0001209191-20-000415.txt : 20200102 0001209191-20-000415.hdr.sgml : 20200102 20200102180350 ACCESSION NUMBER: 0001209191-20-000415 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191230 FILED AS OF DATE: 20200102 DATE AS OF CHANGE: 20200102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SWENSON SUSAN CENTRAL INDEX KEY: 0001112671 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38907 FILM NUMBER: 20502619 MAIL ADDRESS: STREET 1: C/O PALM INC STREET 2: 5470 GREAT AMERICAN PARKWAY MS12116 CITY: SANTA CLARA STATE: CA ZIP: 95052 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SONIM TECHNOLOGIES INC CENTRAL INDEX KEY: 0001178697 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 943336783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1875 SOUTH GRANT STREET STREET 2: SUITE 750 CITY: SAN MATEO STATE: CA ZIP: 94402 BUSINESS PHONE: 650-378-8100 MAIL ADDRESS: STREET 1: 1875 SOUTH GRANT STREET STREET 2: SUITE 750 CITY: SAN MATEO STATE: CA ZIP: 94402 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-12-30 0 0001178697 SONIM TECHNOLOGIES INC SONM 0001112671 SWENSON SUSAN 1875 SOUTH GRANT STREET, SUITE 750 SAN MATEO CA 94402 1 0 0 0 Stock Option (right to buy) 3.87 2019-12-30 4 A 0 43928 0.00 A 2029-12-29 Common Stock 43928 43928 D The Options shall vest: (a) with respect to 75% of the shares at such time as the price of the Company's Common Stock equals or exceeds $5.00 per share, (b) with respect to 15% of the shares at such time as the price of the Company's Common Stock equals or exceeds $7.00 per share; and (c) with respect to 10% of the shares at such time as the price of the Company's Common Stock equals or exceeds $8.00 per share, provided that all shares shall vest in full upon consummation of a change in control transaction. /s/ Stephanie Sogawa, Attorney-in-Fact for Susan Swenson 2020-01-02