0001209191-17-031689.txt : 20170511 0001209191-17-031689.hdr.sgml : 20170511 20170511204008 ACCESSION NUMBER: 0001209191-17-031689 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170509 FILED AS OF DATE: 20170511 DATE AS OF CHANGE: 20170511 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AXCELIS TECHNOLOGIES INC CENTRAL INDEX KEY: 0001113232 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 341818596 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 108 CHERRY HILL DRIVE CITY: BEVERLY STATE: MA ZIP: 01915 BUSINESS PHONE: 978-787-4000 MAIL ADDRESS: STREET 1: 108 CHERRY HILL DRIVE CITY: BEVERLY STATE: MA ZIP: 01915 FORMER COMPANY: FORMER CONFORMED NAME: EATON SEMICONDUCTOR EQUIPMENT INC DATE OF NAME CHANGE: 20000501 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PUMA MARY G CENTRAL INDEX KEY: 0001158015 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30941 FILM NUMBER: 17836140 MAIL ADDRESS: STREET 1: AXCELIS TECHNOLOGIES INC. STREET 2: 108 CHERRY HILL DRIVE CITY: BEVERLY STATE: MA ZIP: 01915 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-05-09 0 0001113232 AXCELIS TECHNOLOGIES INC ACLS 0001158015 PUMA MARY G C/O AXCELIS TECHNOLOGIES, INC. 108 CHERRY HILL DRIVE BEVERLY MA 01915 1 1 0 0 President and CEO Common Stock 2017-05-09 4 M 0 46598 2.80 A 240684 D Common Stock 2017-05-09 4 S 0 46598 21.09 D 194086 D Common Stock 2017-05-10 4 M 0 15902 2.80 A 209988 D Common Stock 2017-05-10 4 M 0 62500 3.72 A 272488 D Common Stock 2017-05-10 4 S 0 78402 21.05 D 194086 D Common Stock 2017-05-11 4 M 0 62500 4.64 A 256686 D Common Stock 2017-05-11 4 S 0 62500 21.01 D 194086 D Common Stock 5000 I Held by Spouse Stock Option (right to buy) 2.80 2017-05-09 4 M 0 46598 0.00 D 2012-11-17 2018-11-17 Common Stock 46598 15902 D Stock option (right to buy) 2.80 2017-05-10 4 M 0 15902 0.00 D 2012-11-17 2018-11-17 Common Stock 15902 0 D Stock option (right to buy) 3.72 2017-05-10 4 M 0 62500 0.00 D 2016-07-16 2019-07-16 Common Stock 62500 0 D Stock option (right to buy) 4.64 2017-05-11 4 M 0 62500 0.00 D 2013-11-16 2019-11-16 Common Stock 62500 0 D Of the shares held as of May 9, 10 and 11, 2017, 75,000 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.45, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.40, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.10, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. Lynnette C. Fallon, as attorney in fact for Mary G. Puma 2017-05-11