0000921895-20-000360.txt : 20200211
0000921895-20-000360.hdr.sgml : 20200211
20200211180309
ACCESSION NUMBER: 0000921895-20-000360
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200207
FILED AS OF DATE: 20200211
DATE AS OF CHANGE: 20200211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mello David Christopher
CENTRAL INDEX KEY: 0001772126
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33601
FILM NUMBER: 20598458
MAIL ADDRESS:
STREET 1: 4500 LOCKHILL SELMA
STREET 2: STE 150
CITY: SAN ANTONIO
STATE: TX
ZIP: 78249
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GLOBALSCAPE INC
CENTRAL INDEX KEY: 0001112920
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 742785449
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4500 LOCKHILL SELMA
STREET 2: STE 150
CITY: SAN ANTONIO
STATE: TX
ZIP: 78249
BUSINESS PHONE: 2103088267
MAIL ADDRESS:
STREET 1: 4500 LOCKHILL SELMA
STREET 2: STE 150
CITY: SAN ANTONIO
STATE: TX
ZIP: 78249
4
1
form411906mel_02112020.xml
OWNERSHIP DOCUMENT
X0306
4
2020-02-07
0
0001112920
GLOBALSCAPE INC
GSB
0001772126
Mello David Christopher
4500 LOCKHILL SELMA
STE 150
SAN ANTONIO
TX
78249
0
1
0
0
EVP of Technical Services
Common Stock
2020-02-07
4
M
0
49995
3.97
A
75034
D
Common Stock
2020-02-07
4
M
0
24811
4.06
A
99845
D
Common Stock
2020-02-07
4
M
0
187
4.06
A
100032
D
Common Stock
2020-02-07
4
S
0
74993
10.0055
D
25039
D
Incentive Stock Option (right to buy)
3.97
2020-02-07
4
M
0
49995
0
D
2027-09-18
Common Stock
49995
25005
D
Non-Qualified Stock Option (right to buy)
4.06
2020-02-07
4
M
0
24811
0
D
2028-10-10
Common Stock
24811
25193
D
Incentive Stock Option (right to buy)
4.06
2020-02-07
4
M
0
187
0
D
2028-10-10
Common Stock
187
24809
D
The shares underlying the option vest in 1/3 increments over a three year period, commencing on the first anniversary of the grant date, September 18, 2017.
The shares underlying the option vest in 1/3 increments over a three year period, commencing on the first anniversary of the grant date, October 10, 2018.
/s/ David C. Mello
2020-02-11