-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EmhMTc6n1rioCNNHh8m7YS1au68qrOkq5YmLmIkYGZ4+54ZRDnyqAc6nvNsUv147 igfdPXOmzIGlcwR9ysx/Gw== 0001209191-07-019923.txt : 20070327 0001209191-07-019923.hdr.sgml : 20070327 20070327062005 ACCESSION NUMBER: 0001209191-07-019923 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20070326 FILED AS OF DATE: 20070327 DATE AS OF CHANGE: 20070327 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARUBA NETWORKS, INC. CENTRAL INDEX KEY: 0001173752 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 020579097 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 1322 CROSSMAN AVE. CITY: SUNNYVALE STATE: CA ZIP: 94089-1113 BUSINESS PHONE: 4082274500 MAIL ADDRESS: STREET 1: 1322 CROSSMAN AVE. CITY: SUNNYVALE STATE: CA ZIP: 94089-1113 FORMER COMPANY: FORMER CONFORMED NAME: ARUBA NETWORKS INC DATE OF NAME CHANGE: 20020518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carter J Scott CENTRAL INDEX KEY: 0001312124 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33347 FILM NUMBER: 07719732 BUSINESS ADDRESS: STREET 1: C/O SEQUOIA CAPITAL STREET 2: 3000 SAND HILL RD, BLDG 4-180 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-854-3927 MAIL ADDRESS: STREET 1: C/O SEQUOIA CAPITAL STREET 2: 3000 SAND HILL RD, BLDG 4-180 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCGF III MANAGEMENT LLC CENTRAL INDEX KEY: 0001367787 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33347 FILM NUMBER: 07719733 BUSINESS ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BLDG 4, SUITE 180 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-854-3927 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BLDG 4, SUITE 180 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SEQUOIA CAPITAL GROWTH PARTNERS III CENTRAL INDEX KEY: 0001367781 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33347 FILM NUMBER: 07719736 BUSINESS ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BLDG 4, SUITE 180 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-854-3927 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BLDG 4, SUITE 180 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SEQUOIA CAPITAL GROWTH FUND III CENTRAL INDEX KEY: 0001367782 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33347 FILM NUMBER: 07719737 BUSINESS ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BLDG 4, SUITE 180 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-854-3927 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BLDG 4, SUITE 180 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SEQUOIA CAPITAL X PRINCIPALS FUND LLC CENTRAL INDEX KEY: 0001127112 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33347 FILM NUMBER: 07719738 BUSINESS ADDRESS: STREET 1: C/O SEQUOIA CAPITAL STREET 2: 3000 SAND HILL RD, BLDG 4-180 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 6508543927 MAIL ADDRESS: STREET 1: C/O SEQUOIA CAPITAL STREET 2: 3000 SAND HILL RD, BLDG 4-180 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SEQUOIA CAPITAL X CENTRAL INDEX KEY: 0001112239 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33347 FILM NUMBER: 07719740 BUSINESS ADDRESS: STREET 1: C/O SEQUOIA CAPITAL STREET 2: 3000 SAND HILL RD, BLDG 4-180 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 6508543927 MAIL ADDRESS: STREET 1: C/O SEQUOIA CAPITAL STREET 2: 3000 SAND HILL RD, BLDG 4-180 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GANDHI SAMEER K