-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OQO1xf2iWzM82d0GDyqwtw6pJ2q2G+iviG9/2CROb1GppM4hmdcweJkdHkp0zcsm QMWWh7o8RufWu9o2a4o+ow== 0001104659-07-045304.txt : 20070605 0001104659-07-045304.hdr.sgml : 20070605 20070605144230 ACCESSION NUMBER: 0001104659-07-045304 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20070601 ITEM INFORMATION: Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20070605 DATE AS OF CHANGE: 20070605 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GLOBALSCAPE INC CENTRAL INDEX KEY: 0001112920 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 742785449 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-30617 FILM NUMBER: 07900620 BUSINESS ADDRESS: STREET 1: 6000 NORTHWEST PKWY STREET 2: STE 100 CITY: SAN ANTONIO STATE: TX ZIP: 78249 BUSINESS PHONE: 2103088267 MAIL ADDRESS: STREET 1: 6000 NORTHWEST PARKWAY STREET 2: STE 100 CITY: SAN ANTONIO STATE: TX ZIP: 78249 8-K 1 a07-15940_18k.htm 8-K

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

June 1, 2007

Date of Report (Date of earliest event reported)

GlobalSCAPE, Inc.

(Exact name of registrant as specified in its charter)

Delaware

 

000-30617

 

74-2785449

(State or other

 

(Commission

 

(IRS Employer

jurisdiction

 

File Number)

 

Identification

of incorporation)

 

 

 

No.)

 

6000 Northwest Parkway, Suite 100

San Antonio, Texas 78249

(210) 308-8267

(Address of principal executive offices and Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 




Item 5.02               Departure of Directors or Principal Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

(b)   On May 31, 2007, Tsachi Chuck Shavit resigned as the Company’s Chief Scientist, a position he has held since the acquisition of Availl, Inc. in September 2006.

Item 7.01               Regulation FD Disclosure.

On June 1, 2007, GlobalSCAPE issued a press release announcing second quarter revenues and earnings guidance.

A copy of this press release has been furnished as Exhibit 99.1 to this Current Report on Form 8-K.  Pursuant to the rules and regulations of the Securities and Exchange Commission, these exhibits and the information set forth therein are deemed to have been furnished and shall not be deemed to be “filed” under the Securities Exchange Act of 1934, as amended.

Item 9.01               Financial Statements and Exhibits

(d)   Exhibits.

99.1

 

Press Release dated June 1, 2007 entitled “GlobalSCAPE Gives Guidance On Record 2nd Quarter Revenues And Earnings.”

2




SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

GLOBALSCAPE, INC.

 

 

 

 

 

 

 

By:

/s/ Charles R. Poole

 

 

Charles R. Poole, President and Chief
Executive Officer

 

 

 

 

 

  Dated: June 5, 2007

 

3



EX-99.1 2 a07-15940_1ex99d1.htm EX-99.1

Exhibit 99.1

 

NEWS RELEASE
Contact:
Earl Posey
(210) 293-7918
www.globalscape.com

 

GlobalSCAPE Gives Guidance On Record 2nd Quarter Revenues And Earnings

San Antonio, TX  - June 1, 2007 - GlobalSCAPE announced today, that fueled by the previously announced DOD order, it expects the second quarter revenues to be between $6.2MM and $6.3MM, growth of 170% over 2nd quarter 2006.  “The 2nd quarter will clearly set a net high for us in both revenue and earnings,” commented Randy Poole, President and CEO. “While this quarter’s numbers should not be looked at as the new standard, neither should they be seen as a one time thing,” continued Poole. “We believe that from time to time orders of this magnitude will occur and become a part of our business model.  We certainly plan to work to that end.  Whether they come in the form of government requirements or through other endeavors, we believe our products meet a market need at this level.”

About GlobalSCAPE

GlobalSCAPE is a leading provider of managed and secured file transfer (EFT), wide area file services (WAFS), and continuous data protection software (CDP). Virtually all of the Fortune 100 use GlobalSCAPE products to secure and accelerate their data exchange.  GlobalSCAPE’s innovative managed file transfer solution, Enhanced File Transfer (EFT), enables all types of organizations to speed and automate the secure storage and movement of their data across the corporate firewall to external entities, and help them comply with government mandates such as HIPAA, Sarbanes-Oxley, and GLBA. GlobalSCAPE’s Wide Area File Services (WAFS) deliver transparent, secure file replication that allows companies with branch offices across large geographic distances to replicate files within the corporate firewall to provide local file access speeds to each office, while reducing network utilization and maintaining file coherence and lock semantics. Continuous Data Protection (CDP) is GlobalSCAPE’s real-time, continuous data backup solution that assures that any information on the network, even on distributed and remote servers, can be restored from any point in time in event of data loss.  GlobalSCAPE is headquartered in San Antonio, TX.  For more information, please visit http://www.globalscape.com or call GlobalSCAPE toll-free at 800-290-5054 (US) or 210-308-8267 (international).

Safe Harbor Statement

This press release contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934. The words “believe,” “expect,” “should,” “intend,” “estimate,” and “projects,” variations of such words and similar expressions identify forward-looking statements, but their absence does not mean that a statement is not a forward-looking statement. These forward-looking statements are based upon the Company’s current expectations and are subject to a number of risks, uncertainties and assumptions. The Company undertakes no obligation to update any forward-looking statements, whether as a result of new information, future events or otherwise. Among the important factors that could cause actual results to differ significantly from those expressed or implied by such forward-looking statements are risks that are detailed in the Company’s Annual Report on Form 10-K/A Number 1 for the 2005 calendar year, filed on May 3, 2006 with the Securities and Exchange Commission.



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