-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, APrJlw4G8SAdmurUZ2468LbvZYEqYUzbCmtLk4w4zrjrkUKyfiMjJ9xKXLyXn1P6 Xvxw6V20Y1w6nKawJlMrlw== 0001047469-03-027342.txt : 20030813 0001047469-03-027342.hdr.sgml : 20030813 20030813105036 ACCESSION NUMBER: 0001047469-03-027342 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030630 FILED AS OF DATE: 20030813 EFFECTIVENESS DATE: 20030813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRIVATE CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001112289 IRS NUMBER: 411924048 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06405 FILM NUMBER: 03839413 BUSINESS ADDRESS: STREET 1: 2600 EAGAN WOODS DRIVE STREET 2: SUITE 150 CITY: EAGAN STATE: MN ZIP: 55121-1167 MAIL ADDRESS: STREET 1: 2600 EAGAN WOODS DRIVE STREET 2: SUITE 150 CITY: EAGAN STATE: MN ZIP: 55121-1167 13F-HR 1 a2116686z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2003 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Private Capital Management, Inc. ------------------------------------ Address: 2600 Eagan Woods Drive, Suite 150 ------------------------------------ Eagan, MN 55121-1167 ------------------------------------ ------------------------------------ Form 13F File Number: 28-06405 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Calvin G. Robertson ------------------------------- Title: Treasurer/CFO ------------------------------- Phone: (651) 452-0212 ext.2 ------------------------------- Signature, Place, and Date of Signing: /s/ Calvin G. Robertson Eagan, Minnesota August 6, 2003 ------------------------------- ----------------- -------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 142 -------------------- Form 13F Information Table Value Total: $ 70,317 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28- None ------ -------------------- --------------------------------- FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- -------- --------- --------- -------------------- ---------- -------- --------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ -------- --------- --------- --------- --- ---- ---------- -------- ---- ------ ---- A D C TELECOMMUNICATN COM COM 000886101 111 48,400 SH Sole 48,400 ACUITY BRANDS INC COM COM 00508Y102 233 12,800 SH Sole 12,800 AES CORP COM COM 00130H105 255 40,200 SH Sole 40,200 ALTRIA GROUP INC COM 02209S103 682 15,000 SH Sole 15,000 AMDOCS LTD ORD COM G02602103 227 9,450 SH Sole 9,450 AMERICAN EXPRESS CO COM COM 025816109 485 11,600 SH Sole 11,600 AMERICAN INTL GROUP COM COM 026874107 1,620 29,350 SH Sole 29,350 AMGEN INC COM COM 031162100 600 9,100 SH Sole 9,100 AMR CORP COM COM 001765106 196 17,800 SH Sole 17,800 ANHEUSER BUSCH COS INC COM COM 035229103 362 7,100 SH Sole 7,100 AOL TIME WARNER COM 00184A105 741 46,050 SH Sole 46,050 ARIBA INC COM COM 04033V104 46 15,400 SH Sole 15,400 ARMSTRONG HOLDINGS INC COM 042384107 49 24,550 SH Sole 24,550 AT&T WIRELESS SVCS INC COM COM 00209A106 159 19,378 SH Sole 19,378 BANK OF AMERICA CORP COM 060505104 545 6,900 SH Sole 6,900 BEST BUY INC