CENTRAL INDEX KEY: 0001201326 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33347 FILM NUMBER: 07719731 BUSINESS ADDRESS: STREET 1: C/O SEQUOIA CAPITAL STREET 2: 3000 SAND HILL RD BLDG 4 #180 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 6508543927 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND CENTRAL INDEX KEY: 0001357260 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33347 FILM NUMBER: 07719735 BUSINESS ADDRESS: STREET 1: 3000 SAND HILL RD BLDG 4 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-854-3927 MAIL ADDRESS: STREET 1: 3000 SAND HILL RD BLDG 4 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SEQUOIA TECHNOLOGY PARTNERS X LP CENTRAL INDEX KEY: 0001119873 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33347 FILM NUMBER: 07719739 BUSINESS ADDRESS: STREET 1: C/O SEQUOIA CAPITAL STREET 2: 3000 SAND HILL RD, BLDG 4-180 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 6508543927 MAIL ADDRESS: STREET 1: C/O SEQUOIA CAPITAL STREET 2: 3000 SAND HILL RD, BLDG 4-180 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SC X MANAGEMENT LLC CENTRAL INDEX KEY: 0001206787 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33347 FILM NUMBER: 07719734 BUSINESS ADDRESS: STREET 1: C/O SEQUOIA CAPITAL STREET 2: 3000 SAND HILL RD, BLDG 4-180 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 6508543927 MAIL ADDRESS: STREET 1: C/O SEQUOIA CAPITAL STREET 2: 3000 SAND HILL RD, BLDG 4-180 CITY: MENLO PARK STATE: CA ZIP: 94025 3 1 bpa28666_bpa2sc.xml MAIN DOCUMENT DESCRIPTION X0202 3 2007-03-26 0 0001173752 ARUBA NETWORKS, INC. ARUN 0001112239 SEQUOIA CAPITAL X 3000 SAND HILL ROAD BLDG 4, SUITE 180 PALO ALTO CA 94025 0 0 1 0 0001119873 SEQUOIA TECHNOLOGY PARTNERS X LP 3000 SAND HILL ROAD BLDG 4, SUITE 180 PALO ALTO CA 94025 0 0 1 0 0001127112 SEQUOIA CAPITAL X PRINCIPALS FUND LLC 3000 SAND HILL ROAD BLDG 4, SUITE 180 PALO ALTO CA 94025 0 0 1 0 0001367782 SEQUOIA CAPITAL GROWTH FUND III 3000 SAND HILL ROAD BLDG 4, SUITE 180 PALO ALTO CA 94025 0 0 1 0 0001367781 SEQUOIA CAPITAL GROWTH PARTNERS III 3000 SAND HILL ROAD BLDG 4, SUITE 180 PALO ALTO CA 94025 0 0 1 0 0001357260 SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND 3000 SAND HILL ROAD BLDG 4, SUITE 180 PALO ALTO CA 94025 0 0 1 0 0001206787 SC X MANAGEMENT LLC 3000 SAND HILL ROAD BLDG 4, SUITE 180 PALO ALTO CA 94025 0 0 1 0 0001367787 SCGF III MANAGEMENT LLC 3000 SAND HILL ROAD BLDG 4, SUITE 180 PALO ALTO CA 94025 0 0 1 0 0001312124 Carter J Scott 3000 SAND HILL ROAD BLDG 4, SUITE 180 PALO ALTO CA 94025 0 0 1 0 0001201326 GANDHI SAMEER K 3000 SAND HILL ROAD BLDG 4, SUITE 180 PALO ALTO CA 94025 0 0 1 0 Series A Convertible Preferred Common Stock 6480000 I by Partnership Series B Convertible Preferred Common Stock 4065190 I by Partnership Series C Convertible Preferred Common Stock 2296287 I by Partnership Series D Convertible Preferred Common Stock 818104 I by Partnership Each share of Issuer's Convertible Preferred Stock will be automatically converted into one share of Issuer's Common Stock upon the closing of a firm comittment underwritten public offering pursuant to an effective registration statement ot its Common Stock under Section 12(b) of the Securities and Exchange Act of 1934, as amended. Securities held of record by Sequoia Capital X (5,106,240), Sequoia Capital X Principals Fund (616,896), and Sequoia Technology Partners X (756,864). Douglas Leone (who is a Director