0001209191-17-032382.txt : 20170515
0001209191-17-032382.hdr.sgml : 20170515
20170515170823
ACCESSION NUMBER: 0001209191-17-032382
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170512
FILED AS OF DATE: 20170515
DATE AS OF CHANGE: 20170515
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AXCELIS TECHNOLOGIES INC
CENTRAL INDEX KEY: 0001113232
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559]
IRS NUMBER: 341818596
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 108 CHERRY HILL DRIVE
CITY: BEVERLY
STATE: MA
ZIP: 01915
BUSINESS PHONE: 978-787-4000
MAIL ADDRESS:
STREET 1: 108 CHERRY HILL DRIVE
CITY: BEVERLY
STATE: MA
ZIP: 01915
FORMER COMPANY:
FORMER CONFORMED NAME: EATON SEMICONDUCTOR EQUIPMENT INC
DATE OF NAME CHANGE: 20000501
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FALLON LYNNETTE C
CENTRAL INDEX KEY: 0001195654
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30941
FILM NUMBER: 17845632
MAIL ADDRESS:
STREET 1: 108 CHERRY HILL DRIVE
CITY: BEVERLY
STATE: MA
ZIP: 01915
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-05-12
0
0001113232
AXCELIS TECHNOLOGIES INC
ACLS
0001195654
FALLON LYNNETTE C
C/O AXCELIS TECHNOLOGIES, INC.
108 CHERRY HILL DRIVE
BEVERLY
MA
01915
0
1
0
0
Executive VP, HR/Legal
Common Stock
2017-05-12
4
M
0
5071
4.64
A
49562
D
Common Stock
2017-05-12
4
S
0
5071
21.52
D
44491
D
Common Stock
2017-05-15
4
M
0
26179
4.64
A
70670
D
Common Stock
2017-05-15
4
S
0
26179
21.16
D
44491
D
Stock option (right to buy)
4.64
2017-05-12
4
M
0
5071
0.00
D
2013-11-16
2019-11-16
Common Stock
5071
26179
D
Stock option (right to buy)
4.64
2017-05-15
4
M
0
26179
0.00
D
2013-11-16
2019-11-16
Common Stock
26179
0
D
The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $21.50 to $21.55, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
Of the shares held as of May 12 and 15, 2017, 19,091 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture.
The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $21.15 to $21.25, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
Lynnette C. Fallon
2017-05-15