-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WdgcYkZlbgHqR9Nf73rtPqjCo1Fln3QuJ4Ess6qx7kP1SjHfCknSV6bX4fi5q/hG 2of2nfInrgMTyzL0dQqzFQ== 0001209191-07-021864.txt : 20070403 0001209191-07-021864.hdr.sgml : 20070403 20070403174605 ACCESSION NUMBER: 0001209191-07-021864 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070330 FILED AS OF DATE: 20070403 DATE AS OF CHANGE: 20070403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARUBA NETWORKS, INC. CENTRAL INDEX KEY: 0001173752 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 020579097 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 1322 CROSSMAN AVE. CITY: SUNNYVALE STATE: CA ZIP: 94089-1113 BUSINESS PHONE: 4082274500 MAIL ADDRESS: STREET 1: 1322 CROSSMAN AVE. CITY: SUNNYVALE STATE: CA ZIP: 94089-1113 FORMER COMPANY: FORMER CONFORMED NAME: ARUBA NETWORKS INC DATE OF NAME CHANGE: 20020518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carter J Scott CENTRAL INDEX KEY: 0001312124 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33347 FILM NUMBER: 07745927 BUSINESS ADDRESS: STREET 1: C/O SEQUOIA CAPITAL STREET 2: 3000 SAND HILL RD, BLDG 4-180 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-854-3927 MAIL ADDRESS: STREET 1: C/O SEQUOIA CAPITAL STREET 2: 3000 SAND HILL RD, BLDG 4-180 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCGF III MANAGEMENT LLC CENTRAL INDEX KEY: 0001367787 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33347 FILM NUMBER: 07745928 BUSINESS ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BLDG 4, SUITE 180 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-854-3927 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BLDG 4, SUITE 180 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SEQUOIA CAPITAL GROWTH PARTNERS III CENTRAL INDEX KEY: 0001367781 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33347 FILM NUMBER: 07745931 BUSINESS ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BLDG 4, SUITE 180 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-854-3927 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BLDG 4, SUITE 180 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SEQUOIA CAPITAL GROWTH FUND III CENTRAL INDEX KEY: 0001367782 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33347 FILM NUMBER: 07745932 BUSINESS ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BLDG 4, SUITE 180 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-854-3927 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BLDG 4, SUITE 180 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SEQUOIA CAPITAL X PRINCIPALS FUND LLC CENTRAL INDEX KEY: 0001127112 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33347 FILM NUMBER: 07745933 BUSINESS ADDRESS: STREET 1: C/O SEQUOIA CAPITAL STREET 2: 3000 SAND HILL RD, BLDG 4-180 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 6508543927 MAIL ADDRESS: STREET 1: C/O SEQUOIA CAPITAL STREET 2: 3000 SAND HILL RD, BLDG 4-180 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SEQUOIA CAPITAL X CENTRAL INDEX KEY: 0001112239 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33347 FILM NUMBER: 07745935 BUSINESS ADDRESS: STREET 1: C/O SEQUOIA CAPITAL STREET 2: 3000 SAND HILL RD, BLDG 4-180 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 6508543927 MAIL ADDRESS: STREET 1: C/O SEQUOIA CAPITAL STREET 2: 3000 SAND HILL RD, BLDG 4-180 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GANDHI SAMEER K CENTRAL INDEX KEY: 0001201326 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33347 FILM NUMBER: 07745926 BUSINESS ADDRESS: STREET 1: C/O SEQUOIA CAPITAL STREET 2: 3000 SAND HILL RD BLDG 4 #180 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 6508543927 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND CENTRAL INDEX KEY: 0001357260 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33347 FILM NUMBER: 07745930 BUSINESS ADDRESS: STREET 1: 3000 SAND HILL RD BLDG 4 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-854-3927 MAIL ADDRESS: STREET 1: 3000 SAND HILL RD BLDG 4 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SEQUOIA TECHNOLOGY PARTNERS X LP CENTRAL INDEX KEY: 0001119873 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33347 FILM NUMBER: 07745934 BUSINESS ADDRESS: STREET 1: C/O SEQUOIA CAPITAL STREET 2: 3000 SAND HILL RD, BLDG 4-180 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 6508543927 MAIL ADDRESS: STREET 1: C/O SEQUOIA CAPITAL STREET 2: 3000 SAND HILL RD, BLDG 4-180 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SC X MANAGEMENT LLC CENTRAL INDEX KEY: 0001206787 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33347 FILM NUMBER: 07745929 BUSINESS ADDRESS: STREET 1: C/O SEQUOIA CAPITAL STREET 2: 3000 SAND HILL RD, BLDG 4-180 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 6508543927 MAIL ADDRESS: STREET 1: C/O SEQUOIA CAPITAL STREET 2: 3000 SAND HILL