of the Issuer and files separate Section 16(a) reports), Michael L. Goguen, Mark Kvamme, Michael J. Moritz and Mark A. Stevens are managing members of SC X Management, L.L.C., the general partner of Sequoia Capital X and Sequoia Technology Partners X, and the managing member of Sequoia Capital X Principals Fund. Each of the filing persons disclaims beneficial ownership of the shares except to the extent of his or its pecuniary interest therein. Securities held of record by Sequoia Capital X (3,296,463), Sequoia Capital X Principals Fund (293,913), and Sequoia Technology Partners X (474,814). Each of the filing persons disclaims beneficial ownership of the shares except to the extent of his or its pecuniary interest therein. Secutities held of record by Sequoia Capital X (1,862,059), Sequoia Capital X Principals Fund (166,022), and Sequoia Technology Partners X (268,206). Each of the filing persons disclaims beneficial ownership of the shares except to the extent of his or its pecuniary interest therein. Securities held of record by Sequoia Capital Growth Fund III (418,240), Sequoia Capital Growth III Principals Fund (20,690), Sequoia Capital Growth Partners III (4,604), Sequoia Capital X (303,740), Sequoia Capital X Principals Fund (27,081), and Sequoia Technology Partners X (43,749). Messrs. Leone, Goguen, Kvamme, Moritz, Sameer Gandhi, James Goetz and Scott Carter are managing members of SCGF III Management, L.L.C., the general partner of Sequoia Capital Growth Fund III and Sequoia Capital Growth Partners III, and the managing member of Sequoia Capital Growth III Principals Fund. Each of the filing persons disclaims beneficial ownership of the shares except to the extent of his or its pecuniary interest therein. By: Jeannette Bjoernsen as Attorney-in-Fact For: Sequoia Capital X 2007-03-26 By: Jeannette Bjoernsen as Attorney-in-Fact For: Sequoia Technology Partners X 2007-03-26 By: Jeannette Bjoernsen as Attorney-in-Fact For: Sequoia Capital X Principals Fund 2007-03-26 By: Jeannette Bjoernsen as Attorney-in-Fact For: Sequoia Capital Growth Fund III 2007-03-26 By: Jeannette Bjoernsen as Attorney-in-Fact For: Sequoia Capital Growth Partners III 2007-03-26 By: Jeannette Bjoernsen as Attorney-in-Fact For: Sequoia Capital Growth III Principals Fund 2007-03-26 By: Jeannette Bjoernsen as Attorney-in-Fact For: SC X Management, LLC 2007-03-26 By: Jeannette Bjoernsen as Attorney-in-Fact For: SCGF III Management LLC 2007-03-26 By: Jeannette Bjoernsen as Attorney-in-Fact For: J. Scott Carter 2007-03-26 By: Jeannette Bjoernsen as Attorney-in-Fact For: Sameer K. Gandhi 2007-03-26 EX-24 2 bpa28666_bpa2ex24sc.htm POWER OF ATTORNEY POWER OF ATTORNEY
Exhibit 24
POWER OF ATTORNEY
     The undersigned, as a Section 16 reporting person of Aruba Networks, Inc. (the “Company”), hereby constitutes and appoints Jeannette Bjoernsen and Wilson Sonsini Goodrich & Rosati, P.C., and each of them, the undersigned’s true and lawful attorney-in-fact to:
  1.   complete and execute Forms ID, 3, 4 and 5 and other forms and all amendments thereto as such attorney-in-fact shall in his or her discretion determine to be required or advisable pursuant to Section 16 of the Securities Exchange Act of 1934 (as amended) and the rules and regulations promulgated thereunder, or any successor laws and regulations, as consequence of the undersigned’s ownership, acquisition or disposition of securities of the Company; and
 
