0001185185-17-000270.txt : 20170210 0001185185-17-000270.hdr.sgml : 20170210 20170210162338 ACCESSION NUMBER: 0001185185-17-000270 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170208 FILED AS OF DATE: 20170210 DATE AS OF CHANGE: 20170210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLOBALSCAPE INC CENTRAL INDEX KEY: 0001112920 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 742785449 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4500 LOCKHILL SELMA STREET 2: STE 150 CITY: SAN ANTONIO STATE: TX ZIP: 78249 BUSINESS PHONE: 2103088267 MAIL ADDRESS: STREET 1: 4500 LOCKHILL SELMA STREET 2: STE 150 CITY: SAN ANTONIO STATE: TX ZIP: 78249 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goulet Matthew Craig CENTRAL INDEX KEY: 0001600245 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33601 FILM NUMBER: 17593650 MAIL ADDRESS: STREET 1: 4500 LOCKHILL-SELMA STREET 2: SUITE 150 CITY: SAN ANTONIO STATE: TX ZIP: 78254 4 1 form4-goulet020917.xml OWNERSHIP DOCUMENT X0306 4 2017-02-08 0 0001112920 GLOBALSCAPE INC GSB 0001600245 Goulet Matthew Craig 4500 LOCKHILL-SELMA SUITE 150 SAN ANTONIO TX 78254 1 1 0 0 President and CEO Common Stock 2000 I By Children Common Stock 15000 D Non-Qualified Stock Option 1.55 2023-09-09 Common Stock 75000 75000 D Non-Qualified Stock Option 2.35 2024-01-02 Common Stock 25000 100000 D Non-Qualified Stock Option 3.20 2025-02-09 Common Stock 75000 175000 D Incentive Stock Option 3.52 2026-02-01 Common Stock 100000 275000 D Non-Qualified Stock Option 3.53 2026-05-16 Common Stock 100000 375000 D Incentive Stock Option 3.73 2017-02-08 4 A 0 26809 0.00 A 2027-02-08 Common Stock 26809 401809 D Non-Qualified Stock Option 3.73 2017-02-08 4 A 0 173191 0.00 A 2027-02-08 Common Stock 173191 575000 D 1/3 of the total shares under this option vest and are available for purchase on each annual anniversary date of the grant date of the option. /s/ Matthew C. Goulet 2017-02-10