COM COM 086516101 470 10,700 SH Sole 10,700 BIOTECH HOLDERS TR DEPOSTRY RC COM 09067D201 487 3,950 SH Sole 3,950 BOEING CO COM COM 097023105 618 18,000 SH Sole 18,000 BRISTOL MYERS SQUIBB COM COM 110122108 1,034 38,100 SH Sole 38,100 BROCADE COMMUNCTNS SYS COM COM 111621108 59 10,000 SH Sole 10,000 CARDINAL HEALTH INC COM COM 14149Y108 643 10,000 SH Sole 10,000 CELESTICA INC SUB VTG SHS COM 15101Q108 336 21,300 SH Sole 21,300 CENTERPOINT ENERGY INC COM 15189T107 221 27,100 SH Sole 27,100 CHEVRONTEXACO CORP COM 166764100 1,253 17,350 SH Sole 17,350 CISCO SYS INC COM COM 17275R102 970 57,800 SH Sole 57,800 CITIGROUP INC COM COM 172967101 1,382 32,297 SH Sole 32,297 CLEAR CHANNEL COMMUN COM COM 184502102 339 8,000 SH Sole 8,000 COCA COLA CO COM COM 191216100 647 13,950 SH Sole 13,950 COMCAST CORP-SPECIAL CL A COM 200300200 515 17,750 SH Sole 17,750 COMPUWARE CORP COM COM 205638109 57 10,000 SH Sole 10,000
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COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- -------- --------- -------- -------------------- ---------- -------- --------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ -------- --------- --------- --------- --- ---- ---------- -------- ---- ------ ---- CONSECO INC COM COM 208464107 1 22,000 SH Sole 22,000 CORNING INC COM COM 219350105 184 24,900 SH Sole 24,900 CVS CORP COM COM 126650100 252 9,000 SH Sole 9,000 DANA CORP COM COM 235811106 139 12,000 SH Sole 12,000 DELL INC COM 247025109 630 19,800 SH Sole 19,800 DISNEY WALT CO COM COM 254687106 296 15,000 SH Sole 15,000 DOW CHEM CO COM COM 260543103 477 15,400 SH Sole 15,400 DU PONT E I DE NEMOURS COM COM 263534109 570 13,700 SH Sole 13,700 DUKE ENERGY CORP COM COM 264399106 946 47,400 SH Sole 47,400 E M C CORP MASS COM COM 268648102 787 75,200 SH Sole 75,200 ELAN PLC ADR COM 284131208 58 10,300 SH Sole 10,300 EMERSON ELEC CO COM COM 291011104 217 4,250 SH Sole 4,250 EXXON MOBIL CORP COM COM 30231G102 501 13,950 SH Sole 13,950 FANNIE MAE COM 313586109 1,096 16,250 SH Sole 16,250 FINOVA GROUP INC COM COM 317928109 5 25,000 SH Sole 25,000 FLEETBOSTON FINL CORP COM COM 339030108 505 17,000 SH Sole 17,000 FORD MTR CO COM COM 345370860 509 46,300 SH Sole 46,300 FPL GROUP INC COM COM 302571104 548 8,200 SH Sole 8,200 FREDDIE MAC COM 313400301 1,145 22,550 SH Sole 22,550 GAP INC COM COM 364760108 408 21,750 SH Sole 21,750 GENERAL DYNAMICS CORP COM COM 369550108 667 9,200 SH Sole 9,200 GENERAL ELEC CO COM COM 369604103 1,358 47,350 SH Sole 47,350 GENERAL MTRS CORP COM COM 370442105 288 8,000 SH Sole 8,000 HALLIBURTON CO COM COM 406216101 317 13,800 SH Sole 13,800 HEALTHSOUTH CORP COM COM 421924101 22 41,500 SH Sole 41,500 HEWLETT PACKARD CO COM COM 428236103 791 37,134 SH Sole 37,134 HOME DEPOT INC COM COM 437076102 647 19,550 SH Sole 19,550 HONEYWELL INTL INC COM COM 438516106 691 25,750 SH Sole 25,750 INTEL CORP COM COM 458140100 664 31,900 SH Sole 31,900
