0001193805-20-000238.txt : 20200219 0001193805-20-000238.hdr.sgml : 20200219 20200219180327 ACCESSION NUMBER: 0001193805-20-000238 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200214 FILED AS OF DATE: 20200219 DATE AS OF CHANGE: 20200219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Canavan Michael Patrick CENTRAL INDEX KEY: 0001711979 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33601 FILM NUMBER: 20631655 MAIL ADDRESS: STREET 1: 4500 LOCKHILL-SELMA, SUITE 150 CITY: SAN ANTONIO STATE: TX ZIP: 78249 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLOBALSCAPE INC CENTRAL INDEX KEY: 0001112920 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 742785449 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4500 LOCKHILL SELMA STREET 2: STE 150 CITY: SAN ANTONIO STATE: TX ZIP: 78249 BUSINESS PHONE: 2103088267 MAIL ADDRESS: STREET 1: 4500 LOCKHILL SELMA STREET 2: STE 150 CITY: SAN ANTONIO STATE: TX ZIP: 78249 4 1 e619392_4-canavan.xml X0306 4 2020-02-14 0 0001112920 GLOBALSCAPE INC GSB 0001711979 Canavan Michael Patrick 4500 LOCKHILL-SELMA, SUITE 150 SAN ANTONIO TX 78249 0 1 0 0 EVP of Sales & Marketing Common Stock 2020-02-14 4 M 0 5536 5.28 A 29497 D Common Stock 2020-02-14 4 S 0 5536 9.8183 D 23961 D Common Stock 2020-02-18 4 M 0 1213 5.28 A 25174 D Common Stock 2020-02-18 4 S 0 1213 9.70 D 23961 D Common Stock 2020-02-19 4 M 0 8846 5.28 A 32807 D Common Stock 2020-02-19 4 S 0 8846 9.7076 D 23961 D Stock Option (right to buy) 5.28 2020-02-14 4 M 0 5536 0 D 2027-07-10 Common Stock 5536 69464 D Stock Option (right to buy) 5.28 2020-02-18 4 M 0 1213 0 D 2027-07-10 Common Stock 1213 68251 D Stock Option (right to buy) 5.28 2020-02-19 4 M 0 8846 0 D 2027-07-10 Common Stock 8846 59405 D This stock option was granted on July 10, 2017. One third of the total shares under this option vest and are available for purchase on each annual anniversary date of the grant date of the option. /s/ Michael Canavan 2020-02-19