RD, BLDG 4-180 CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 bpa28959_bpaan1.xml MAIN DOCUMENT DESCRIPTION X0202 4 2007-03-30 0001173752 ARUBA NETWORKS, INC. ARUN 0001112239 SEQUOIA CAPITAL X 3000 SAND HILL ROAD BLDG 4, SUITE 180 PALO ALTO CA 94025 0 0 1 0 0001119873 SEQUOIA TECHNOLOGY PARTNERS X LP 3000 SAND HILL ROAD BLDG 4, SUITE 180 PALO ALTO CA 94025 0 0 1 0 0001127112 SEQUOIA CAPITAL X PRINCIPALS FUND LLC 3000 SAND HILL ROAD BLDG 4, SUITE 180 PALO ALTO CA 94025 0 0 1 0 0001367782 SEQUOIA CAPITAL GROWTH FUND III 3000 SAND HILL ROAD BLDG 4, SUITE 180 PALO ALTO CA 94025 0 0 1 0 0001367781 SEQUOIA CAPITAL GROWTH PARTNERS III 3000 SAND HILL ROAD BLDG 4, SUITE 180 PALO ALTO CA 94025 0 0 1 0 0001357260 SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND 3000 SAND HILL ROAD BLDG 4, SUITE 180 PALO ALTO CA 94025 0 0 1 0 0001206787 SC X MANAGEMENT LLC 3000 SAND HILL ROAD BLDG 4, SUITE 180 PALO ALTO CA 94025 0 0 1 0 0001367787 SCGF III MANAGEMENT LLC 3000 SAND HILL ROAD BLDG 4, SUITE 180 PALO ALTO CA 94025 0 0 1 0 0001312124 Carter J Scott 3000 SAND HILL ROAD BLDG 4, SUITE 180 PALO ALTO CA 94025 0 0 1 0 0001201326 GANDHI SAMEER K 3000 SAND HILL ROAD BLDG 4, SUITE 180 PALO ALTO CA 94025 0 0 1 0 Common Stock 2007-03-30 4 C 0 6480000 A 6480000 I By Partnership Common Stock 2007-03-30 4 C 0 4065190 A 10545190 I By Partnership Common Stock 2007-03-30 4 C 0 2296287 A 12841477 I By Partnership Common Stock 2007-03-30 4 C 0 818104 A 13659581 I By Partnership Series A Convertible Preferred 2007-03-30 4 C 0 6480000 0 D Common Stock 6480000 0 I By Partnership Series B Convertible Preferred 2007-03-30 4 C 0 4065190 0 D Common Stock 4065190 0 I By Partnership Series C Convertible Preferred 2007-03-30 4 C 0 2296287 0 D Common Stock 2296287 0 I By Partnership Series D Convertible Preferred 2007-03-30 4 C 0 818104 0 D Common Stock 818104 0 I By Partnership Each share of Issuer's Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock upon the closing of Issuer's initial public offering and had no expiration date. Securities held of record by Sequoia Capital X (5,106,240), Sequoia Capital X Principals Fund (616,896), and Sequoia Technology Partners X (756,864). Douglas Leone (who is a Director of the Issuer and files separate Section 16(a) reports), Michael L. Goguen, Mark Kvamme, Michael J. Moritz and Mark A. Stevens are managing members of SC X Management, L.L.C., the general partner of Sequoia Capital X and Sequoia Technology Partners X, and the managing member of Sequoia Capital X Principals Fund. Each of the filing persons disclaims beneficial ownership of the shares except to the extent of his or its pecuniary interest therein. Securities held of record by Sequoia Capital X (3,296,463), Sequoia Capital X Principals Fund (293,913), and Sequoia Technology Partners X (474,814). Each of the filing persons disclaims beneficial ownership of the shares except to the extent of his or its pecuniary interest therein. Secutities held of record by Sequoia Capital X (1,862,059), Sequoia Capital X Principals Fund (166,022), and Sequoia Technology Partners X (268,206). Each of the filing persons disclaims beneficial ownership of the shares except to the extent of his or its pecuniary interest therein. Securities held of record by Sequoia Capital Growth Fund III (418,240), Sequoia Capital Growth III Principals Fund (20,690), Sequoia Capital Growth Partners III (4,604), Sequoia Capital X (303,740), Sequoia Capital X Principals Fund (27,081), and Sequoia Technology Partners X (43,749). Messrs. Leone, Goguen, Kvamme, Moritz, Sameer Gandhi, James J. Goetz and Scott Carter are managing members of SCGF III Management, L.L.C., the general partner of Sequoia Capital Growth Fund III and Sequoia Capital Growth Partners III, and the managing member of Sequoia Capital Growth III Principals Fund. Each of the filing persons disclaims beneficial ownership of the shares except to the extent of his or its pecuniary interest therein. By: Jeannette Bjoernsen as Attorney-in-Fact For: Sequoia Capital X 2007-04-03 By: Jeannette Bjoernsen as Attorney-in-Fact For: Sequoia Technology Partners X 2007-04-03 By: Jeannette Bjoernsen as Attorney-in-Fact For: Sequoia Capital X Principals Fund 2007-04-03 By: Jeannette Bjoernsen as Attorney-in-Fact For: Sequoia Capital Growth Fund III 2007-04-03 By: Jeannette Bjoernsen as Attorney-in-Fact For: Sequoia Capital Growth Partners III 2007-04-03 By: Jeannette Bjoernsen as Atorney-in-Fact For: Sequoia Capital Growth III Principals Fund 2007-04-03 By: Jeannette Bjoernsen as Attorney-in-Fact For: SC X Management LLC 2007-04-03 By: Jeannette Bjoernsen as Attorney-in-Fact For: SCGF III Management LLC 2007-04-03 By: Jeannette Bjoernsen as Attorney-in-Fact For: J. Scott Carter 2007-04-03 By: Jeannette Bjoernsen as Attorney-in-Fact For: Sameer K. Gandhi 2007-04-03 -----END PRIVACY-ENHANCED MESSAGE-----