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COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- -------- --------- --------- -------------------- ---------- -------- --------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ -------- --------- --------- --------- --- ---- ---------- -------- ---- ------ ---- INTERNATIONAL BUS MACH COM COM 459200101 858 10,400 SH Sole 10,400 INTERNET HOLDRS TR DEPOSIT RCP COM 46059W102 287 7,400 SH Sole 7,400 INVITROGEN CORP COM COM 46185R100 380 9,900 SH Sole 9,900 JANUS CAPITAL GROUP COM 47102X105 323 19,700 SH Sole 19,700 JDS UNIPHASE CORP COM COM 46612J101 121 34,500 SH Sole 34,500 JOHNSON & JOHNSON COM COM 478160104 750 14,500 SH Sole 14,500 JP MORGAN CHASE & CO COM 46625H100 900 26,325 SH Sole 26,325 LUCENT TECHNOLOGIES COM COM 549463107 137 67,450 SH Sole 67,450 LYONDELL CHEMICAL CO COM COM 552078107 203 15,000 SH Sole 15,000 MARRIOTT INTL INC CL A COM 571903202 473 12,300 SH Sole 12,300 MAY DEPT STORES CO COM COM 577778103 234 10,500 SH Sole 10,500 MEDTRONIC INC COM COM 585055106 904 18,850 SH Sole 18,850 MERCK & CO INC COM COM 589331107 1,359 22,450 SH Sole 22,450 MERRILL LYNCH & CO INC COM COM 590188108 609 13,050 SH Sole 13,050 MICROSOFT CORP COM COM 594918104 862 33,600 SH Sole 33,600 MIRANT CORP COM 604675108 62 21,250 SH Sole 21,250 MORGAN STANLEY COM 617446448 648 15,150 SH Sole 15,150 MOTOROLA INC COM COM 620076109 411 43,625 SH Sole 43,625 NASDAQ 100 TR UNIT SER 1 COM 631100104 758 25,300 SH Sole 25,300 NOKIA CORP SPONSORED ADR COM 654902204 305 18,550 SH Sole 18,550 NORTEL NETWORKS CORP COM COM 656568102 103 38,000 SH Sole 38,000 OPLINK COMMUNICATIONS COM COM 68375Q106 36 20,000 SH Sole 20,000 ORACLE CORP COM COM 68389X105 797 66,325 SH Sole 66,325 OWENS CORNING COM COM 69073F103 31 37,000 SH Sole 37,000 PEPSICO INC COM COM 713448108 1,003 22,550 SH Sole 22,550 PFIZER INC COM COM 717081103 1,016 29,749 SH Sole 29,749 PMC-SIERRA INC COM COM 69344F106 163 13,900 SH Sole 13,900 PROCTER & GAMBLE CO COM COM 742718109 1,280 14,350 SH Sole 14,350 QUALCOMM INC COM COM 747525103 226 6,300 SH Sole 6,300
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COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- -------- --------- --------- -------------------- ---------- -------- --------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ -------- --------- --------- --------- --- ---- ---------- -------- ---- ------ ---- RELIANT RES INC COM COM 75952B105 131 21,366 SH Sole 21,366 SAFEWAY INC COM COM 786514208 589 28,800 SH Sole 28,800 SAPIENT CORP COM COM 803062108 87 31,500 SH Sole 31,500 SBC COMMUNICATIONS INC COM COM 78387G103 556 21,750 SH Sole 21,750 SCHLUMBERGER LTD COM COM 806857108 1,108 23,300 SH Sole 23,300 SOLECTRON CORP COM COM 834182107 243 64,900 SH Sole 64,900 SPRINT CORP COM FON GROUP COM 852061100 209 14,500 SH Sole 14,500 ST PAUL COS INC COM COM 792860108 661 18,100 SH Sole 18,100 STAPLES INC COM COM 855030102 328 17,900 SH Sole 17,900 SUN MICROSYSTEMS INC COM COM 866810104 173 37,150 SH Sole 37,150 SYSCO CORP COM COM 871829107 762 25,350 SH Sole 25,350 TARGET CORP COM 87612E106 1,370 36,200 SH Sole 36,200 TELLABS INC