. Lawson 2017-08-15