0001193805-20-000246.txt : 20200220 0001193805-20-000246.hdr.sgml : 20200220 20200220183015 ACCESSION NUMBER: 0001193805-20-000246 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200218 FILED AS OF DATE: 20200220 DATE AS OF CHANGE: 20200220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Young Karen J. CENTRAL INDEX KEY: 0001749885 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33601 FILM NUMBER: 20636823 MAIL ADDRESS: STREET 1: 12211 HART CREST CITY: SAN ANTONIO STATE: TX ZIP: 78249 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLOBALSCAPE INC CENTRAL INDEX KEY: 0001112920 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 742785449 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4500 LOCKHILL SELMA STREET 2: STE 150 CITY: SAN ANTONIO STATE: TX ZIP: 78249 BUSINESS PHONE: 2103088267 MAIL ADDRESS: STREET 1: 4500 LOCKHILL SELMA STREET 2: STE 150 CITY: SAN ANTONIO STATE: TX ZIP: 78249 4 1 e619398_4-young.xml X0306 4 2020-02-18 0 0001112920 GLOBALSCAPE INC GSB 0001749885 Young Karen J. 4500 LOCKHILL-SELMA ROAD SUITE 150 SAN ANTONIO TX 78249 0 1 0 0 Chief Financial Officer Common Stock 2020-02-18 4 M 0 3788 2.40 A 16489 D Common Stock 2020-02-18 4 S 0 3788 9.7055 D 12701 D Common Stock 2020-02-19 4 M 0 4523 2.40 A 17224 D Common Stock 2020-02-19 4 M 0 63 3.52 A 17287 D Common Stock 2020-02-19 4 S 0 4586 9.7056 D 12701 D Common Stock 2020-02-20 4 M 0 20 2.40 A 12721 D Common Stock 2020-02-20 4 M 0 5237 3.52 A 17958 D Common Stock 2020-02-20 4 M 0 3333 3.73 A 21291 D Common Stock 2020-02-20 4 M 0 15610 3.59 A 36901 D Common Stock 2020-02-20 4 S 0 24200 9.716 D 12701 D Stock Option (right to buy) 2.40 2020-02-18 4 M 0 3788 0 D 2025-01-29 Common Stock 3788 4543 D Stock Option (right to buy) 2.40 2020-02-19 4 M 0 4523 0 D 2025-01-29 Common Stock 4523 20 D Stock Option (right to buy) 3.52 2020-02-19 4 M 0 63 0 D 2026-02-01 Common Stock 63 5237 D Stock Option (right to buy) 2.40 2020-02-20 4 M 0 20 0 D 2025-01-29 Common Stock 20 0 D Stock Option (right to buy) 3.52 2020-02-20 4 M 0 5237 0 D 2026-02-01 Common Stock 5237 0 D Stock Option (right to buy) 3.73 2020-02-20 4 M 0 3333 0 D 2027-02-08 Common Stock 3333 1667 D Stock Option (right to buy) 3.59 2020-02-20 4 M 0 15610 0 D 2028-08-07 Common Stock 15610 84390 D These options were granted on January 29, 2015 and are fully vested. These options were granted on February 1, 2016 and are fully vested. These options were granted on february 8, 2017 and are fully vested. These options were granted on August 7, 2018. One third of the total shares under this option vest and are available for purchase on each annual anniversary date of the grant date of the option. /s/ Karen J. Young 2020-02-20