0001209191-17-031689.txt : 20170511
0001209191-17-031689.hdr.sgml : 20170511
20170511204008
ACCESSION NUMBER: 0001209191-17-031689
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170509
FILED AS OF DATE: 20170511
DATE AS OF CHANGE: 20170511
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AXCELIS TECHNOLOGIES INC
CENTRAL INDEX KEY: 0001113232
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559]
IRS NUMBER: 341818596
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 108 CHERRY HILL DRIVE
CITY: BEVERLY
STATE: MA
ZIP: 01915
BUSINESS PHONE: 978-787-4000
MAIL ADDRESS:
STREET 1: 108 CHERRY HILL DRIVE
CITY: BEVERLY
STATE: MA
ZIP: 01915
FORMER COMPANY:
FORMER CONFORMED NAME: EATON SEMICONDUCTOR EQUIPMENT INC
DATE OF NAME CHANGE: 20000501
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PUMA MARY G
CENTRAL INDEX KEY: 0001158015
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30941
FILM NUMBER: 17836140
MAIL ADDRESS:
STREET 1: AXCELIS TECHNOLOGIES INC.
STREET 2: 108 CHERRY HILL DRIVE
CITY: BEVERLY
STATE: MA
ZIP: 01915
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-05-09
0
0001113232
AXCELIS TECHNOLOGIES INC
ACLS
0001158015
PUMA MARY G
C/O AXCELIS TECHNOLOGIES, INC.
108 CHERRY HILL DRIVE
BEVERLY
MA
01915
1
1
0
0
President and CEO
Common Stock
2017-05-09
4
M
0
46598
2.80
A
240684
D
Common Stock
2017-05-09
4
S
0
46598
21.09
D
194086
D
Common Stock
2017-05-10
4
M
0
15902
2.80
A
209988
D
Common Stock
2017-05-10
4
M
0
62500
3.72
A
272488
D
Common Stock
2017-05-10
4
S
0
78402
21.05
D
194086
D
Common Stock
2017-05-11
4
M
0
62500
4.64
A
256686
D
Common Stock
2017-05-11
4
S
0
62500
21.01
D
194086
D
Common Stock
5000
I
Held by Spouse
Stock Option (right to buy)
2.80
2017-05-09
4
M
0
46598
0.00
D
2012-11-17
2018-11-17
Common Stock
46598
15902
D
Stock option (right to buy)
2.80
2017-05-10
4
M
0
15902
0.00
D
2012-11-17
2018-11-17
Common Stock
15902
0
D
Stock option (right to buy)
3.72
2017-05-10
4
M
0
62500
0.00
D
2016-07-16
2019-07-16
Common Stock
62500
0
D
Stock option (right to buy)
4.64
2017-05-11
4
M
0
62500
0.00
D
2013-11-16
2019-11-16
Common Stock
62500
0
D
Of the shares held as of May 9, 10 and 11, 2017, 75,000 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture.
The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.45, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.40, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.10, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
Lynnette C. Fallon, as attorney in fact for Mary G. Puma
2017-05-11