COM COM 879664100 130 19,800 SH Sole 19,800 TEXAS INSTRS INC COM COM 882508104 489 27,800 SH Sole 27,800 TEXTRON INC COM COM 883203101 763 19,550 SH Sole 19,550 TYCO INTL LTD COM COM 902124106 666 35,100 SH Sole 35,100 UNITED HEALTHCARE CORP COM COM 91324P102 322 6,400 SH Sole 6,400 UNITED TECHNOLOGIES CP COM COM 913017109 538 7,600 SH Sole 7,600 US BANCORP COM COM 902973304 1,166 47,598 SH Sole 47,598 VALERO ENERGY CORP NEW COM COM 91913Y100 203 5,600 SH Sole 5,600 VERIZON COMMUNICATIONS COM COM 92343V104 446 11,294 SH Sole 11,294 VIACOM INC CL B COM 925524308 262 6,000 SH Sole 6,000 VODAFONE GROUP PLC F SPONS COM 92857W100 307 15,600 SH Sole 15,600 WAL-MART STORES INC COM 931142103 781 14,550 SH Sole 14,550 WALGREEN CO COM COM 931422109 343 11,400 SH Sole 11,400 WEATHERFORD INTL LTD COM 947074100 438 10,450 SH Sole 10,450 WELLS FARGO & CO COM COM 949746101 655 13,000 SH Sole 13,000 WORLDCOM INC - WORLDCOM GROUP COM 98157D106 1 33,450 SH Sole 33,450 WYETH COM 983024100 501 11,000 SH Sole 11,000
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COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- -------- --------- --------- -------------------- ---------- -------- --------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ -------- --------- --------- --------- --- ---- ---------- -------- ---- ------ ---- XEROX CORP COM COM 984121103 323 30,500 SH Sole 30,500 AMB PROPERTY CORP COM COM 00163T109 451 16,000 SH Sole 16,000 AVALONBAY CMNTYS INC COM COM 053484101 367 8,600 SH Sole 8,600 BOSTON PROPERTIES INC COM COM 101121101 548 12,500 SH Sole 12,500 CRESCENT REAL ESTATE COM COM 225756105 374 22,500 SH Sole 22,500 EQUITY OFFICE PPTYS TR COM COM 294741103 787 29,150 SH Sole 29,150 EQUITY RESIDENTIAL COM 29476L107 319 12,300 SH Sole 12,300 FELCOR LODGING TR INC COM COM 31430F101 229 29,200 SH Sole 29,200 FIRST INDUSTRIAL RLTY COM COM 32054K103 632 20,000 SH Sole 20,000 HEALTH CARE PPTY INVS COM COM 421915109 555 13,100 SH Sole 13,100 HEALTH CARE REIT INC COM COM 42217K106 214 7,000 SH Sole 7,000 HEALTHCARE RLTY TR COM COM 421946104 396 13,600 SH Sole 13,600 HOSPITALITY PPTYS TR COM SH BE COM 44106M102 538 17,200 SH Sole 17,200 KINDER MORGAN ENERGY UT LTD PA COM 494550106 277 7,000 SH Sole 7,000 MOTOROLA INC EQUITY UNITS COM 620076208 209 6,400 SH Sole 6,400 NATIONWIDE HEALTH PPTY COM COM 638620104 468 29,400 SH Sole 29,400 PLUM CREEK TIMBER CO COM COM 729251108 592 22,800 SH Sole 22,800 SIMON PPTY GROUP NEW COM COM 828806109 519 13,300 SH Sole 13,300 USEC INC COM COM 90333E108 185 26,400 SH Sole 26,400 FORD MTR CO CAP TR II TOPRS % PFD 345395206 261 6,000 SH Sole 6,000 INTERSTATE PWR & LT CO PFD SER PFD 461070872 734 20,000 SH Sole 20,000 MARSHALL & ILSLEY 8.875% PFD PFD 55265S300 1,020 10 SH Sole 10 NRG ENERGY INC CORP UNITS PFD 629377201 145 14,500 SH Sole 14,500 PUBLIC STORAGE INC PFD R 8% PFD 74460D687 352 13,100 SH Sole 13,100 USB CAP III PFD TR 7.75% PFD 90335H208 294 10,600 SH Sole 10,600 70,317 3,009,651 3,009,651
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