0001127602-16-062297.txt : 20160909 0001127602-16-062297.hdr.sgml : 20160909 20160909081512 ACCESSION NUMBER: 0001127602-16-062297 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160907 FILED AS OF DATE: 20160909 DATE AS OF CHANGE: 20160909 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRICE T ROWE GROUP INC CENTRAL INDEX KEY: 0001113169 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 522264646 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 EAST PRATT STREET STREET 2: P.O. BOX 89000 CITY: BALTIMORE STATE: MD ZIP: 21289-0320 BUSINESS PHONE: 4103452000 MAIL ADDRESS: STREET 1: 100 EAST PRATT STREET STREET 2: P.O. BOX 89000 CITY: BALTIMORE STATE: MD ZIP: 21289-0320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERNARD EDWARD C CENTRAL INDEX KEY: 0001203065 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32191 FILM NUMBER: 161877760 MAIL ADDRESS: STREET 1: T ROWE PRICE GROUP INC STREET 2: 100 E PRATT ST CITY: BALTIMORE STATE: MD ZIP: 21202 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-09-07 0001113169 PRICE T ROWE GROUP INC TROW 0001203065 BERNARD EDWARD C T. ROWE PRICE GROUP, INC. P.O. BOX 89000 BALTIMORE MD 21289-0320 1 1 Vice COB & Vice President Common Stock 2016-09-07 5 A 0 E 437.372 72.4378 A 640680.5 D Common Stock 2016-09-07 4 A 0 4500 0 A 645180.5 D Common Stock 77500 I 2012 Ellen N. Bernard Family Trust Common Stock 201963 I 2008 Bernard Family Trust Common Stock 60500 I By Spouse Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price. On September 7, 2016, the Executive Compensation Committee certified that the performance threshold on certain performance-based restricted stock awards were met. The awards are settled in shares of common stock upon vesting. The awards vest in five equal annual installments beginning on December 9, 2016. /s/ Edward C. Bernard 2016-09-08