0001127602-18-015586.txt : 20180430 0001127602-18-015586.hdr.sgml : 20180430 20180430164616 ACCESSION NUMBER: 0001127602-18-015586 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180427 FILED AS OF DATE: 20180430 DATE AS OF CHANGE: 20180430 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Verma Richard R. CENTRAL INDEX KEY: 0001737206 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32191 FILM NUMBER: 18790614 MAIL ADDRESS: STREET 1: 100 E. PRATT STREET CITY: BALTIMORE STATE: MD ZIP: 21202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRICE T ROWE GROUP INC CENTRAL INDEX KEY: 0001113169 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 522264646 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 EAST PRATT STREET STREET 2: P.O. BOX 89000 CITY: BALTIMORE STATE: MD ZIP: 21289-0320 BUSINESS PHONE: 4103452000 MAIL ADDRESS: STREET 1: 100 EAST PRATT STREET STREET 2: P.O. BOX 89000 CITY: BALTIMORE STATE: MD ZIP: 21289-0320 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-04-27 0001113169 PRICE T ROWE GROUP INC TROW 0001737206 Verma Richard R. 100 E. PRATT STREET BALTIMORE MD 21202 1 Common Stock 2018-04-27 4 A 0 2632 0 A 2632 D Pursuant to the 2017 Non-Employee Director Equity Plan, this restricted Stock Unit shares were issued at $114.02 per share, the closing price of TROW shares on April 27, 2018. The forfeiture provisions of the Stock Unit Shares and all accrued dividends attributed to such Stock Unit Shares, will vest in full and become nonforfeitable upon the earliest of the following dates: (a) the first anniversary of the date on which the Award Shares were granted as reflected on the Notice, (b) your date of death, (c) the date on which you suffer, or are determined to have suffered, a Total and Permanent Disability, or (d) the date on which a Change in Control occurs, in which case the vesting will take place immediately before and contingent upon the occurrence of the Change in Control. /s/ Power of Attorney Joan E. Flister, Assistant Corporate Secretary 2018-04-30