0000921895-20-000360.txt : 20200211 0000921895-20-000360.hdr.sgml : 20200211 20200211180309 ACCESSION NUMBER: 0000921895-20-000360 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200207 FILED AS OF DATE: 20200211 DATE AS OF CHANGE: 20200211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mello David Christopher CENTRAL INDEX KEY: 0001772126 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33601 FILM NUMBER: 20598458 MAIL ADDRESS: STREET 1: 4500 LOCKHILL SELMA STREET 2: STE 150 CITY: SAN ANTONIO STATE: TX ZIP: 78249 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLOBALSCAPE INC CENTRAL INDEX KEY: 0001112920 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 742785449 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4500 LOCKHILL SELMA STREET 2: STE 150 CITY: SAN ANTONIO STATE: TX ZIP: 78249 BUSINESS PHONE: 2103088267 MAIL ADDRESS: STREET 1: 4500 LOCKHILL SELMA STREET 2: STE 150 CITY: SAN ANTONIO STATE: TX ZIP: 78249 4 1 form411906mel_02112020.xml OWNERSHIP DOCUMENT X0306 4 2020-02-07 0 0001112920 GLOBALSCAPE INC GSB 0001772126 Mello David Christopher 4500 LOCKHILL SELMA STE 150 SAN ANTONIO TX 78249 0 1 0 0 EVP of Technical Services Common Stock 2020-02-07 4 M 0 49995 3.97 A 75034 D Common Stock 2020-02-07 4 M 0 24811 4.06 A 99845 D Common Stock 2020-02-07 4 M 0 187 4.06 A 100032 D Common Stock 2020-02-07 4 S 0 74993 10.0055 D 25039 D Incentive Stock Option (right to buy) 3.97 2020-02-07 4 M 0 49995 0 D 2027-09-18 Common Stock 49995 25005 D Non-Qualified Stock Option (right to buy) 4.06 2020-02-07 4 M 0 24811 0 D 2028-10-10 Common Stock 24811 25193 D Incentive Stock Option (right to buy) 4.06 2020-02-07 4 M 0 187 0 D 2028-10-10 Common Stock 187 24809 D The shares underlying the option vest in 1/3 increments over a three year period, commencing on the first anniversary of the grant date, September 18, 2017. The shares underlying the option vest in 1/3 increments over a three year period, commencing on the first anniversary of the grant date, October 10, 2018. /s/ David C. Mello 2020-02-11