0000899243-17-008375.txt : 20170322 0000899243-17-008375.hdr.sgml : 20170322 20170322160525 ACCESSION NUMBER: 0000899243-17-008375 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170320 FILED AS OF DATE: 20170322 DATE AS OF CHANGE: 20170322 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLOBALSCAPE INC CENTRAL INDEX KEY: 0001112920 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 742785449 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4500 LOCKHILL SELMA STREET 2: STE 150 CITY: SAN ANTONIO STATE: TX ZIP: 78249 BUSINESS PHONE: 2103088267 MAIL ADDRESS: STREET 1: 4500 LOCKHILL SELMA STREET 2: STE 150 CITY: SAN ANTONIO STATE: TX ZIP: 78249 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: 210 Capital, LLC CENTRAL INDEX KEY: 0001694780 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33601 FILM NUMBER: 17706740 BUSINESS ADDRESS: STREET 1: 8214 WESTCHESTER DRIVE STREET 2: SUITE 950 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: 21479996082 MAIL ADDRESS: STREET 1: 8214 WESTCHESTER DRIVE STREET 2: SUITE 950 CITY: DALLAS STATE: TX ZIP: 75225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: 210/GSB Acquisition Partners, LLC CENTRAL INDEX KEY: 0001694779 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33601 FILM NUMBER: 17706741 BUSINESS ADDRESS: STREET 1: 8214 WESTCHESTER DRIVE STREET 2: SUITE 950 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: 2149996082 MAIL ADDRESS: STREET 1: 8214 WESTCHESTER DRIVE STREET 2: SUITE 950 CITY: DALLAS STATE: TX ZIP: 75225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Webb C Clark CENTRAL INDEX KEY: 0001694507 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33601 FILM NUMBER: 17706742 MAIL ADDRESS: STREET 1: 8214 WESTCHESTER DRIVE STREET 2: SUITE 950 CITY: DALLAS STATE: TX ZIP: 75225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alpert Robert H CENTRAL INDEX KEY: 0001694574 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33601 FILM NUMBER: 17706743 MAIL ADDRESS: STREET 1: 8214 WESTCHESTER DRIVE STREET 2: SUITE 950 CITY: DALLAS STATE: TX ZIP: 75225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RHA Investments, Inc. CENTRAL INDEX KEY: 0001694781 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33601 FILM NUMBER: 17706744 BUSINESS ADDRESS: STREET 1: 8214 WESTCHESTER DRIVE STREET 2: SUITE 950 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: 2149996082 MAIL ADDRESS: STREET 1: 8214 WESTCHESTER DRIVE STREET 2: SUITE 950 CITY: DALLAS STATE: TX ZIP: 75225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CCW/LAW Holdings, LLC CENTRAL INDEX KEY: 0001694778 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33601 FILM NUMBER: 17706745 BUSINESS ADDRESS: STREET 1: 8214 WESTCHESTER DRIVE STREET 2: SUITE 950 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: 2149996082 MAIL ADDRESS: STREET 1: 8214 WESTCHESTER DRIVE STREET 2: SUITE 950 CITY: DALLAS STATE: TX ZIP: 75225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COVENANT RHA PARTNERS, L.P. CENTRAL INDEX KEY: 0001274195 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33601 FILM NUMBER: 17706746 BUSINESS ADDRESS: STREET 1: 8214 WESTCHESTER DRIVE STREET 2: SUITE 650 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: 214-999-6082 MAIL ADDRESS: STREET 1: 8214 WESTCHESTER DRIVE STREET 2: SUITE 650 CITY: DALLAS STATE: TX ZIP: 75225 FORMER NAME: FORMER CONFORMED NAME: COVENANT INVESTMENTS L P DATE OF NAME CHANGE: 20031223 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-03-20 0 0001112920 GLOBALSCAPE INC GSB 0001694779 210/GSB Acquisition Partners, LLC 8214 WESTCHESTER DRIVE, SUITE 950 