0000921895-18-002506.txt : 20180829 0000921895-18-002506.hdr.sgml : 20180829 20180829192058 ACCESSION NUMBER: 0000921895-18-002506 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180827 FILED AS OF DATE: 20180829 DATE AS OF CHANGE: 20180829 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOOD MARK C CENTRAL INDEX KEY: 0001636999 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33601 FILM NUMBER: 181045327 MAIL ADDRESS: STREET 1: C/O CROSSROADS SYSTEMS, INC. STREET 2: 11000 N. MOPAC EXPRESSWAY #150 CITY: AUSTIN STATE: TX ZIP: 78759 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLOBALSCAPE INC CENTRAL INDEX KEY: 0001112920 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 742785449 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4500 LOCKHILL SELMA STREET 2: STE 150 CITY: SAN ANTONIO STATE: TX ZIP: 78249 BUSINESS PHONE: 2103088267 MAIL ADDRESS: STREET 1: 4500 LOCKHILL SELMA STREET 2: STE 150 CITY: SAN ANTONIO STATE: TX ZIP: 78249 4 1 form411906003_08292018.xml OWNERSHIP DOCUMENT X0306 4 2018-08-27 0 0001112920 GLOBALSCAPE INC GSB 0001636999 HOOD MARK C 4500 LOCKHILL-SELMA ROAD SUITE 150 SAN ANTONIO TX 78249 0 1 0 0 VP of Operations Non-Qualified Stock Option (right to buy) 3.91 2018-08-27 4 A 0 73275 0 A 2028-08-27 Common Stock 73275 73275 D Incentive Stock Option (right to buy) 3.91 2018-08-27 4 A 0 76725 0 A 2028-08-27 Common Stock 76725 76725 D These stock options vest as to 1/3 of the options on each anniversary of the grant date. /s/ Mark Hood 2018-08-28