  2.   do all acts necessary in order to file such forms with the Securities and Exchange Commission, any securities exchange or national association, the Company and such other person or agency as the attorney-in-fact shall deem appropriate.
     The undersigned hereby ratifies and confirms all that said attorneys-in-fact and agents shall do or cause to be done by virtue hereof. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned’s responsibilities to comply with Section 16 of the Securities Exchange Act of 1934 (as amended).
     This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms ID, 3, 4 and 5 with respect to the undersigned’s holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the Company and the foregoing attorneys-in-fact.
     IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 23rd day of March, 2007.
             
SEQUOIA CAPITAL X   SEQUOIA CAPITAL GROWTH FUND III
SEQUOIA TECHNOLOGY PARTNERS X   SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND
SEQUOIA CAPITAL X PRINCIPALS FUND   SEQUOIA CAPITAL GROWTH PARTNERS III
 
            
By:
  SC X Management, L.L.C   By:   SCGF III Management, LLC
 
  a Delaware Limited Liability Company       a Delaware Limited Liability Company
 
  General Partner of Each       General Partner of Each
 
            
By:
  /s/ Douglas M. Leone   By:   /s/ Douglas M. Leone
 
           
 
  Managing Member       Managing Member

EX-24 3 bpa28666_bpa2ex24jc.htm POWER OF ATTORNEY Exhibit 24
Exhibit 24
POWER OF ATTORNEY
     The undersigned, as a Section 16 reporting person of Aruba Networks, Inc. (the “Company”), hereby constitutes and appoints Jeannette Bjoernsen and Wilson Sonsini Goodrich & Rosati, P.C., and each of them, the undersigned’s true and lawful attorney-in-fact to:
  1.   complete and execute Forms ID, 3, 4 and 5 and other forms and all amendments thereto as such attorney-in-fact shall in his or her discretion determine to be required or advisable pursuant to Section 16 of the Securities Exchange Act of 1934 (as amended) and the rules and regulations promulgated thereunder, or any successor laws and regulations, as consequence of the undersigned’s ownership, acquisition or disposition of securities of the Company; and
 
  2.   do all acts necessary in order to file such forms with the Securities and Exchange Commission, any securities exchange or national association, the Company and such other person or agency as the attorney-in-fact shall deem appropriate.
     The undersigned hereby ratifies and confirms all that said attorneys-in-fact and agents shall do or cause to be done by virtue hereof. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned’s responsibilities to comply with Section 16 of the Securities Exchange Act of 1934 (as amended).
     This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms ID, 3, 4 and 5 with respect to the undersigned’s holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the Company and the foregoing attorneys-in-fact.
     IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 26th day of March, 2007.
         
     
  /s/ J. Scott Carter    
  J. Scott Carter   
     
 

EX-24 4 bpa28666_bpa2ex24sg.htm POWER OF ATTORNEY Exhibit 24
Exhibit 24
POWER OF ATTORNEY
     The undersigned, as a Section 16 reporting person of Aruba Networks, Inc. (the “Company”), hereby constitutes and appoints Jeannette Bjoernsen and Wilson Sonsini Goodrich & Rosati, P.C., and each of them, the undersigned’s true and lawful attorney-in-fact to:
  1.   complete and execute Forms ID, 3, 4 and 5 and other forms and all amendments thereto as such attorney-in-fact shall in his or her discretion determine to be required or advisable pursuant to Section 16 of the Securities Exchange Act of 1934 (as amended) and the rules and regulations promulgated thereunder, or any successor laws and regulations, as consequence of the undersigned’s ownership, acquisition or disposition of securities of the Company; and
 
  2.   do all acts necessary in order to file such forms with the Securities and Exchange Commission, any securities exchange or national association, the Company and such other person or agency as the attorney-in-fact shall deem appropriate.
     The undersigned hereby ratifies and confirms all that said attorneys-in-fact and agents shall do or cause to be done by virtue hereof. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned’s responsibilities to comply with Section 16 of the Securities Exchange Act of 1934 (as amended).
     This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms ID, 3, 4 and 5 with respect to the undersigned’s holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the Company and the foregoing attorneys-in-fact.
     IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 26th day of March, 2007.
         
     
  /s/ Sameer K. Gandhi    
  Sameer K. Gandhi   
     
 

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