0000921895-20-000968.txt : 20200401 0000921895-20-000968.hdr.sgml : 20200401 20200401180624 ACCESSION NUMBER: 0000921895-20-000968 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190201 FILED AS OF DATE: 20200401 DATE AS OF CHANGE: 20200401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HICKS THOMAS ENFIELD CENTRAL INDEX KEY: 0001670247 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33601 FILM NUMBER: 20766743 MAIL ADDRESS: STREET 1: 1803 CENTURY OAK TRAIL CITY: SAN ANTONIO STATE: TX ZIP: 78232 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLOBALSCAPE INC CENTRAL INDEX KEY: 0001112920 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 742785449 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4500 LOCKHILL SELMA STREET 2: STE 150 CITY: SAN ANTONIO STATE: TX ZIP: 78249 BUSINESS PHONE: 2103088267 MAIL ADDRESS: STREET 1: 4500 LOCKHILL SELMA STREET 2: STE 150 CITY: SAN ANTONIO STATE: TX ZIP: 78249 4 1 form411906003_04012020.xml OWNERSHIP DOCUMENT X0306 4 2019-02-01 0 0001112920 GLOBALSCAPE INC GSB 0001670247 HICKS THOMAS ENFIELD 1803 CENTURY OAK TRAIL SAN ANTONIO TX 78232 1 0 0 0 Common Stock 2019-02-01 4 S 0 3700 4.55 D 76300 D Common Stock 2019-02-01 4 S 0 1300 4.551 D 75000 D Common Stock 2019-02-05 4 S 0 1387 4.60 D 73613 D Common Stock 2019-02-12 4 S 0 900 4.55 D 72713 D Common Stock 2019-02-13 4 S 0 2713 4.55 D 70000 D Common Stock 2019-02-26 4 P 0 200 4.52 A 70200 D Common Stock 2019-04-01 4 S 0 3200 6.25 D 67000 D /s/ Thomas E. Hicks 2020-04-01