DALLAS TX 75225 0 0 1 0 0001694780 210 Capital, LLC 8214 WESTCHESTER DRIVE, SUITE 950 DALLAS TX 75225 0 0 1 0 0001274195 COVENANT RHA PARTNERS, L.P. 8214 WESTCHESTER DRIVE, SUITE 950 DALLAS TX 75225 0 0 1 0 0001694778 CCW/LAW Holdings, LLC 8214 WESTCHESTER DRIVE, SUITE 950 DALLAS TX 75225 0 0 1 0 0001694781 RHA Investments, Inc. 8214 WESTCHESTER DRIVE, SUITE 950 DALLAS TX 75225 0 0 1 0 0001694574 Alpert Robert H 8214 WESTCHESTER DRIVE, SUITE 950 DALLAS TX 75225 0 0 1 0 0001694507 Webb C Clark 8214 WESTCHESTER DRIVE, SUITE 950 DALLAS TX 75225 0 0 1 0 Common Stock 2017-03-20 4 P 0 43500 3.839 A 3318300 D Common Stock 2017-03-21 4 P 0 8500 3.839 A 3326800 D Common Stock 231507 I By C. Clark Webb Common Stock 231500 I By Atlas Capital Management, L.P. This Form 4 is being filed by (i) 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), in its capacity as a direct holder of 3,326,800 shares of common stock of GlobalSCAPE, Inc. (the "Issuer"), (ii) 210 Capital, LLC ("210 Capital"), in its capacity as sole member of GSB Acquisition, (iii) Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as a member of 210 Capital, (iv) CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as a member of 210 Capital, (v) C. Clark Webb, in his capacity as sole member of CCW Holdings and as a direct holder of 231,507 shares of the Issuer's common stock, (vi) RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners, and (vii) Robert H. Alpert, in his capacity as President and sole shareholder of RHA Investments (collectively, the "Reporting Persons"). These shares of the Issuer's common stock are held directly by GSB Acquisition. The Reporting Persons, other than GSB Acquisition, disclaim beneficial ownership of these shares of the Issuer's common stock and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of these shares of the Issuer's common stock. These shares of the Issuer's common stock are held directly by Mr. Webb. The Reporting Persons, other than Mr. Webb, disclaim beneficial ownership of these shares of the Issuer's common stock and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of these shares of the Issuer's common stock. These shares of the Issuer's common stock are held directly by Atlas Capital Management, L.P. ("ACM"). RHA Investments is the general partner of ACM and has the power to direct ACM's affairs, and as President and sole shareholder of RHA Investments, Mr. Alpert has the power to direct RHA Investments' affairs. The Reporting Persons disclaim beneficial ownership of these shares of the Issuer's common stock and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of these shares of the Issuer's common stock. The principal business address of each of the Reporting Persons is 8214 Westchester Drive, Suite 950, Dallas, Texas 75225. 210/GSB ACQUISITION PARTNERS, LLC, By: 210 Capital, LLC, Its: Sole Member, By: Covenant RHA Partners, L.P., Its: Member, By: /s/ Robert H. Alpert, Its: Authorized Signatory, By: CCW/LAW Holdings, LLC, Its: Member, By: /s/ C. Clark Webb, Its: Auth. Sig 2017-03-22 210 CAPITAL, LLC, By: Covenant RHA Partners, L.P., Its: Member, By: /s/ Robert H. Alpert, Its: Authorized Signatory, By: CCW/LAW Holdings, LLC, Its: Member, By: /s/ C. Clark Webb, Its: Authorized Signatory 2017-03-22 COVENANT RHA PARTNERS, L.P., By: /s/ Robert H. Alpert, Its: Authorized Signatory 2017-03-22 CCW/LAW HOLDINGS, LLC, By: /s/ C. Clark Webb, Its: Authorized Signatory 2017-03-22 RHA INVESTMENTS, INC., By: /s/ Robert H. Alpert, Title: President 2017-03-22 ROBERT H. ALPERT, By: /s/ Robert H. Alpert 2017-03-22 C. CLARK WEBB, By: /s/ C. Clark Webb 2017-03-22